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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
176
Ionis Pharmaceuticals
IONS
$9.06B
$2.96M 0.06%
72,059
-35,430
-33% -$1.36M
APXI
177
DELISTED
APx Acquisition Corp. I Class A Ordinary Share
APXI
$2.93M 0.06%
271,895
-6,128
-2% -$65.1K
APCA
178
DELISTED
AP Acquisition Corp
APCA
$2.93M 0.06%
271,895
-6,128
-2% -$65.2K
ADI icon
179
Analog Devices
ADI
$184B
$2.92M 0.06%
15,000
-33,500
-69% -$6.2M
GKOS icon
180
Glaukos
GKOS
$10.1B
$2.88M 0.06%
40,471
-12,267
-23% -$704K
COLD icon
181
Americold
COLD
$4.11B
$2.88M 0.06%
89,101
+53,949
+153% +$1.61M
TMCI icon
182
Treace Medical Concepts
TMCI
$284M
$2.88M 0.06%
112,453
-33,106
-23% -$854K
HMA
183
DELISTED
Heartland Media Acquisition Corp.
HMA
$2.87M 0.06%
271,895
-6,128
-2% -$64.2K
TWLO icon
184
Twilio
TWLO
$29.3B
$2.86M 0.06%
45,000
+25,000
+125% +$1.48M
BZAI
185
Blaize Holdings
BZAI
$138M
$2.84M 0.06%
271,895
-6,128
-2% -$62.9K
HALO icon
186
Halozyme
HALO
$10.2B
$2.83M 0.06%
78,543
+8,623
+12% +$294K
SLAM
187
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$2.83M 0.06%
264,972
-5,979
-2% -$62.7K
CMG icon
188
Chipotle Mexican Grill
CMG
$42.7B
$2.81M 0.06%
65,750
+150
+0.2% +$5.93K
ORIC icon
189
Oric Pharmaceuticals
ORIC
$1.34B
$2.81M 0.06%
361,502
-1,205
-0.3% -$6.84K
WAB icon
190
Wabtec
WAB
$49.9B
$2.8M 0.06%
+25,523
New +$2.53M
AXTA icon
191
Axalta
AXTA
$8.03B
$2.8M 0.06%
85,250
-6,820
-7% -$212K
TSM icon
192
TSMC
TSM
$2.17T
$2.78M 0.06%
27,547
– –
ZYME icon
193
Zymeworks
ZYME
$1.7B
$2.76M 0.06%
319,472
+15,740
+5% +$141K
VSAC
194
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
$2.72M 0.06%
254,212
-5,730
-2% -$60.8K
PHYT
195
DELISTED
Pyrophyte Acquisition Corp.
PHYT
$2.72M 0.06%
254,990
-7,521
-3% -$79.5K
AXNX
196
DELISTED
Axonics, Inc. Common Stock
AXNX
$2.71M 0.06%
53,676
+2,644
+5% +$141K
INSP icon
197
Inspire Medical Systems
INSP
$1.7B
$2.69M 0.06%
8,271
-1,494
-15% -$427K
BALL icon
198
Ball Corp
BALL
$16.7B
$2.63M 0.06%
+45,140
New +$2.45M
NFNT
199
DELISTED
Infinite Acquisition Corp.
NFNT
$2.62M 0.06%
247,522
-5,579
-2% -$58.6K
PYPL icon
200
PayPal
PYPL
$51.1B
$2.6M 0.05%
39,000
-770
-2% -$52.5K
6 7
8
9 10

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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.