UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCPC
176
DELISTED
Periphas Capital Partnering Corporation
PCPC
– –
-205,402
Closed -$5.01M
PV
177
DELISTED
Primavera Capital Acquisition Corporation
PV
– –
-411,610
Closed -$4M
LHAA
178
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
– –
-771,142
Closed -$7.59M
EPWR
179
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
– –
-256,068
Closed -$2.49M
SSAA
180
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
– –
-513,762
Closed -$5.01M
BLTSW
181
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
– –
-205,504
Closed -$166K
BSKY
182
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
– –
-256,679
Closed -$2.49M
BLTS
183
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
– –
-154,738
Closed -$1.53M
DHBC
184
DELISTED
DHB Capital Corp. Class A common stock
DHBC
– –
-410,940
Closed -$4.01M
FCAX.WS
185
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
– –
-102,752
Closed -$81K
SCLE
186
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
– –
-609,583
Closed -$6.06M
SCLEW
187
DELISTED
Broadscale Acquisition Corp. Warrant
SCLEW
– –
-100,741
Closed -$93K
SHACW
188
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
– –
-866,222
Closed -$477K
SHAC
189
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
– –
-1,732,445
Closed -$17M
VTIQ
190
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
– –
-513,762
Closed -$5M
AFACU
191
DELISTED
Arena Fortify Acquisition Corp. Unit
AFACU
– –
-412,616
Closed -$4.18M
CLIM
192
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
– –
-758,515
Closed -$7.4M
OEPW
193
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
– –
-513,762
Closed -$5M
OEPWW
194
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
– –
-171,253
Closed -$100K
ZWRK
195
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
– –
-308,257
Closed -$3M
ZWRKW
196
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
– –
-102,752
Closed -$65K
FSSI
197
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
– –
-256,678
Closed -$2.49M
CLRM
198
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
– –
-513,356
Closed -$4.99M
CLRMW
199
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
– –
-205,504
Closed -$124K
HTPA
200
DELISTED
Highland Transcend Partners I Corp.
HTPA
– –
-616,916
Closed -$6.12M
6 7
8
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