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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+19.11%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.58B
AUM Growth
+$808M
Cap. Flow
+$381M
Cap. Flow %
10.63%
Top 10 Hldgs %
44.48%
Holding
311
New
83
Increased
68
Reduced
43
Closed
77
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
0.4 quarters
Top 20 Avg Time Held Equity + Options
1.7 quarters
Avg Time Held Equity only
2.7 quarters
Top 10 Avg Time Held Equity only
0.4 quarters
Top 20 Avg Time Held Equity only
1.7 quarters

Top Buys

Rank Stock Value
1
FDC
First Data Corporation
FDC
+$401M
2
LLL
L3 Technologies, Inc.
LLL
+$141M
3
CELG
Celgene Corp
CELG
+$123M
4
RHT
Red Hat Inc
RHT
+$108M
5
STI icon
SunTrust Banks, Inc.
STI
+$101M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$334M
2
DNB icon
Dun & Bradstreet
DNB
+$89.7M
3
ATHN
Athenahealth, Inc.
ATHN
+$72.3M
4
AHL
ASPEN Insurance Holding Limited
AHL
+$71M
5
DELL icon
Dell
DELL
+$69.1M

Sector Composition

Rank Sector Weight
1 Technology 21.34%
2 Communication Services 20.85%
3 Industrials 16.18%
4 Miscellaneous 12.21%
5 Healthcare 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ENDP
201
CALL
DELISTED
Endo International plc
ENDP
$35K ﹤0.01%
+100,000
New +$940K
2019 Q1
0 quarters
GLD icon
202
CALL
SPDR Gold Trust
GLD
$142B
$30K ﹤0.01%
40,000
-70,000
-64% -$8.62M
2018 Q4
1 quarter
LEN icon
203
PUT
Lennar Class A
LEN
$18.2B
$20K ﹤0.01%
+20,660
New +$935K
2019 Q1
0 quarters
STWD icon
204
PUT
Starwood Property Trust
STWD
$4.7B
$20K ﹤0.01%
+60,000
New +$1.31M
2019 Q1
0 quarters
WW icon
205
CALL
DELISTED
WW International
WW
$12K ﹤0.01%
+100,000
New +$2.76M
2019 Q1
0 quarters
MAT icon
206
CALL
Mattel
MAT
$4.77B
$11K ﹤0.01%
25,000
– –
2018 Q3
2 quarters
F icon
207
CALL
Ford
F
$48.5B
$8K ﹤0.01%
100,000
– –
2018 Q3
2 quarters
GME icon
208
CALL
GameStop
GME
$13.4B
$4K ﹤0.01%
+800,000
New +$2.49M
2019 Q1
0 quarters
AQMS icon
209
Aqua Metals
AQMS
$7.23M
– –
-2,765
Closed -$1.01M –
ARDX icon
210
Ardelyx
ARDX
$847M
– –
-258,105
Closed -$462K –
ATHM icon
211
Autohome
ATHM
$2.38B
– –
-6,500
Closed -$508K –
BB icon
212
BlackBerry
BB
$5.23B
– –
-100,000
Closed -$711K –
BDN icon
213
Brandywine Realty Trust
BDN
$461M
– –
-134,000
Closed -$1.73M –
CLB icon
214
Core Laboratories
CLB
$463M
– –
-50,000
Closed -$2.98M –
CRSP icon
215
CRISPR Therapeutics
CRSP
$5.16B
– –
-22,319
Closed -$638K –
DBI icon
216
Designer Brands
DBI
$291M
– –
-650,000
Closed -$16.1M –
DBI icon
217
PUT
Designer Brands
DBI
$291M
– –
-400,000
Closed -$120K –
DEI icon
218
Douglas Emmett
DEI
$1.64B
– –
-102,600
Closed -$3.5M –
DELL icon
219
Dell
DELL
$373B
– –
-2,788,693
Closed -$69.1M –
DHI icon
220
D.R. Horton
DHI
$37.7B
– –
-59,900
Closed -$2.08M –
HUCK icon
221
Huckleberry.ai, Inc. Class B Common Stock
HUCK
$147M
– –
-85,291
Closed -$1.67M –
FPAY icon
222
DELISTED
FlexShopper
FPAY
– –
-120,612
Closed -$101K –
FRT icon
223
Federal Realty Investment Trust
FRT
$9.22B
– –
-4,200
Closed -$496K –
GE icon
224
PUT
GE Aerospace
GE
$320B
– –
-417,324
Closed -$220K –
GOOS icon
225
Canada Goose Holdings
GOOS
$773M
– –
-415,000
Closed -$18.1M –
7 8
9
10 11

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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2019 Portfolio in Review

As of Q1 2019, UBS O'Connor held 311 positions worth $3.58B, up 29% from $2.77B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

UBS O'Connor deployed $381M of net new capital in Q1 2019, opening 83 new positions and adding to 68 existing holdings. Its largest new stake was First Data Corporation: 16,863,844 shares worth $443M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was TRIBUNE MEDIA COMPANY CLASS A, an estimated $45.7M trimmed.

  • UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
  • UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
  • UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
  • UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
  • UBS O'Connor's ten largest holdings make up 44% of its $3.58B portfolio in Q1 2019.
  • UBS O'Connor opened 83 new positions and closed 77 in Q1 2019.
  • UBS O'Connor's portfolio value rose 29% quarter-over-quarter to $3.58B.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.