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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$564M
Cap. Flow %
-14.32%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 9.34%
3 Industrials 6.85%
4 Technology 5.85%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDGR icon
201
Schrodinger
SDGR
$1.33B
$1.14M 0.03%
+24,000
New +$1.65M
MAA icon
202
Mid-America Apartment Communities
MAA
$15.5B
$1.13M 0.03%
9,700
-19,500
-67% -$2.25M
BKSY icon
203
CALL
BlackSky Technology
BKSY
$1.14B
$1.12M 0.03%
102,502
-1,404
-1% -$113K
MDLA
204
DELISTED
Medallia, Inc.
MDLA
$1.08M 0.03%
39,500
-17,590
-31% -$534K
REXR icon
205
Rexford Industrial Realty
REXR
$8.14B
$1.03M 0.03%
22,600
-224,100
-91% -$10.2M
TXNM
206
TXNM Energy Inc
TXNM
$5.92B
$1.03M 0.03%
+25,000
New +$1.04M
UWMC icon
207
CALL
UWM Holdings
UWMC
$407M
$1M 0.03%
599,861
+6,111
+1% +$64.5K
EOSE icon
208
Eos Energy Enterprises
EOSE
$1.43B
$1M 0.03%
+100,000
New +$1.03M
ETWO
209
CALL
DELISTED
E2open Parent Holdings
ETWO
$987K 0.03%
+546,678
New +$5.63M
EMN icon
210
Eastman Chemical
EMN
$8.4B
$976K 0.02%
+12,500
New +$942K
SRTA
211
CALL
Strata Critical Medical Inc
SRTA
$495M
$974K 0.02%
835,636
-11,447
-1% -$116K
RUN icon
212
Sunrun
RUN
$2.26B
$963K 0.02%
12,500
– –
ID
213
CALL
DELISTED
PARTS iD, Inc.
ID
$920K 0.02%
1,832,783
-67,217
-4% -$705K
RMG.U
214
DELISTED
RMG Acquisition Corp.
RMG.U
$848K 0.02%
+75,338
New +$819K
WH icon
215
Wyndham Hotels & Resorts
WH
$5.58B
$828K 0.02%
+16,400
New +$801K
SCVX
216
CALL
DELISTED
SCVX Corp.
SCVX
$827K 0.02%
562,298
-7,702
-1% -$77.8K
STOR
217
DELISTED
STORE Capital Corporation
STOR
$817K 0.02%
+29,800
New +$757K
KPLT icon
218
CALL
Katapult Holdings
KPLT
$32.1M
$810K 0.02%
33,738
-462
-1% -$116K
CIIC
219
CALL
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$780K 0.02%
843,750
-11,250
-1% -$113K
ITRI icon
220
Itron
ITRI
$4.5B
$759K 0.02%
12,500
-6,250
-33% -$397K
IRNT
221
CALL
DELISTED
IronNet, Inc.
IRNT
$741K 0.02%
679,400
-9,300
-1% -$93.5K
STLN
222
CALL
Starling Oncology, Inc. Common Stock
STLN
$499M
$717K 0.02%
339,722
-4,653
-1% -$48.3K
APA icon
223
APA Corp
APA
$12.9B
$710K 0.02%
75,000
-25,000
-25% -$342K
QNGY
224
CALL
DELISTED
Quanergy Systems, Inc.
QNGY
$703K 0.02%
27,479
-2,635
-9% -$520K
PEG icon
225
Public Service Enterprise Group
PEG
$37.4B
$686K 0.02%
12,500
-86,478
-87% -$4.58M
7 8
9
10 11

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $564M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.