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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTZ icon
201
MasTec
MTZ
$20.8B
$2.59M 0.05%
+21,995
New +$2.15M
TTEK icon
202
Tetra Tech
TTEK
$8.89B
$2.59M 0.05%
+78,975
New +$2.32M
BLDR icon
203
Builders FirstSource
BLDR
$7.8B
$2.58M 0.05%
+18,975
New +$2.11M
GOGN
204
DELISTED
GoGreen Investments Corporation
GOGN
$2.56M 0.05%
231,028
-7,520
-3% -$80.4K
ESTA icon
205
Establishment Labs
ESTA
$2.33B
$2.53M 0.05%
36,902
+7,713
+26% +$533K
ANAB icon
206
AnaptysBio
ANAB
$1.62B
$2.53M 0.05%
124,463
+8,984
+8% +$182K
AXGN icon
207
Axogen
AXGN
$2.38B
$2.53M 0.05%
276,583
+17,369
+7% +$162K
KDK
208
Kodiak AI
KDK
$842M
$2.51M 0.05%
+247,522
New +$2.51M
XYL icon
209
Xylem
XYL
$28.2B
$2.49M 0.05%
+22,100
New +$2.34M
DSAQ
210
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$2.48M 0.05%
232,911
-5,250
-2% -$55.3K
CSTA
211
DELISTED
Constellation Acquisition Corp I
CSTA
$2.48M 0.05%
233,367
-5,272
-2% -$54.9K
RCFA
212
DELISTED
Perception Capital Corp. IV
RCFA
$2.47M 0.05%
231,102
-5,209
-2% -$54.9K
SNPS icon
213
Synopsys
SNPS
$77.7B
$2.47M 0.05%
+5,675
New +$2.29M
SZZL
214
DELISTED
Sizzle Acquisition Corp. Common stock
SZZL
$2.47M 0.05%
231,102
-5,209
-2% -$55.1K
MRT icon
215
Marti Technologies
MRT
$154M
$2.45M 0.05%
231,102
-5,209
-2% -$54.6K
FEXD
216
DELISTED
Fintech Ecosystem Development Corp. Class A Common Stock
FEXD
$2.44M 0.05%
231,102
-5,209
-2% -$54.9K
TLGY
217
DELISTED
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
$2.44M 0.05%
226,579
-5,107
-2% -$54.2K
ELIQ
218
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$2.44M 0.05%
229,199
-5,177
-2% -$54.3K
VEEA
219
Veea Inc
VEEA
$8.82M
$2.43M 0.05%
231,102
-5,209
-2% -$54.3K
ON icon
220
ON Semiconductor
ON
$18.6B
$2.42M 0.05%
25,611
+13,111
+105% +$1.08M
IMCR icon
221
Immunocore
IMCR
$1.75B
$2.42M 0.05%
40,345
-7,520
-16% -$429K
IVCB
222
DELISTED
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
$2.42M 0.05%
226,579
-5,107
-2% -$53.9K
RDZN icon
223
Roadzen
RDZN
$105M
$2.41M 0.05%
226,579
-5,107
-2% -$53.7K
BNZI icon
224
Banzai International
BNZI
$6.33M
$2.41M 0.05%
23
– –
SEDA
225
DELISTED
SDCL EDGE Acquisition Corporation
SEDA
$2.41M 0.05%
231,102
-5,209
-2% -$54K
7 8
9
10 11

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.