We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FRME icon
201
First Merchants
FRME
$2.45B
$3.5M 0.07%
202,246
-107,741
-35% -$1.93M
2013 Q2
1 quarter
PLD icon
202
Prologis
PLD
$123B
$3.48M 0.07%
+92,397
New +$3.48M
2013 Q3
0 quarters
MON
203
DELISTED
Monsanto Co
MON
$3.47M 0.07%
33,243
-140,462
-81% -$14.1M
2013 Q2
1 quarter
X icon
204
DELISTED
US Steel
X
$3.42M 0.07%
+166,222
New +$3.13M
2013 Q3
0 quarters
RDN icon
205
Radian Group
RDN
$4.49B
$3.41M 0.07%
+245,000
New +$3.27M
2013 Q3
0 quarters
CHMT
206
DELISTED
Chemtura Corporation
CHMT
$3.39M 0.07%
+147,288
New +$3.33M
2013 Q3
0 quarters
CAM icon
207
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$3.38M 0.07%
+57,906
New +$3.45M
2013 Q3
0 quarters
AAP icon
208
Advance Auto Parts
AAP
$2.55B
$3.28M 0.07%
39,685
-589,067
-94% -$48.2M
2013 Q2
1 quarter
SNDA icon
209
Sonida Senior Living
SNDA
$1.69B
$3.15M 0.07%
9,914
-2,010
-17% -$681K
2013 Q2
1 quarter
PARA icon
210
DELISTED
Paramount Global Class B
PARA
$3.13M 0.07%
+56,804
New +$3.02M
2013 Q3
0 quarters
NRF
211
DELISTED
NorthStar Realty Finance Corp.
NRF
$3.04M 0.06%
166,921
-311,302
-65% -$5.67M
2013 Q2
1 quarter
TRNO icon
212
Terreno Realty
TRNO
$7.06B
$2.98M 0.06%
168,000
+69,613
+71% +$1.26M
2013 Q2
1 quarter
UIL
213
DELISTED
UIL HOLDINGS
UIL
$2.79M 0.06%
+75,000
New +$2.9M
2013 Q3
0 quarters
DIS icon
214
Walt Disney
DIS
$187B
$2.75M 0.06%
42,597
-74,401
-64% -$4.77M
2013 Q2
1 quarter
APD icon
215
Air Products & Chemicals
APD
$62.6B
$2.68M 0.06%
+27,159
New +$2.58M
2013 Q3
0 quarters
NUE icon
216
Nucor
NUE
$56.8B
$2.63M 0.05%
+53,595
New +$2.51M
2013 Q3
0 quarters
ALJ
217
DELISTED
Alon USA Energy Inc
ALJ
$2.54M 0.05%
+248,500
New +$3.07M
2013 Q3
0 quarters
NSC icon
218
Norfolk Southern
NSC
$71.4B
$2.52M 0.05%
32,558
-10,264
-24% -$769K
2013 Q2
1 quarter
FNFG
219
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$2.5M 0.05%
+241,241
New +$2.51M
2013 Q3
0 quarters
EVR icon
220
Evercore
EVR
$10.5B
$2.48M 0.05%
50,390
-182,253
-78% -$8.39M
2013 Q2
1 quarter
CBL icon
221
DELISTED
CBL& Associates Properties, Inc.
CBL
$2.46M 0.05%
+129,023
New +$2.72M
2013 Q3
0 quarters
CCL icon
222
Carnival Corporation Ltd
CCL
$35.4B
$2.45M 0.05%
+75,000
New +$2.72M
2013 Q3
0 quarters
GCVRZ
223
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$2.43M 0.05%
1,203,178
-11,847
-1% -$22.6K
2013 Q2
1 quarter
WCIC
224
DELISTED
WCI Communities, Inc.
WCIC
$2.42M 0.05%
+140,000
New +$2.27M
2013 Q3
0 quarters
HTLD icon
225
Heartland Express
HTLD
$860M
$2.36M 0.05%
166,223
+113,693
+216% +$1.63M
2013 Q2
1 quarter
7 8
9
10 11

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.