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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX icon
301
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
$49K 0.01%
+156
New +$203K
GALT icon
302
Galectin Therapeutics
GALT
$348M
$35K 0.01%
15,439
– –
AUD
303
DELISTED
Audacy, Inc.
AUD
$31K 0.01%
12,600
– –
RCG
304
RENN Fund
RCG
$21M
$22K ﹤0.01%
12,703
– –
RENO
305
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$21K ﹤0.01%
18,782
– –
ADN
306
DELISTED
Advent Technologies
ADN
– –
-667
Closed -$207K
ARKO icon
307
ARKO Corp
ARKO
$635M
– –
-75,690
Closed -$757K
ASLE icon
308
AerSale
ASLE
$279M
– –
-34,494
Closed -$353K
ASTS icon
309
AST SpaceMobile
ASTS
$21.5B
– –
-38,961
Closed -$392K
AVPT icon
310
AvePoint
AVPT
$2.71B
– –
-20,000
Closed -$212K
BYM
311
DELISTED
BlackRock Municipal Income Quality Trust
BYM
– –
-140,051
Closed -$2.01M
CLOV icon
312
Clover Health Investments
CLOV
$2.51B
– –
-20,011
Closed -$249K
DSI icon
313
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
– –
-11,734
Closed -$799K
DTF
314
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
– –
-75,243
Closed -$1.09M
GCMG icon
315
GCM Grosvenor
GCMG
$820M
– –
-68,600
Closed -$713K
ICSH icon
316
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
– –
-12,022
Closed -$607K
IXUS icon
317
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
– –
-4,932
Closed -$312K
MAPS
318
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-47,168
Closed -$478K
MNTS icon
319
Momentus
MNTS
$92.7M
– –
-3
Closed -$405K
MUX icon
320
McEwen Inc
MUX
$1.18B
– –
-1,000
Closed -$10K
MVST icon
321
Microvast
MVST
$302M
– –
-60,977
Closed -$621K
NAK
322
Northern Dynasty Minerals
NAK
$958M
– –
-10,000
Closed -$9K
NWL icon
323
Newell Brands
NWL
$2.56B
– –
-10,145
Closed -$200K
SUSA icon
324
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
– –
-10,438
Closed -$820K
TXN icon
325
Texas Instruments
TXN
$261B
– –
-2,459
Closed -$385K
11 12
13
14 15

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.