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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CC icon
201
Chemours
CC
$2.27B
$1.41M 0.02%
28,118
-26,193
-48% -$1.37M
TLT icon
202
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$1.4M 0.02%
+11,000
New +$1.38M
NBIS
203
Nebius Group N.V.
NBIS
$48.2B
$1.37M 0.02%
41,942
-143,058
-77% -$4.67M
XCRA
204
DELISTED
Xcerra Corporation
XCRA
$1.36M 0.02%
138,662
+9,797
+8% +$96.7K
AKTX
205
Akari Therapeutics
AKTX
$14.1M
$1.29M 0.02%
+372
New +$1.43M
SMPL icon
206
CALL
Simply Good Foods
SMPL
$988M
$1.29M 0.02%
333,168
-165
-0% -$2.07K
IMGN
207
DELISTED
Immunogen Inc
IMGN
$1.28M 0.02%
+200,000
New +$1.23M
GDOT icon
208
Green Dot
GDOT
$759M
$1.26M 0.02%
21,000
+1,000
+5% +$58.7K
CNK icon
209
Cinemark Holdings
CNK
$4.4B
$1.25M 0.02%
+36,018
New +$1.28M
ECVT icon
210
Ecovyst
ECVT
$1.2B
$1.22M 0.02%
73,900
-226,100
-75% -$3.71M
NAV
211
DELISTED
Navistar International
NAV
$1.2M 0.02%
+28,000
New +$1.16M
WB icon
212
Weibo
WB
$1.94B
$1.16M 0.02%
+11,216
New +$1.16M
INTC icon
213
Intel
INTC
$503B
$1.15M 0.02%
+25,000
New +$1.09M
CNX icon
214
CNX Resources
CNX
$5.2B
$1.1M 0.02%
+75,000
New +$1.04M
PANW icon
215
Palo Alto Networks
PANW
$293B
$1.09M 0.02%
45,000
-121,728
-73% -$2.96M
SPY icon
216
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$1.01M 0.02%
100,000
-2,970,000
-97% -$772M
GLW icon
217
Corning
GLW
$135B
$1M 0.02%
+31,288
New +$985K
CMCSA icon
218
Comcast
CMCSA
$89.3B
$981K 0.02%
24,503
-90,298
-79% -$3.39M
P
219
DELISTED
Pandora Media Inc
P
$962K 0.02%
+199,492
New +$1.19M
NSM
220
DELISTED
Nationstar Mortgage Holdings
NSM
$925K 0.02%
+50,000
New +$914K
VLO icon
221
Valero Energy
VLO
$87.2B
$896K 0.02%
+9,746
New +$804K
HYG icon
222
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$785K 0.01%
1,500,000
+297,500
+25% +$26.1M
ANGI icon
223
Angi Inc
ANGI
$201M
$784K 0.01%
+7,500
New +$869K
THC icon
224
Tenet Healthcare
THC
$20.7B
$758K 0.01%
50,000
– –
KA
225
DELISTED
Kineta, Inc. Common Stock
KA
$688K 0.01%
+843
New +$323K
7 8
9
10 11

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.