We are live on
!
Find out more
UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
-2.05%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$2.77B
AUM Growth
-$1.58B
(-36%)
Cap. Flow
-$1.72B
Cap. Flow
% of AUM
-62.08%
Top 10 Holdings %
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118
Avg Time Held Equity + Options
2.5
quarters
Top 10 Avg Time Held Equity + Options
0.5
quarters
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.6
quarters
Top 10 Avg Time Held Equity only
0.5
quarters
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
RHT
Red Hat Inc
RHT
|
+$149M |
| 2 |
ARRS
ARRIS International plc Ordinary Shares
ARRS
|
+$81.4M |
| 3 |
ATHN
Athenahealth, Inc.
ATHN
|
+$70.2M |
| 4 |
ESL
Esterline Technologies
ESL
|
+$52.1M |
| 5 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$51.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AET
Aetna Inc
AET
|
+$427M |
| 2 |
COL
Rockwell Collins
COL
|
+$386M |
| 3 |
ANDV
Andeavor
ANDV
|
+$358M |
| 4 |
ESRX
Express Scripts Holding Company
ESRX
|
+$122M |
| 5 |
CA, Inc.
CA
|
+$102M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 28.1% |
| 2 | Technology | 17.58% |
| 3 | Miscellaneous | 16.82% |
| 4 | Financials | 7.82% |
| 5 | Industrials | 6.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
CALL
Mattel
MAT
$4.77B
| $7K | ﹤0.01% |
25,000
| – | – |
2018 Q3
1 quarter
|
|
|
CYHHZ
202
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
| $5K | ﹤0.01% |
4,741,911
| – | – |
2014 Q1
19 quarters
|
|
|
DISH
203
CALL
DELISTED
DISH Network Corp.
DISH
| $4K | ﹤0.01% |
86,000
| – | – |
2017 Q2
6 quarters
|
|
204
CALL
Alcoa
AA
$11.1B
| – | – |
-125,000
| Closed | -$91K | – |
|
|
205
Alcoa
AA
$11.1B
| – | – |
-50,000
| Closed | -$2.02M | – |
|
206
CALL
Apple
AAPL
$4.91T
| – | – |
-240,000
| Closed | -$687K | – |
|
|
207
Apple
AAPL
$4.91T
| – | – |
-599,776
| Closed | -$33.8M | – |
|
|
208
PUT
Apple
AAPL
$4.91T
| – | – |
-60,000
| Closed | -$3K | – |
|
209
AllianceBernstein
AB
$3.22B
| – | – |
-10,000
| Closed | -$304K | – |
|
210
Autodesk
ADSK
$49.2B
| – | – |
-11,362
| Closed | -$1.77M | – |
|
211
American International
AIG
$40.3B
| – | – |
-108,000
| Closed | -$5.75M | – |
|
212
Aimco
AIV
$257M
| – | – |
-76,382
| Closed | -$449K | – |
|
213
Albemarle
ALB
$12B
| – | – |
-20,000
| Closed | -$2M | – |
|
214
Angi Inc
ANGI
$267M
| – | – |
-7,558
| Closed | -$1.77M | – |
|
215
Amphenol
APH
$215B
| – | – |
-451,288
| Closed | -$5.3M | – |
|
216
Alexandria Real Estate Equities
ARE
$7.83B
| – | – |
-30,398
| Closed | -$3.82M | – |
|
217
Ashland
ASH
$3.23B
| – | – |
-140,000
| Closed | -$11.7M | – |
|
218
DELISTED
AvalonBay Communities
AVB
| – | – |
-15,885
| Closed | -$2.88M | – |
|
219
CALL
Axalta
AXTA
$6.98B
| – | – |
-550,000
| Closed | -$165K | – |
|
220
DELISTED
Azul
AZUL
| – | – |
-750,000
| Closed | -$13.3M | – |
|
221
Bread Financial
BFH
$3.86B
| – | – |
-25,060
| Closed | -$4.72M | – |
|
222
Blackrock
BLK
$168B
| – | – |
-10,000
| Closed | -$4.71M | – |
|
223
DELISTED
Berry Corp
BRY
| – | – |
-179,500
| Closed | -$3.16M | – |
|
224
Citigroup
C
$217B
| – | – |
-61,000
| Closed | -$4.38M | – |
|
225
COPT Defense Properties
CDP
$3.8B
| – | – |
-113,200
| Closed | -$3.38M | – |
|
Similar funds
FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q4 2018 Portfolio in Review
As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.
UBS O'Connor withdrew a net $1.72B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Miscellaneous.
Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.
- UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
- UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
- UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
- UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
- UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
- UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
- UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.
Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.