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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+30.65%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.31B
AUM Growth
-$1.46B
Cap. Flow
-$1.18B
Cap. Flow %
-89.71%
Top 10 Hldgs %
100%
Holding
212
New
7
Increased
2
Reduced
1
Closed
202

Top Buys

Rank Stock Value
1
FDC
First Data Corporation
FDC
+$401M
2
LLL
L3 Technologies, Inc.
LLL
+$141M
3
CELG
Celgene Corp
CELG
+$123M
4
RHT
Red Hat Inc
RHT
+$108M
5
STI
SunTrust Banks, Inc.
STI
+$101M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$334M
2
DNB
Dun & Bradstreet
DNB
+$89.7M
3
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$89.6M
4
CI icon
Cigna
CI
+$87.4M
5
ATHN
Athenahealth, Inc.
ATHN
+$72.3M

Sector Composition

Rank Sector Weight
1 Industrials 33.79%
2 Communication Services 24.92%
3 Technology 16.54%
4 Healthcare 13.43%
5 Financials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNB
201
DELISTED
Dun & Bradstreet
DNB
– –
-628,075
Closed -$89.7M
P
202
DELISTED
Pandora Media Inc
P
– –
-1,209,481
Closed -$9.79M
CYHHZ
203
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-4,741,911
Closed -$5K
CRC
204
PUT
DELISTED
California Resources Corporation
CRC
– –
-117,000
Closed -$1.24M
DISH
205
CALL
DELISTED
DISH Network Corp.
DISH
– –
-86,000
Closed -$4K
DISH
206
DELISTED
DISH Network Corp.
DISH
– –
-100,000
Closed -$2.5M
FTR
207
PUT
DELISTED
Frontier Communications Corp.
FTR
– –
-469,000
Closed -$891K
DOC
208
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-211,000
Closed -$3.38M
RHT
209
PUT
DELISTED
Red Hat Inc
RHT
– –
-90,900
Closed -$58K
GCVRZ
210
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-1,162,096
Closed -$558K
5 6 7 8
9

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UBS O'Connor's Q1 2019 Portfolio in Review

As of Q1 2019, UBS O'Connor held 212 positions worth $1.31B, down 53% from $2.77B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q1 2019, closing 202 positions and reducing 1 holding. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $334M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 34% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in First Data Corporation worth $443M.

  • UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
  • UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
  • UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
  • UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.31B portfolio in Q1 2019.
  • UBS O'Connor opened 7 new positions and closed 202 in Q1 2019.
  • UBS O'Connor's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.