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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MR
201
DELISTED
Montage Resources Corporation Common Stock
MR
$4.96M 0.07%
100,492
-83,725
-45% -$4.01M
2015 Q1
6 quarters
WLL
202
DELISTED
Whiting Petroleum Corporation
WLL
$4.94M 0.07%
1,885
+1,564
+487% +$3.67M
2016 Q1
2 quarters
HIG icon
203
Hartford Financial Services
HIG
$35B
$4.93M 0.07%
115,168
-22,763
-17% -$953K
2016 Q2
1 quarter
VLO icon
204
Valero Energy
VLO
$125B
$4.92M 0.07%
+92,885
New +$4.95M
2016 Q3
0 quarters
MAS icon
205
Masco
MAS
$13.6B
$4.8M 0.07%
+139,942
New +$4.84M
2016 Q3
0 quarters
COF icon
206
Capital One
COF
$122B
$4.56M 0.07%
+63,539
New +$4.36M
2016 Q3
0 quarters
TAST icon
207
DELISTED
Carrols Restaurant Group, Inc.
TAST
$4.5M 0.07%
340,608
-2,659
-0.8% -$34.3K
2015 Q4
3 quarters
DHI icon
208
D.R. Horton
DHI
$37.7B
$4.5M 0.07%
148,850
-4,171
-3% -$134K
2015 Q3
4 quarters
SUM icon
209
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$4.49M 0.07%
+252,603
New +$4.89M
2016 Q3
0 quarters
HLF icon
210
CALL
Herbalife
HLF
$1.37B
$4.39M 0.07%
+2,121,000
New +$67M
2016 Q3
0 quarters
MIK
211
DELISTED
Michaels Stores, Inc
MIK
$4.35M 0.06%
+180,000
New +$4.61M
2016 Q3
0 quarters
CRI icon
212
Carter's
CRI
$1.19B
$4.34M 0.06%
+50,000
New +$5.02M
2016 Q3
0 quarters
FGL
213
DELISTED
Fidelity & Guaranty Life
FGL
$4.33M 0.06%
186,866
+11,866
+7% +$273K
2016 Q2
1 quarter
ETFC
214
DELISTED
E*Trade Financial Corporation
ETFC
$4.31M 0.06%
+147,958
New +$3.82M
2016 Q3
0 quarters
MPC icon
215
Marathon Petroleum
MPC
$128B
$4.29M 0.06%
105,623
+91,623
+654% +$3.72M
2016 Q2
1 quarter
INXN
216
DELISTED
Interxion Holding N.V.
INXN
$4.28M 0.06%
118,273
+16,310
+16% +$608K
2016 Q2
1 quarter
SPLS icon
217
DELISTED
Staples Inc
SPLS
$4.28M 0.06%
+500,000
New +$4.4M
2016 Q3
0 quarters
SRCI
218
DELISTED
SRC Energy Inc
SRCI
$4.23M 0.06%
609,775
+384,775
+171% +$2.54M
2014 Q4
7 quarters
MT icon
219
ArcelorMittal
MT
$48.2B
$4.18M 0.06%
230,440
-1,028,750
-82% -$18.2M
2016 Q1
2 quarters
IYW icon
220
iShares US Technology ETF
IYW
$27B
$4.14M 0.06%
139,112
+59,112
+74% +$1.69M
2016 Q1
2 quarters
VR
221
DELISTED
Validus Hold Ltd
VR
$4.13M 0.06%
+82,906
New +$4.12M
2016 Q3
0 quarters
FNF icon
222
Fidelity National Financial
FNF
$10.4B
$4.11M 0.06%
+160,276
New +$4.14M
2016 Q3
0 quarters
BXP icon
223
Boston Properties
BXP
$9.43B
$4.07M 0.06%
29,827
-10,173
-25% -$1.41M
2016 Q2
1 quarter
RRGB icon
224
Red Robin
RRGB
$163M
$4.06M 0.06%
90,388
+49,948
+124% +$2.43M
2015 Q4
3 quarters
LNC icon
225
Lincoln National
LNC
$7.7B
$4.03M 0.06%
+85,749
New +$3.84M
2016 Q3
0 quarters
7 8
9
10 11

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.