We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CC icon
201
Chemours
CC
$2.01B
$1.41M 0.02%
28,118
-26,193
-48% -$1.37M
2017 Q3
1 quarter
TLT icon
202
iShares 20+ Year Treasury Bond ETF
TLT
$48.5B
$1.4M 0.02%
+11,000
New +$1.38M
2017 Q4
0 quarters
NBIS icon
203
Nebius Group N.V.
NBIS
$56.6B
$1.37M 0.02%
41,942
-143,058
-77% -$4.67M
2017 Q2
2 quarters
XCRA
204
DELISTED
Xcerra Corporation
XCRA
$1.36M 0.02%
138,662
+9,797
+8% +$96.7K
2017 Q2
2 quarters
AKTX icon
205
Akari Therapeutics
AKTX
$19.9M
$1.29M 0.02%
+372
New +$1.43M
2017 Q4
0 quarters
SMPL icon
206
CALL
Simply Good Foods
SMPL
$917M
$1.29M 0.02%
333,168
-165
-0% -$2.07K
2017 Q3
1 quarter
IMGN icon
207
DELISTED
Immunogen Inc
IMGN
$1.28M 0.02%
+200,000
New +$1.23M
2017 Q4
0 quarters
GDOT icon
208
Green Dot
GDOT
$717M
$1.26M 0.02%
21,000
+1,000
+5% +$58.7K
2017 Q3
1 quarter
CNK icon
209
Cinemark Holdings
CNK
$4.27B
$1.25M 0.02%
+36,018
New +$1.28M
2017 Q4
0 quarters
ECVT icon
210
Ecovyst
ECVT
$1.09B
$1.22M 0.02%
73,900
-226,100
-75% -$3.71M
2017 Q3
1 quarter
NAV
211
DELISTED
Navistar International
NAV
$1.2M 0.02%
+28,000
New +$1.16M
2017 Q4
0 quarters
WB icon
212
Weibo
WB
$1.61B
$1.16M 0.02%
+11,216
New +$1.16M
2017 Q4
0 quarters
INTC icon
213
Intel
INTC
$534B
$1.15M 0.02%
+25,000
New +$1.09M
2017 Q4
0 quarters
CNX icon
214
CNX Resources
CNX
$5.07B
$1.1M 0.02%
+75,000
New +$1.04M
2017 Q4
0 quarters
PANW icon
215
Palo Alto Networks
PANW
$326B
$1.09M 0.02%
45,000
-121,728
-73% -$2.96M
2017 Q2
2 quarters
SPY icon
216
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$1.01M 0.02%
100,000
-2,970,000
-97% -$772M
2014 Q4
12 quarters
GLW icon
217
Corning
GLW
$126B
$1M 0.02%
+31,288
New +$985K
2017 Q4
0 quarters
CMCSA icon
218
Comcast
CMCSA
$73.1B
$981K 0.02%
24,503
-90,298
-79% -$3.39M
2017 Q3
1 quarter
P icon
219
DELISTED
Pandora Media Inc
P
$962K 0.02%
+199,492
New +$1.19M
2017 Q4
0 quarters
NSM
220
DELISTED
Nationstar Mortgage Holdings
NSM
$925K 0.02%
+50,000
New +$914K
2017 Q4
0 quarters
VLO icon
221
Valero Energy
VLO
$125B
$896K 0.02%
+9,746
New +$804K
2017 Q4
0 quarters
HYG icon
222
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$785K 0.01%
1,500,000
+297,500
+25% +$26.1M
2017 Q2
2 quarters
ANGI icon
223
Angi Inc
ANGI
$258M
$784K 0.01%
+7,500
New +$869K
2017 Q4
0 quarters
THC icon
224
Tenet Healthcare
THC
$21.6B
$758K 0.01%
50,000
– –
2017 Q1
3 quarters
KA icon
225
DELISTED
Kineta, Inc. Common Stock
KA
$688K 0.01%
+843
New +$323K
2017 Q4
0 quarters
7 8
9
10 11

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.