Vivaldi Capital Management’s Western Asset High Income Opportunity Fund HIO Stock Holding History

Vivaldi Capital Management’s Portfolio HIO Stock Details HIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-620,541	Closed	-$3.13M	–	224
2019 Q3	$3.13M	Buy	620,541 +44,588	+8%	+$225K	0.74%	34
2019 Q2	$2.96M	Buy	575,953 +151,397	+36%	+$751K	0.77%	33
2019 Q1	$2.05M	Buy	424,556 +105,744	+33%	+$503K	0.57%	51
2018 Q4	$1.4M	Buy	318,812 +56,881	+22%	+$259K	0.6%	40
2018 Q3	$1.25M	Buy	261,931 +21,932	+9%	+$105K	0.67%	34
2018 Q2	$1.16M	Buy	239,999 +22,622	+10%	+$109K	0.95%	27
2018 Q1	$1.05M	Buy	217,377 +35,506	+20%	+$175K	0.78%	40
2017 Q4	$922K	Buy	+181,871	New	+$919K	0.77%	38
2017 Q3	–	Sell	-123,402	Closed	-$626	–	94
2017 Q2	$626	Hold	123,402	–	–	﹤0.01%	48
2017 Q1	$622	Buy	+123,402	New	+$629K	﹤0.01%	95

Other funds holding HIO

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Vivaldi Capital Management's HIO Position: Q4 2019 in Review

Vivaldi Capital Management sold out of Western Asset High Income Opportunity Fund (HIO) in Q4 2019, closing a stake of 620,541 shares — an estimated $3.13M sold.

Vivaldi Capital Management first reported a position in HIO in Q1 2017 and held it in 10 quarters. The position peaked at $3.13M in Q3 2019. 97 funds tracked by Wall St. Rank hold HIO as of Q4 2019.

Vivaldi Capital Management reported no remaining Western Asset High Income Opportunity Fund position as of Q4 2019 after selling out during the quarter.
Vivaldi Capital Management sold 620,541 Western Asset High Income Opportunity Fund shares in Q4 2019, an estimated $3.13M.
Vivaldi Capital Management first reported a position in Western Asset High Income Opportunity Fund in Q1 2017 and held it in 10 quarters.
Vivaldi Capital Management's Western Asset High Income Opportunity Fund position peaked at $3.13M in Q3 2019.
97 funds tracked by Wall St. Rank held Western Asset High Income Opportunity Fund as of Q4 2019.

Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.