Vivaldi Capital Management’s iShares MSCI KLD 400 Social ETF DSI Stock Holding History

Vivaldi Capital Management’s Portfolio DSI Stock Details DSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-11,734	Closed	-$799K	–	314
2020 Q3	$799K	Hold	11,734	–	–	0.18%	101
2020 Q2	$750K	Buy	+11,734	New	+$652K	0.16%	108
2020 Q1	–	Sell	-10,096	Closed	-$606K	–	215
2019 Q4	$606K	Buy	+10,096	New	+$580K	0.15%	110
2018 Q4	–	Sell	-6,014	Closed	-$321K	–	203
2018 Q3	$321K	Sell	6,014 -200	-3%	-$10.5K	0.17%	94
2018 Q2	$314K	Sell	6,214 -1,512	-20%	-$75.9K	0.26%	93
2018 Q1	$377K	Hold	7,726	–	–	0.28%	86
2017 Q4	$380K	Buy	7,726 +1,116	+17%	+$53.6K	0.32%	82
2017 Q3	$307K	Buy	+6,610	New	+$301K	1.32%	38

Other funds holding DSI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Vivaldi Capital Management's DSI Position: Q4 2020 in Review

Vivaldi Capital Management sold out of iShares MSCI KLD 400 Social ETF (DSI) in Q4 2020, closing a stake of 11,734 shares — an estimated $799K sold.

Vivaldi Capital Management first reported a position in DSI in Q3 2017 and held it in 8 quarters. The position peaked at $799K in Q3 2020. 357 funds tracked by Wall St. Rank hold DSI as of Q4 2020.

Vivaldi Capital Management reported no remaining iShares MSCI KLD 400 Social ETF position as of Q4 2020 after selling out during the quarter.
Vivaldi Capital Management sold 11,734 iShares MSCI KLD 400 Social ETF shares in Q4 2020, an estimated $799K.
Vivaldi Capital Management first reported a position in iShares MSCI KLD 400 Social ETF in Q3 2017 and held it in 8 quarters.
Vivaldi Capital Management's iShares MSCI KLD 400 Social ETF position peaked at $799K in Q3 2020.
357 funds tracked by Wall St. Rank held iShares MSCI KLD 400 Social ETF as of Q4 2020.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.