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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAA icon
201
Mid-America Apartment Communities
MAA
$15.5B
$601K 0.01%
+6,000
New +$607K
INVH icon
202
Invitation Homes
INVH
$18B
$596K 0.01%
+26,000
New +$605K
CVNA icon
203
Carvana
CVNA
$75.1B
$591K 0.01%
+50,000
New +$535K
FCPT icon
204
Four Corners Property Trust
FCPT
$2.75B
$591K 0.01%
23,000
-50,600
-69% -$1.31M
DOC
205
DELISTED
PHYSICIANS REALTY TRUST
DOC
$590K 0.01%
+35,000
New +$580K
FOMX
206
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$583K 0.01%
+101,800
New +$582K
SMTA
207
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$576K 0.01%
+50,000
New +$532K
SPY icon
208
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$561K 0.01%
1,929
-18,071
-90% -$5.15M
LEN icon
209
Lennar Class A
LEN
$20.4B
$560K 0.01%
+12,396
New +$624K
GPRO icon
210
GoPro
GPRO
$126M
$557K 0.01%
77,412
-22,588
-23% -$144K
VERU icon
211
Veru
VERU
$37.1M
$557K 0.01%
+39,235
New +$768K
OPNT
212
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$534K 0.01%
+29,900
New +$518K
WW
213
PUT
DELISTED
WW International
WW
$525K 0.01%
114,000
+50,000
+78% +$4.06M
ZYNE
214
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$519K 0.01%
+63,614
New +$488K
MAT icon
215
PUT
Mattel
MAT
$4.21B
$483K 0.01%
567,000
+262,500
+86% +$4.2M
EQR icon
216
Equity Residential
EQR
$25B
$477K 0.01%
+7,200
New +$476K
ARCE
217
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
$456K 0.01%
+20,000
New +$467K
AIV
218
Aimco
AIV
$381M
$449K 0.01%
76,382
-154,828
-67% -$891K
FTR
219
PUT
DELISTED
Frontier Communications Corp.
FTR
$448K 0.01%
434,000
+29,000
+7% +$158K
RIG icon
220
PUT
Transocean
RIG
$5.71B
$431K 0.01%
659,000
+178,500
+37% +$2.22M
EDU icon
221
New Oriental
EDU
$9.04B
$370K 0.01%
5,000
-14,999
-75% -$1.24M
SPY icon
222
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$370K 0.01%
3,300,000
-3,200,000
-49% -$911M
TLPH icon
223
Talphera
TLPH
$74.2M
$366K 0.01%
+4,750
New +$305K
HST icon
224
PUT
Host Hotels & Resorts
HST
$16B
$335K 0.01%
393,900
-6,100
-2% -$129K
AB icon
225
AllianceBernstein
AB
$3.47B
$304K 0.01%
+10,000
New +$299K
7 8
9
10 11

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.