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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCPE
176
DELISTED
SC Health Corporation
SCPE
$5.04M 0.07%
499,982
+43,734
+10% +$451K
GTPAU
177
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
$5.04M 0.07%
+501,958
New +$5.09M
CCVI.U
178
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$5.03M 0.07%
+500,000
New +$5.41M
RTPYU
179
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
$5.02M 0.07%
+500,326
New +$5.04M
AUS.U
180
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
$5.02M 0.07%
+500,000
New +$5.08M
CFIVU
181
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$5.01M 0.07%
499,982
+43,732
+10% +$460K
KAHC.U
182
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$5.01M 0.07%
+500,326
New +$5.01M
TETCU
183
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
$5M 0.07%
+500,326
New +$4.98M
ACQRU
184
DELISTED
Independence Holdings Corp. Units
ACQRU
$5M 0.07%
+500,326
New +$5.04M
LGACU
185
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$5M 0.07%
+499,982
New +$5.09M
GIIXU
186
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
$5M 0.07%
+500,000
New +$5.08M
QNGY
187
DELISTED
Quanergy Systems, Inc.
QNGY
$5M 0.07%
24,999
+2,186
+10% +$468K
ACTDU
188
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
$5M 0.07%
+500,000
New +$5M
DHCAU
189
DELISTED
DHC Acquisition Corp. Unit
DHCAU
$5M 0.07%
+500,326
New +$4.98M
HERAU
190
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$5M 0.07%
+500,326
New +$5.03M
NVTS icon
191
Navitas Semiconductor
NVTS
$3.24B
$5M 0.07%
+499,982
New +$5.3M
GTPBU
192
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
$4.99M 0.07%
+500,326
New +$5.06M
ROSS.U
193
DELISTED
Ross Acquisition Corp II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ROSS.U
$4.99M 0.07%
+500,653
New +$4.99M
AAQC.U
194
DELISTED
Accelerate Acquisition Corp Units
AAQC.U
$4.98M 0.07%
+501,958
New +$4.95M
ISOS.U
195
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
$4.98M 0.07%
+500,326
New +$4.99M
STLN
196
Starling Oncology, Inc. Common Stock
STLN
$499M
$4.98M 0.07%
499,982
-115,954
-19% -$1.24M
DCRCU
197
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
$4.98M 0.07%
+500,000
New +$4.97M
BOAC
198
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$4.97M 0.07%
499,982
+43,732
+10% +$465K
IIII
199
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$4.97M 0.07%
+499,984
New +$5.1M
RBAC
200
DELISTED
RedBall Acquisition Corp.
RBAC
$4.97M 0.07%
499,982
-321,268
-39% -$3.39M
6 7
8
9 10

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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.