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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLAIU
176
DELISTED
McLaren Technology Acquisition Corp. Unit
MLAIU
$5.19M 0.05%
+515,770
New +$5.2M
SHCAU
177
DELISTED
Spindletop Health Acquisition Corp. Unit
SHCAU
$5.18M 0.05%
+515,770
New +$5.21M
CPT icon
178
Camden Property Trust
CPT
$11B
$5.18M 0.05%
29,000
-65,659
-69% -$10.8M
CONX
179
DELISTED
CONX Corp. Class A Common Stock
CONX
$5.18M 0.05%
527,545
+14,149
+3% +$139K
SDAC
180
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$5.17M 0.05%
531,199
-35,951
-6% -$351K
ITRI icon
181
Itron
ITRI
$4.5B
$5.17M 0.05%
75,418
-18,928
-20% -$1.33M
NPWR icon
182
NET Power
NPWR
$133M
$5.16M 0.05%
515,770
+13,812
+3% +$138K
LFACU
183
DELISTED
LF Capital Acquisition Corp. II Units
LFACU
$5.16M 0.05%
+515,770
New +$5.21M
OABI icon
184
OmniAb
OABI
$325M
$5.16M 0.05%
+515,770
New +$5.14M
LCW
185
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$5.15M 0.05%
+515,770
New +$5.08M
GEEXU
186
DELISTED
Games & Esports Experience Acquisition Corp. Unit
GEEXU
$5.13M 0.05%
+505,677
New +$5.12M
NOAC
187
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$5.12M 0.05%
521,728
+13,994
+3% +$137K
ICNC
188
DELISTED
Iconic Sports Acquisition Corp.
ICNC
$5.12M 0.05%
+515,770
New +$5.11M
CRWD icon
189
CrowdStrike
CRWD
$211B
$5.12M 0.05%
+100,000
New +$6.09M
CHPM
190
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$5.12M 0.05%
505,677
+3,719
+0.7% +$37.4K
ZEO
191
Zeo Energy
ZEO
$18.3M
$5.12M 0.05%
+515,770
New +$5.12M
ARGU
192
DELISTED
Argus Capital Corp. Class A Common Stock
ARGU
$5.12M 0.05%
+515,770
New +$5.11M
ONYX
193
DELISTED
Onyx Acquisition Co. I Class A Ordinary Shares
ONYX
$5.11M 0.05%
+515,770
New +$5.1M
GTPA
194
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
$5.11M 0.05%
515,770
+13,812
+3% +$136K
XFIN
195
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$5.11M 0.05%
+515,770
New +$5.06M
CAS
196
DELISTED
Cascade Acquisition Corp.
CAS
$5.11M 0.05%
513,753
-86,621
-14% -$863K
NCAC
197
DELISTED
Newcourt Acquisition Corp Class A Ordinary Share
NCAC
$5.11M 0.05%
+515,770
New +$5.12M
ZTAQU
198
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
$5.1M 0.05%
515,770
+13,812
+3% +$138K
MBAC
199
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$5.1M 0.05%
514,429
+13,776
+3% +$137K
EPAY
200
DELISTED
Bottomline Technologies Inc
EPAY
$5.1M 0.05%
+90,256
New +$4.22M
6 7
8
9 10

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SAG
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.