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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCAU
201
DELISTED
Capitalworks Emerging Markets Acquisition Corp Unit
CMCAU
$5.09M 0.05%
+505,677
New +$5.09M
SPAQ
202
DELISTED
Spartan Acquisition Corp. III
SPAQ
$5.09M 0.05%
515,783
-315,737
-38% -$3.14M
GTPB
203
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$5.09M 0.05%
514,094
+13,768
+3% +$136K
ALTI icon
204
AlTi Global
ALTI
$481M
$5.09M 0.05%
515,049
+264,783
+106% +$2.62M
DCRD
205
DELISTED
Decarbonization Plus Acquisition Corporation IV Class A Ordinary Share
DCRD
$5.08M 0.05%
+515,770
New +$5.11M
OKLO
206
Oklo
OKLO
$7.34B
$5.08M 0.05%
515,770
+13,812
+3% +$136K
AEAE
207
DELISTED
AltEnergy Acquisition Corp
AEAE
$5.08M 0.05%
+515,770
New +$5.11M
GTYH
208
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$5.08M 0.05%
758,000
-342,000
-31% -$2.43M
FRGE
209
DELISTED
Forge Global Holdings
FRGE
$5.08M 0.05%
34,386
-10,256
-23% -$1.53M
PIAI
210
DELISTED
Prime Impact Acquisition I
PIAI
$5.08M 0.05%
515,792
+13,834
+3% +$136K
LOKM
211
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$5.07M 0.05%
519,307
+13,908
+3% +$136K
FWAC
212
DELISTED
Fifth Wall Acquisition Corp. III Class A Ordinary Shares
FWAC
$5.07M 0.05%
509,714
+308,931
+154% +$3.06M
JUGG
213
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$5.07M 0.05%
515,770
-186,971
-27% -$1.84M
EQD
214
DELISTED
Equity Distribution Acquisition Corp.
EQD
$5.07M 0.05%
515,785
-228,866
-31% -$2.25M
PACI.U
215
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$5.06M 0.05%
+505,677
New +$5.08M
LDHA
216
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$5.06M 0.05%
515,360
+13,802
+3% +$135K
WQGA
217
DELISTED
World Quantum Growth Acquisition Corp.
WQGA
$5.06M 0.05%
+515,770
New +$5.07M
BIOSU
218
DELISTED
BioPlus Acquisition Corp. Unit
BIOSU
$5.06M 0.05%
+505,677
New +$5.07M
FTVI
219
DELISTED
FinTech Acquisition Corp. VI Class A Common Stock
FTVI
$5.05M 0.05%
515,770
+13,812
+3% +$136K
ETAC
220
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$5.05M 0.05%
513,762
+13,780
+3% +$136K
GOAC
221
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$5.05M 0.05%
513,762
+13,780
+3% +$136K
VPCB
222
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$5.05M 0.05%
515,100
+13,795
+3% +$136K
PMVC
223
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$5.05M 0.05%
513,762
+13,780
+3% +$135K
SLCR
224
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$5.05M 0.05%
514,767
+13,797
+3% +$136K
COIN icon
225
Coinbase
COIN
$38.4B
$5.05M 0.05%
20,000
+2,000
+11% +$582K
7 8
9
10 11

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.