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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MR
201
DELISTED
Montage Resources Corporation Common Stock
MR
$4.96M 0.07%
100,492
-83,725
-45% -$4.01M
WLL
202
DELISTED
Whiting Petroleum Corporation
WLL
$4.94M 0.07%
1,885
+1,564
+487% +$3.67M
HIG icon
203
Hartford Financial Services
HIG
$39.6B
$4.93M 0.07%
115,168
-22,763
-17% -$953K
VLO icon
204
Valero Energy
VLO
$87.2B
$4.92M 0.07%
+92,885
New +$4.95M
MAS icon
205
Masco
MAS
$14.9B
$4.8M 0.07%
+139,942
New +$4.84M
COF icon
206
Capital One
COF
$135B
$4.56M 0.07%
+63,539
New +$4.36M
TAST
207
DELISTED
Carrols Restaurant Group, Inc.
TAST
$4.5M 0.07%
340,608
-2,659
-0.8% -$34.3K
DHI icon
208
D.R. Horton
DHI
$40.8B
$4.5M 0.07%
148,850
-4,171
-3% -$134K
SUM
209
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$4.49M 0.07%
+252,603
New +$4.89M
HLF icon
210
CALL
Herbalife
HLF
$1.19B
$4.39M 0.07%
+2,121,000
New +$67M
MIK
211
DELISTED
Michaels Stores, Inc
MIK
$4.35M 0.06%
+180,000
New +$4.61M
CRI icon
212
Carter's
CRI
$1.48B
$4.34M 0.06%
+50,000
New +$5.02M
FGL
213
DELISTED
Fidelity & Guaranty Life
FGL
$4.33M 0.06%
186,866
+11,866
+7% +$273K
ETFC
214
DELISTED
E*Trade Financial Corporation
ETFC
$4.31M 0.06%
+147,958
New +$3.82M
MPC icon
215
Marathon Petroleum
MPC
$84B
$4.29M 0.06%
105,623
+91,623
+654% +$3.72M
INXN
216
DELISTED
Interxion Holding N.V.
INXN
$4.28M 0.06%
118,273
+16,310
+16% +$608K
SPLS
217
DELISTED
Staples Inc
SPLS
$4.28M 0.06%
+500,000
New +$4.4M
SRCI
218
DELISTED
SRC Energy Inc
SRCI
$4.23M 0.06%
609,775
+384,775
+171% +$2.54M
MT icon
219
ArcelorMittal
MT
$55.2B
$4.18M 0.06%
230,440
-1,028,750
-82% -$18.2M
IYW icon
220
iShares US Technology ETF
IYW
$24.8B
$4.14M 0.06%
139,112
+59,112
+74% +$1.69M
VR
221
DELISTED
Validus Hold Ltd
VR
$4.13M 0.06%
+82,906
New +$4.12M
FNF icon
222
Fidelity National Financial
FNF
$14.1B
$4.11M 0.06%
+160,276
New +$4.14M
BXP icon
223
Boston Properties
BXP
$11B
$4.07M 0.06%
29,827
-10,173
-25% -$1.41M
RRGB icon
224
Red Robin
RRGB
$156M
$4.06M 0.06%
90,388
+49,948
+124% +$2.43M
LNC icon
225
Lincoln National
LNC
$8.93B
$4.03M 0.06%
+85,749
New +$3.84M
7 8
9
10 11

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.