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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVOX
201
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$4.77M 0.1%
456,249
– –
TVACU
202
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
$4.77M 0.1%
+456,250
New +$4.75M
CBAH.U
203
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
$4.77M 0.1%
+456,250
New +$4.76M
PCPC.U
204
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
$4.76M 0.1%
+182,499
New +$4.68M
MUDSU
205
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$4.75M 0.1%
+456,250
New +$4.65M
AGCUU
206
DELISTED
Altimeter Growth Corp Unit
AGCUU
$4.75M 0.1%
+365,000
New +$4.53M
LATN
207
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$4.75M 0.1%
456,249
– –
RPLA
208
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$4.75M 0.1%
456,249
-388,751
-46% -$3.96M
BURU
209
DELISTED
NUBURU INC
BURU
$4.74M 0.1%
+2,286
New +$4.51M
GNPK.U
210
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
$4.74M 0.1%
+456,250
New +$4.69M
BOAC
211
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$4.74M 0.1%
+456,250
New +$4.84M
PDAC
212
DELISTED
Peridot Acquisition Corp.
PDAC
$4.73M 0.1%
+456,250
New +$4.57M
ALTUU
213
DELISTED
Altitude Acquisition Corp Unit
ALTUU
$4.72M 0.1%
+456,250
New +$4.7M
NMMC
214
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$4.71M 0.1%
+456,250
New +$4.69M
ALUS
215
DELISTED
Alussa Energy Acquisition Corp
ALUS
$4.71M 0.1%
468,421
– –
CND.U
216
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$4.7M 0.1%
+456,250
New +$4.66M
FTOC
217
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$4.7M 0.1%
+456,250
New +$4.5M
CFIVU
218
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$4.7M 0.1%
+456,250
New +$4.71M
MTZ icon
219
MasTec
MTZ
$20.8B
$4.69M 0.1%
+68,823
New +$3.86M
CTAQU
220
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$4.68M 0.1%
+456,250
New +$4.68M
SCPE
221
DELISTED
SC Health Corporation
SCPE
$4.68M 0.1%
456,248
– –
FST
222
DELISTED
FAST Acquisition Corp.
FST
$4.67M 0.1%
+456,250
New +$4.48M
TMPO
223
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$4.66M 0.1%
+456,249
New +$4.51M
DWIN.U
224
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$4.65M 0.1%
+456,250
New +$4.62M
RCHG
225
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$4.65M 0.1%
+456,250
New +$4.55M
7 8
9
10 11

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.