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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
201
DELISTED
Umpqua Holdings Corp
UMPQ
$4.62M 0.08%
+280,434
New +$4.82M
RICE
202
DELISTED
Rice Energy Inc.
RICE
$4.35M 0.08%
+163,588
New +$4.57M
APC
203
DELISTED
Anadarko Petroleum
APC
$4.31M 0.07%
+42,475
New +$4.58M
KBR icon
204
KBR
KBR
$4.74B
$4.27M 0.07%
+226,957
New +$4.93M
SU icon
205
Suncor Energy
SU
$72.4B
$4.24M 0.07%
+117,264
New +$4.71M
MDY icon
206
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$4.21M 0.07%
16,900
+10,150
+150% +$2.6M
XEC
207
DELISTED
CIMAREX ENERGY CO
XEC
$4.17M 0.07%
+32,969
New +$4.56M
WELL icon
208
Welltower
WELL
$170B
$4.14M 0.07%
66,377
+23,183
+54% +$1.5M
IDTI
209
DELISTED
Integrated Device Technology I
IDTI
$4.12M 0.07%
258,357
+218,357
+546% +$3.39M
CW icon
210
Curtiss-Wright
CW
$26.4B
$4.08M 0.07%
61,930
-892
-1% -$60K
RES icon
211
RPC Inc
RES
$1.31B
$4.08M 0.07%
+185,795
New +$4.17M
UPS icon
212
United Parcel Service
UPS
$87.7B
$4.05M 0.07%
41,250
-85,046
-67% -$8.45M
IVZ icon
213
Invesco
IVZ
$14B
$4.05M 0.07%
+102,519
New +$4.03M
IWM icon
214
iShares Russell 2000 ETF
IWM
$82.1B
$3.98M 0.07%
36,400
+25,654
+239% +$2.94M
CTB
215
DELISTED
Cooper Tire & Rubber Co.
CTB
$3.93M 0.07%
136,834
-441,317
-76% -$13.2M
TNL icon
216
Travel + Leisure Co
TNL
$4.74B
$3.91M 0.07%
106,542
+57,670
+118% +$2.05M
STL
217
DELISTED
Sterling Bancorp
STL
$3.88M 0.07%
+303,055
New +$3.76M
IVV icon
218
iShares Core S&P 500 ETF
IVV
$897B
$3.87M 0.07%
19,500
+10,450
+115% +$2.08M
NPKI
219
NPK International
NPKI
$1.15B
$3.86M 0.07%
+310,374
New +$3.83M
GDP
220
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$3.82M 0.07%
+257,976
New +$5.15M
RAX
221
DELISTED
Rackspace Hosting Inc
RAX
$3.75M 0.06%
115,101
-55,936
-33% -$1.86M
CLF icon
222
Cleveland-Cliffs
CLF
$6.98B
$3.69M 0.06%
355,686
+36,643
+11% +$560K
REXX
223
DELISTED
Rex Energy Corporation
REXX
$3.63M 0.06%
+28,682
New +$4.21M
AWK icon
224
American Water Works
AWK
$26.8B
$3.58M 0.06%
74,340
-206,212
-74% -$10.1M
MATX icon
225
Matsons
MATX
$6.17B
$3.58M 0.06%
143,000
+110,500
+340% +$3.02M
7 8
9
10 11

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.