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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CTRA icon
201
DELISTED
Coterra Energy
CTRA
$3.31M 0.06%
+111,800
New +$3.52M
2014 Q4
0 quarters
HAFC icon
202
Hanmi Financial
HAFC
$913M
$3.3M 0.06%
+151,392
New +$3.15M
2014 Q4
0 quarters
LTRPA
203
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$3.28M 0.06%
122,083
-523,283
-81% -$14.5M
2014 Q3
1 quarter
PCAR icon
204
PACCAR
PCAR
$56.9B
$3.26M 0.06%
+72,000
New +$3.11M
2014 Q4
0 quarters
UDR icon
205
UDR
UDR
$11B
$3.14M 0.05%
101,927
+11,205
+12% +$336K
2014 Q2
2 quarters
HRI icon
206
Herc Holdings
HRI
$4.13B
$3.12M 0.05%
41,667
-513,838
-92% -$34.7M
2013 Q2
6 quarters
DMND
207
DELISTED
DIAMOND FOODS, INC.
DMND
$3.1M 0.05%
109,653
+8,575
+8% +$249K
2013 Q2
6 quarters
MOBL
208
DELISTED
MobileIron, Inc.
MOBL
$3.08M 0.05%
308,845
+113,200
+58% +$1.07M
2014 Q3
1 quarter
LBTYK icon
209
Liberty Global Class C
LBTYK
$2.91B
$3.06M 0.05%
78,202
-123,639
-61% -$4.51M
2014 Q3
1 quarter
DOC icon
210
Healthpeak Properties
DOC
$13B
$3M 0.05%
74,729
+15,131
+25% +$600K
2013 Q4
4 quarters
PE
211
DELISTED
PARSLEY ENERGY INC
PE
$2.98M 0.05%
+186,500
New +$3.02M
2014 Q4
0 quarters
FRPT icon
212
Freshpet
FRPT
$3.08B
$2.89M 0.05%
+169,371
New +$2.92M
2014 Q4
0 quarters
UMPQ
213
DELISTED
Umpqua Holdings Corp
UMPQ
$2.83M 0.05%
166,567
-113,867
-41% -$1.93M
2014 Q3
1 quarter
GGP
214
DELISTED
GGP Inc.
GGP
$2.78M 0.05%
98,947
-21
-0% -$546
2014 Q1
3 quarters
RYZ icon
215
Ryerson Holding Corp
RYZ
$1.36B
$2.76M 0.05%
277,577
+16,217
+6% +$183K
2014 Q3
1 quarter
SLB icon
216
SLB Ltd
SLB
$72.6B
$2.72M 0.05%
+31,800
New +$2.93M
2014 Q4
0 quarters
SITC icon
217
SITE Centers
SITC
$163M
$2.68M 0.05%
113,306
+15,077
+15% +$348K
2014 Q1
3 quarters
ANIP icon
218
ANI Pharmaceuticals
ANIP
$1.7B
$2.64M 0.05%
+46,773
New +$2.06M
2014 Q4
0 quarters
CBD
219
DELISTED
Companhia Brasileira de Distribuicao
CBD
$2.58M 0.04%
70,175
+48,179
+219% +$1.95M
2014 Q2
2 quarters
OPB
220
DELISTED
Opus Bank Common Stock
OPB
$2.57M 0.04%
90,704
-22,062
-20% -$617K
2014 Q3
1 quarter
RDS.A
221
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$2.47M 0.04%
+39,506
New +$2.55M
2014 Q4
0 quarters
GTT
222
DELISTED
GTT Communications, Inc.
GTT
$2.45M 0.04%
+185,500
New +$2.38M
2014 Q4
0 quarters
PXD icon
223
DELISTED
Pioneer Natural Resource Co.
PXD
$2.41M 0.04%
+16,200
New +$2.67M
2014 Q4
0 quarters
KEX icon
224
Kirby Corp
KEX
$7.19B
$2.39M 0.04%
29,594
-45,220
-60% -$4.48M
2014 Q3
1 quarter
LQD icon
225
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$27.6B
$2.39M 0.04%
+20,000
New +$2.38M
2014 Q4
0 quarters
7 8
9
10 11

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.