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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UMPQ
201
DELISTED
Umpqua Holdings Corp
UMPQ
$4.62M 0.08%
+280,434
New +$4.82M
2014 Q3
0 quarters
RICE
202
DELISTED
Rice Energy Inc.
RICE
$4.35M 0.08%
+163,588
New +$4.57M
2014 Q3
0 quarters
APC icon
203
DELISTED
Anadarko Petroleum
APC
$4.31M 0.07%
+42,475
New +$4.58M
2014 Q3
0 quarters
KBR icon
204
KBR
KBR
$4.46B
$4.27M 0.07%
+226,957
New +$4.93M
2014 Q3
0 quarters
SU icon
205
Suncor Energy
SU
$84.5B
$4.24M 0.07%
+117,264
New +$4.71M
2014 Q3
0 quarters
MDY icon
206
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
$4.21M 0.07%
16,900
+10,150
+150% +$2.6M
2014 Q2
1 quarter
XEC
207
DELISTED
CIMAREX ENERGY CO
XEC
$4.17M 0.07%
+32,969
New +$4.56M
2014 Q3
0 quarters
WELL icon
208
Welltower
WELL
$162B
$4.14M 0.07%
66,377
+23,183
+54% +$1.5M
2014 Q2
1 quarter
IDTI
209
DELISTED
Integrated Device Technology I
IDTI
$4.12M 0.07%
258,357
+218,357
+546% +$3.39M
2014 Q2
1 quarter
CW icon
210
Curtiss-Wright
CW
$18.9B
$4.08M 0.07%
61,930
-892
-1% -$60K
2014 Q2
1 quarter
RES icon
211
RPC Inc
RES
$1.32B
$4.08M 0.07%
+185,795
New +$4.17M
2014 Q3
0 quarters
UPS icon
212
United Parcel Service
UPS
$80.5B
$4.05M 0.07%
41,250
-85,046
-67% -$8.45M
2014 Q1
2 quarters
IVZ icon
213
Invesco
IVZ
$13B
$4.05M 0.07%
+102,519
New +$4.03M
2014 Q3
0 quarters
IWM icon
214
iShares Russell 2000 ETF
IWM
$77.4B
$3.98M 0.07%
36,400
+25,654
+239% +$2.94M
2014 Q1
2 quarters
CTB
215
DELISTED
Cooper Tire & Rubber Co.
CTB
$3.93M 0.07%
136,834
-441,317
-76% -$13.2M
2014 Q1
2 quarters
TNL icon
216
Travel + Leisure Co
TNL
$3.84B
$3.91M 0.07%
106,542
+57,670
+118% +$2.05M
2014 Q1
2 quarters
STL
217
DELISTED
Sterling Bancorp
STL
$3.88M 0.07%
+303,055
New +$3.76M
2014 Q3
0 quarters
IVV icon
218
iShares Core S&P 500 ETF
IVV
$899B
$3.87M 0.07%
19,500
+10,450
+115% +$2.08M
2014 Q1
2 quarters
NPKI icon
219
NPK International
NPKI
$963M
$3.86M 0.07%
+310,374
New +$3.83M
2014 Q3
0 quarters
GDP
220
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$3.82M 0.07%
+257,976
New +$5.15M
2014 Q3
0 quarters
RAX
221
DELISTED
Rackspace Hosting Inc
RAX
$3.75M 0.06%
115,101
-55,936
-33% -$1.86M
2014 Q2
1 quarter
CLF icon
222
Cleveland-Cliffs
CLF
$7.41B
$3.69M 0.06%
355,686
+36,643
+11% +$560K
2014 Q1
2 quarters
REXX
223
DELISTED
Rex Energy Corporation
REXX
$3.63M 0.06%
+28,682
New +$4.21M
2014 Q3
0 quarters
AWK icon
224
American Water Works
AWK
$25.6B
$3.58M 0.06%
74,340
-206,212
-74% -$10.1M
2013 Q2
5 quarters
MATX icon
225
Matsons
MATX
$6.75B
$3.58M 0.06%
143,000
+110,500
+340% +$3.02M
2014 Q2
1 quarter
7 8
9
10 11

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.