UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+11.27%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$3.84B
AUM Growth
-$595M
Cap. Flow
-$974M
Cap. Flow %
-25.39%
Top 10 Hldgs %
53.45%
Holding
380
New
54
Increased
47
Reduced
98
Closed
114

Top Buys

1
ETFC
E*Trade Financial Corporation
ETFC
$165M
2
VAR
Varian Medical Systems, Inc.
VAR
$123M
3
IMMU
Immunomedics Inc
IMMU
$118M
4
MXIM
Maxim Integrated Products
MXIM
$117M
5
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$102M

Top Sells

1
LM
Legg Mason, Inc.
LM
$165M
2
EE
El Paso Electric Company
EE
$106M
3
LOGM
LogMein, Inc.
LOGM
$76.5M
4
TIF
Tiffany & Co.
TIF
$70.9M
5
CZR
Caesars Entertainment Corporation
CZR
$70.2M

Sector Composition

1 Financials 32.46%
2 Healthcare 9.07%
3 Industrials 7.33%
4 Technology 6.14%
5 Communication Services 5.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AES icon
201
AES
AES
$9.21B
$453K 0.01%
+25,000
New +$453K
TWO
202
Two Harbors Investment
TWO
$1.08B
$382K 0.01%
+18,750
New +$382K
FPAY icon
203
FlexShopper
FPAY
$18.3M
$194K ﹤0.01%
109,480
– –
MAT icon
204
Mattel
MAT
$6.06B
$155K ﹤0.01%
13,260
– –
ESSCR
205
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$121K ﹤0.01%
556,206
-7,619
-1% -$1.66K
RIG icon
206
Transocean
RIG
$2.9B
$101K ﹤0.01%
125,000
– –
ITRM icon
207
Iterum Therapeutics
ITRM
$30.3M
$92K ﹤0.01%
5,867
– –
QEP
208
DELISTED
QEP RESOURCES, INC.
QEP
$85K ﹤0.01%
93,600
– –
GNCA
209
DELISTED
Genocea Biosciences, Inc.
GNCA
$44K ﹤0.01%
19,170
– –
HYACU
210
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
– –
-142,500
Closed -$1.56M
VER
211
DELISTED
VEREIT, Inc.
VER
– –
-25,800
Closed -$829K
GMHIU
212
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
– –
-68,400
Closed -$770K
KCAC.U
213
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-1,278,139
Closed -$12.8M
HTZ
214
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
0
– –
ARYBU
215
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– –
-95,000
Closed -$1.1M
MNK
216
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
0
– –
BREW
217
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-487,984
Closed -$7.51M
WUBA
218
DELISTED
58.COM INC
WUBA
– –
-85,187
Closed -$4.6M
LOGM
219
DELISTED
LogMein, Inc.
LOGM
– –
-901,911
Closed -$76.5M
LM
220
DELISTED
Legg Mason, Inc.
LM
– –
-3,309,722
Closed -$165M
TMUSR
221
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-97,500
Closed -$16K
PTLA
222
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-204,017
Closed -$3.67M
IBKC
223
DELISTED
IBERIABANK Corp
IBKC
– –
-1,028,671
Closed -$46.8M
CRC
224
DELISTED
California Resources Corporation
CRC
– –
0
– –
NLSN
225
DELISTED
Nielsen Holdings plc
NLSN
– –
0
– –
7 8
9
10 11