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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAT icon
201
CALL
Mattel
MAT
$4.21B
$7K ﹤0.01%
25,000
– –
CYHHZ
202
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$5K ﹤0.01%
4,741,911
– –
DISH
203
CALL
DELISTED
DISH Network Corp.
DISH
$4K ﹤0.01%
86,000
– –
AA icon
204
CALL
Alcoa
AA
$12.5B
– –
-125,000
Closed -$91K
AA icon
205
Alcoa
AA
$12.5B
– –
-50,000
Closed -$2.02M
AAPL icon
206
CALL
Apple
AAPL
$4.56T
– –
-240,000
Closed -$687K
AAPL icon
207
Apple
AAPL
$4.56T
– –
-599,776
Closed -$33.8M
AAPL icon
208
PUT
Apple
AAPL
$4.56T
– –
-60,000
Closed -$3K
AB icon
209
AllianceBernstein
AB
$3.47B
– –
-10,000
Closed -$304K
ADSK icon
210
Autodesk
ADSK
$51.2B
– –
-11,362
Closed -$1.77M
AIG icon
211
American International
AIG
$42.4B
– –
-108,000
Closed -$5.75M
AIV
212
Aimco
AIV
$381M
– –
-76,382
Closed -$449K
ALB icon
213
Albemarle
ALB
$14.8B
– –
-20,000
Closed -$2M
ANGI icon
214
Angi Inc
ANGI
$201M
– –
-7,558
Closed -$1.77M
APH icon
215
Amphenol
APH
$210B
– –
-225,644
Closed -$5.3M
ARE icon
216
Alexandria Real Estate Equities
ARE
$8.34B
– –
-30,398
Closed -$3.82M
ASH icon
217
Ashland
ASH
$3.32B
– –
-140,000
Closed -$11.7M
AVB icon
218
AvalonBay Communities
AVB
$26.6B
– –
-15,885
Closed -$2.88M
AXTA icon
219
CALL
Axalta
AXTA
$8.03B
– –
-550,000
Closed -$165K
AZUL
220
DELISTED
Azul
AZUL
– –
-750,000
Closed -$13.3M
BFH icon
221
Bread Financial
BFH
$4.44B
– –
-25,060
Closed -$4.72M
BLK icon
222
Blackrock
BLK
$175B
– –
-10,000
Closed -$4.71M
BRY
223
DELISTED
Berry Corp
BRY
– –
-179,500
Closed -$3.16M
C icon
224
Citigroup
C
$224B
– –
-61,000
Closed -$4.38M
CDP icon
225
COPT Defense Properties
CDP
$4.22B
– –
-113,200
Closed -$3.38M
7 8
9
10 11

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.