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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUI
26
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$3.49M 0.91%
248,104
+55,626
+29% +$772K
IWM icon
27
iShares Russell 2000 ETF
IWM
$79.8B
$3.38M 0.88%
21,731
-2,643
-11% -$407K
VB icon
28
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$3.22M 0.84%
20,526
-118
-0.6% -$18.2K
DVY icon
29
iShares Select Dividend ETF
DVY
$23.5B
$3.2M 0.84%
32,179
-1,010
-3% -$99.7K
SPEM icon
30
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$3.2M 0.83%
89,286
+24,140
+37% +$855K
HYT icon
31
BlackRock Corporate High Yield Fund
HYT
$1.36B
$3.1M 0.81%
289,334
+77,455
+37% +$811K
EIM
32
Eaton Vance Municipal Bond Fund
EIM
$491M
$3.05M 0.8%
245,118
-20,793
-8% -$259K
HIO
33
Western Asset High Income Opportunity Fund
HIO
$336M
$2.96M 0.77%
575,953
+151,397
+36% +$751K
GHY
34
PGIM Global High Yield Fund
GHY
$478M
$2.91M 0.76%
201,172
+52,916
+36% +$745K
NHS
35
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$2.9M 0.76%
248,102
+63,755
+35% +$746K
MSFT icon
36
Microsoft
MSFT
$3.45T
$2.82M 0.74%
21,042
+2,349
+13% +$298K
SABA
37
Saba Capital Income & Opportunities Fund II
SABA
$220M
$2.82M 0.74%
221,495
+59,494
+37% +$752K
AWF
38
AllianceBernstein Global High Income Fund
AWF
$870M
$2.81M 0.74%
238,841
+63,855
+36% +$746K
HIX
39
Western Asset High Income Fund II
HIX
$349M
$2.81M 0.73%
400,142
+102,928
+35% +$685K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.44M 0.64%
62,715
-26,300
-30% -$1.01M
LEXEA
41
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2.36M 0.62%
+49,327
New +$2.18M
ICF icon
42
iShares Select U.S. REIT ETF
ICF
$2.09B
$2.3M 0.6%
40,908
-5,098
-11% -$286K
PG icon
43
Procter & Gamble
PG
$336B
$2.21M 0.58%
20,115
+15,670
+353% +$1.67M
NAD icon
44
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$2.08M 0.54%
148,884
+24,492
+20% +$335K
KLDW
45
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.06M 0.54%
61,618
-8,826
-13% -$290K
PFE icon
46
Pfizer
PFE
$143B
$2.04M 0.53%
49,630
+29,663
+149% +$1.18M
RHT
47
DELISTED
Red Hat Inc
RHT
$1.98M 0.52%
10,528
+6,364
+153% +$1.17M
TMO icon
48
Thermo Fisher Scientific
TMO
$213B
$1.8M 0.47%
6,121
-3,656
-37% -$1.01M
BN icon
49
Brookfield
BN
$104B
$1.79M 0.47%
104,791
-67,420
-39% -$1.14M
VKQ icon
50
Invesco Municipal Trust
VKQ
$541M
$1.68M 0.44%
136,292
+22,366
+20% +$271K
1
2
3 4 5

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Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.