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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
-$924M
Cap. Flow %
-17.8%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.8 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.8 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Financials 19.72%
2 Technology 19.37%
3 Miscellaneous 14.69%
4 Materials 13.55%
5 Industrials 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WPM icon
201
Wheaton Precious Metals
WPM
$63B
$1.16M 0.02%
+57,119
New +$1.17M
2018 Q1
0 quarters
HYG icon
202
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$1.11M 0.02%
1,500,000
– –
2017 Q2
3 quarters
CLSD icon
203
DELISTED
Clearside Biomedical
CLSD
$1.06M 0.02%
+6,583
New +$802K
2018 Q1
0 quarters
AMRN icon
204
Amarin Corp
AMRN
$254M
$1.04M 0.02%
+17,275
New +$1.28M
2018 Q1
0 quarters
SMPL icon
205
CALL
Simply Good Foods
SMPL
$901M
$1M 0.02%
277,860
-55,308
-17% -$759K
2017 Q3
2 quarters
SPY icon
206
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$944K 0.02%
+291,600
New +$79.6M
2018 Q1
0 quarters
UE icon
207
Urban Edge Properties
UE
$2.44B
$942K 0.02%
+44,100
New +$989K
2018 Q1
0 quarters
KSS icon
208
Kohl's
KSS
$2.31B
$904K 0.02%
+13,797
New +$876K
2018 Q1
0 quarters
STOR
209
DELISTED
STORE Capital Corporation
STOR
$892K 0.02%
+35,950
New +$873K
2018 Q1
0 quarters
HUN icon
210
Huntsman Corp
HUN
$1.43B
$883K 0.02%
+30,193
New +$988K
2018 Q1
0 quarters
CHH icon
211
Choice Hotels
CHH
$4.75B
$874K 0.02%
+10,900
New +$878K
2018 Q1
0 quarters
NXPI icon
212
CALL
NXP Semiconductors
NXPI
$57.4B
$874K 0.02%
+306,600
New +$37M
2018 Q1
0 quarters
HK
213
DELISTED
Halcon Resources Corporation
HK
$852K 0.02%
175,000
-175,000
-50% -$1.18M
2017 Q1
4 quarters
COTY icon
214
Coty
COTY
$2.51B
$789K 0.02%
+43,128
New +$847K
2018 Q1
0 quarters
ANDV
215
DELISTED
Andeavor
ANDV
$782K 0.02%
+7,777
New +$811K
2018 Q1
0 quarters
META icon
216
CALL
Meta Platforms (Facebook)
META
$1.83T
$746K 0.01%
+75,000
New +$13.5M
2018 Q1
0 quarters
ATTO
217
DELISTED
Atento S.A.
ATTO
$727K 0.01%
18,540
-86,133
-82% -$4.13M
2017 Q4
1 quarter
EOLS icon
218
Evolus
EOLS
$511M
$724K 0.01%
+80,214
New +$918K
2018 Q1
0 quarters
SIMO icon
219
Silicon Motion
SIMO
$8.95B
$719K 0.01%
+14,935
New +$717K
2018 Q1
0 quarters
PAY icon
220
DELISTED
Verifone Systems Inc
PAY
$704K 0.01%
+45,745
New +$798K
2018 Q1
0 quarters
CMTA
221
DELISTED
Clementia Pharmaceuticals Inc.
CMTA
$665K 0.01%
+43,866
New +$714K
2018 Q1
0 quarters
AIV icon
222
Aimco
AIV
$257M
$649K 0.01%
+119,636
New +$641K
2018 Q1
0 quarters
SRPT icon
223
Sarepta Therapeutics
SRPT
$1.89B
$642K 0.01%
+8,665
New +$578K
2018 Q1
0 quarters
JD icon
224
JD.com
JD
$36.6B
$630K 0.01%
15,554
-249,313
-94% -$11.3M
2017 Q4
1 quarter
SBRA icon
225
Sabra Healthcare REIT
SBRA
$4.84B
$630K 0.01%
35,713
-64,287
-64% -$1.13M
2017 Q3
2 quarters
7 8
9
10 11

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UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor withdrew a net $924M in Q1 2018, closing 142 positions and reducing 81 holdings. Its most notable exit was Becton Dickinson, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 10% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in XL Group Ltd. worth $263M.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.