UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MACC
201
DELISTED
Mission Advancement Corp.
MACC
– –
-151,244
Closed -$1.47M
RACB
202
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
– –
-103,154
Closed -$1M
REVH
203
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
– –
-669,295
Closed -$6.5M
NDAC
204
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
– –
-411,275
Closed -$4.01M
ACII
205
DELISTED
Atlas Crest Investment Corp. II
ACII
– –
-257,280
Closed -$2.5M
OHPA
206
DELISTED
Orion Acquisition Corp. Class A common stock
OHPA
– –
-257,048
Closed -$2.51M
SWET
207
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
– –
-436,494
Closed -$4.26M
TMAC
208
DELISTED
The Music Acquisition Corporation
TMAC
– –
-462,385
Closed -$4.51M
SWETW
209
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
– –
-244,036
Closed -$144K
TSIBW
210
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
– –
-61,651
Closed -$50K
TSIB
211
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
– –
-255,524
Closed -$2.49M
PCPC.WS
212
DELISTED
Periphas Capital Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $28.75
PCPC.WS
– –
-51,376
Closed -$83K
LMACA
213
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
– –
-152,529
Closed -$1.57M
CRU
214
DELISTED
Crucible Acquisition Corporation
CRU
– –
-513,861
Closed -$5.01M
PHIC
215
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
– –
-284,490
Closed -$2.8M
PHICW
216
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
– –
-137,136
Closed -$70K
SBII
217
DELISTED
Sandbridge X2 Corp.
SBII
– –
-701,436
Closed -$6.83M
EQHA.WS
218
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
– –
-262,296
Closed -$136K
FRW
219
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
– –
-257,048
Closed -$2.5M
ASZ
220
DELISTED
Austerlitz Acquisition Corporation II
ASZ
– –
-1,550,379
Closed -$15.1M
FVT
221
DELISTED
Fortress Value Acquisition Corp. III
FVT
– –
-770,642
Closed -$7.53M
FVIV
222
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
– –
-758,515
Closed -$7.4M
EPWR.WS
223
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-231,192
Closed -$115K
AUS
224
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-128,948
Closed -$1.25M
IACC
225
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
– –
-1,028,323
Closed -$10.1M
7 8
9
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