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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HALO icon
176
Halozyme
HALO
$10.2B
$2.62M 0.05%
68,543
-10,000
-13% -$410K
AGIO icon
177
Agios Pharmaceuticals
AGIO
$1.91B
$2.6M 0.05%
105,221
+39,000
+59% +$1.03M
APLE icon
178
Apple Hospitality REIT
APLE
$3.77B
$2.58M 0.05%
+168,242
New +$2.57M
DSAQ
179
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$2.55M 0.05%
232,911
– –
KDK
180
Kodiak AI
KDK
$842M
$2.54M 0.05%
247,522
– –
LIN icon
181
Linde
LIN
$226B
$2.53M 0.05%
6,800
-8,200
-55% -$3.12M
RCFA
182
DELISTED
Perception Capital Corp. IV
RCFA
$2.53M 0.05%
231,102
– –
SZZL
183
DELISTED
Sizzle Acquisition Corp. Common stock
SZZL
$2.52M 0.04%
231,102
– –
CSTA
184
DELISTED
Constellation Acquisition Corp I
CSTA
$2.52M 0.04%
233,367
– –
INSP icon
185
Inspire Medical Systems
INSP
$1.7B
$2.49M 0.04%
12,571
+4,300
+52% +$1.08M
TLGY
186
DELISTED
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
$2.49M 0.04%
226,579
– –
VEEA
187
Veea Inc
VEEA
$8.82M
$2.49M 0.04%
231,102
– –
IVCB
188
DELISTED
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
$2.47M 0.04%
226,579
– –
BFAC
189
DELISTED
Battery Future Acquisition Corp.
BFAC
$2.47M 0.04%
226,579
– –
FEXD
190
DELISTED
Fintech Ecosystem Development Corp. Class A Common Stock
FEXD
$2.46M 0.04%
231,102
– –
BPMC
191
DELISTED
Blueprint Medicines
BPMC
$2.46M 0.04%
48,984
+1,200
+3% +$64.1K
CPT icon
192
Camden Property Trust
CPT
$11B
$2.45M 0.04%
25,932
-67,737
-72% -$7.2M
SEDA
193
DELISTED
SDCL EDGE Acquisition Corporation
SEDA
$2.45M 0.04%
231,102
– –
TGVC
194
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$2.44M 0.04%
226,579
– –
VERA icon
195
Vera Therapeutics
VERA
$2.3B
$2.44M 0.04%
177,991
+50,000
+39% +$858K
MITA
196
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$2.44M 0.04%
231,102
– –
PRLH
197
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
$2.43M 0.04%
226,579
– –
EONR
198
EON Resources
EONR
$23.7M
$2.43M 0.04%
222,542
– –
CSLM
199
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
$2.42M 0.04%
226,579
– –
ENER
200
DELISTED
Accretion Acquisition Corp
ENER
$2.42M 0.04%
231,102
– –
6 7
8
9 10

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SAG
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.