We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HTZ icon
201
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$634K 0.02%
+295,000
New +$4.16M
2019 Q3
0 quarters
UBER icon
202
PUT
Uber
UBER
$146B
$620K 0.02%
+400,000
New +$15.1M
2019 Q3
0 quarters
ZS icon
203
Zscaler
ZS
$38.1B
$591K 0.02%
+12,500
New +$900K
2019 Q3
0 quarters
RDHL icon
204
Redhill Biopharma
RDHL
$4.79M
$586K 0.02%
+83
New +$604K
2019 Q3
0 quarters
CHPT icon
205
CALL
ChargePoint
CHPT
$213M
$578K 0.02%
+32,316
New +$6.31M
2019 Q3
0 quarters
WW icon
206
DELISTED
WW International
WW
$567K 0.02%
+15,000
New +$424K
2019 Q3
0 quarters
ADT icon
207
ADT
ADT
$4.7B
$564K 0.02%
90,000
– –
2018 Q2
5 quarters
EIGR
208
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$527K 0.01%
+1,713
New +$556K
2019 Q3
0 quarters
ITRM icon
209
DELISTED
Iterum Therapeutics
ITRM
$523K 0.01%
5,913
– –
2018 Q2
5 quarters
LSEA icon
210
DELISTED
Landsea Homes
LSEA
$513K 0.01%
+50,000
New +$510K
2019 Q3
0 quarters
LYFT icon
211
Lyft
LYFT
$6.14B
$510K 0.01%
+12,500
New +$683K
2019 Q3
0 quarters
THBRU
212
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$509K 0.01%
+50,000
New +$506K
2019 Q3
0 quarters
ALDX icon
213
Aldeyra Therapeutics
ALDX
$55.3M
$487K 0.01%
+92,500
New +$498K
2019 Q3
0 quarters
GDP
214
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$468K 0.01%
44,000
-106,000
-71% -$1.17M
2019 Q2
1 quarter
RIG icon
215
Transocean
RIG
$6.15B
$447K 0.01%
+100,000
New +$531K
2019 Q3
0 quarters
SPY icon
216
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$445K 0.01%
3,000,000
-2,500,000
-45% -$739M
2014 Q4
19 quarters
QEP
217
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$417K 0.01%
93,600
– –
2019 Q2
1 quarter
GTYH
218
CALL
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$396K 0.01%
650,000
– –
2019 Q2
1 quarter
PHR icon
219
Phreesia
PHR
$671M
$380K 0.01%
+15,687
New +$414K
2019 Q3
0 quarters
SKIL icon
220
CALL
Skillsoft
SKIL
$55.6M
$369K 0.01%
+12,500
New +$2.49M
2019 Q3
0 quarters
WUBA
221
DELISTED
58.com Inc
WUBA
$367K 0.01%
+7,448
New +$412K
2019 Q3
0 quarters
GOOGL icon
222
Alphabet (Google) Class A
GOOGL
$4.3T
$366K 0.01%
6,000
-73,620
-92% -$4.36M
2018 Q1
6 quarters
IBM icon
223
IBM
IBM
$214B
$364K 0.01%
+2,615
New +$353K
2019 Q3
0 quarters
MNTV
224
DELISTED
Momentive Global Inc. Common Stock
MNTV
$342K 0.01%
+20,000
New +$348K
2019 Q3
0 quarters
MOBL
225
DELISTED
MobileIron, Inc.
MOBL
$327K 0.01%
+50,000
New +$341K
2019 Q3
0 quarters
7 8
9
10 11

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.