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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+19.11%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.58B
AUM Growth
+$808M
Cap. Flow
+$381M
Cap. Flow %
10.63%
Top 10 Hldgs %
44.48%
Holding
311
New
83
Increased
68
Reduced
43
Closed
77
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
0.4 quarters
Top 20 Avg Time Held Equity + Options
1.7 quarters
Avg Time Held Equity only
2.7 quarters
Top 10 Avg Time Held Equity only
0.4 quarters
Top 20 Avg Time Held Equity only
1.7 quarters

Top Buys

Rank Stock Value
1
FDC
First Data Corporation
FDC
+$401M
2
LLL
L3 Technologies, Inc.
LLL
+$141M
3
CELG
Celgene Corp
CELG
+$123M
4
RHT
Red Hat Inc
RHT
+$108M
5
STI icon
SunTrust Banks, Inc.
STI
+$101M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$334M
2
DNB icon
Dun & Bradstreet
DNB
+$89.7M
3
ATHN
Athenahealth, Inc.
ATHN
+$72.3M
4
AHL
ASPEN Insurance Holding Limited
AHL
+$71M
5
DELL icon
Dell
DELL
+$69.1M

Sector Composition

Rank Sector Weight
1 Technology 21.34%
2 Communication Services 20.85%
3 Industrials 16.18%
4 Miscellaneous 12.21%
5 Healthcare 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ZUO icon
176
DELISTED
Zuora, Inc.
ZUO
$501K 0.01%
+25,000
New +$540K
2019 Q1
0 quarters
HRTX icon
177
CALL
Heron Therapeutics
HRTX
$77.1M
$495K 0.01%
+200,000
New +$5.24M
2019 Q1
0 quarters
VERU icon
178
Veru
VERU
$41.9M
$440K 0.01%
30,170
-8,791
-23% -$126K
2018 Q3
2 quarters
FR icon
179
First Industrial Realty Trust
FR
$7.88B
$438K 0.01%
12,400
-161,300
-93% -$5.31M
2018 Q3
2 quarters
INVH icon
180
Invitation Homes
INVH
$15.8B
$426K 0.01%
+17,490
New +$393K
2019 Q1
0 quarters
EGAN icon
181
eGain
EGAN
$139M
$418K 0.01%
+40,000
New +$379K
2019 Q1
0 quarters
SOLO
182
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$383K 0.01%
350,000
– –
2018 Q3
2 quarters
GME icon
183
GameStop
GME
$13.4B
$356K 0.01%
+140,000
New +$435K
2019 Q1
0 quarters
WFT
184
DELISTED
Weatherford International plc
WFT
$349K 0.01%
500,000
+250,000
+100% +$173K
2018 Q4
1 quarter
GME icon
185
PUT
GameStop
GME
$13.4B
$315K 0.01%
+720,000
New +$2.24M
2019 Q1
0 quarters
BBGI icon
186
Beasley Broadcasting Group
BBGI
$20.6M
$294K 0.01%
3,695
-3,337
-47% -$289K
2018 Q3
2 quarters
HOG icon
187
PUT
Harley-Davidson
HOG
$2.8B
$290K 0.01%
125,000
+75,000
+150% +$2.73M
2018 Q2
3 quarters
TSLA icon
188
PUT
Tesla
TSLA
$1.51T
$233K 0.01%
400,500
-688,500
-63% -$13.8M
2018 Q2
3 quarters
XLF icon
189
PUT
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
$215K 0.01%
+2,000,000
New +$51.6M
2019 Q1
0 quarters
UPBD icon
190
PUT
Upbound Group
UPBD
$898M
$172K ﹤0.01%
+299,100
New +$5.51M
2019 Q1
0 quarters
HOS icon
191
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$166K ﹤0.01%
184,400
-315,600
-63% -$478K
2018 Q4
1 quarter
MNK
192
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$119K ﹤0.01%
+90,000
New +$1.92M
2019 Q1
0 quarters
PCG icon
193
PUT
PG&E
PCG
$39.4B
$110K ﹤0.01%
+399,900
New +$6.46M
2019 Q1
0 quarters
MDR
194
PUT
DELISTED
McDermott International
MDR
$100K ﹤0.01%
+1,000,000
New +$8.24M
2019 Q1
0 quarters
USO icon
195
PUT
United States Oil Fund
USO
$1.68B
$85K ﹤0.01%
125,000
-125,000
-50% -$11.5M
2018 Q4
1 quarter
AXTA icon
196
PUT
Axalta
AXTA
$6.98B
$79K ﹤0.01%
186,400
+103,900
+126% +$2.67M
2018 Q4
1 quarter
ATI icon
197
PUT
ATI
ATI
$26.1B
$50K ﹤0.01%
+50,000
New +$1.32M
2019 Q1
0 quarters
FPAY icon
198
CALL
DELISTED
FlexShopper
FPAY
$50K ﹤0.01%
200,000
– –
2018 Q3
2 quarters
XLI icon
199
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
$44K ﹤0.01%
+125,000
New +$9.05M
2019 Q1
0 quarters
XME icon
200
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$42K ﹤0.01%
250,000
– –
2018 Q4
1 quarter
6 7
8
9 10

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2019 Portfolio in Review

As of Q1 2019, UBS O'Connor held 311 positions worth $3.58B, up 29% from $2.77B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

UBS O'Connor deployed $381M of net new capital in Q1 2019, opening 83 new positions and adding to 68 existing holdings. Its largest new stake was First Data Corporation: 16,863,844 shares worth $443M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was TRIBUNE MEDIA COMPANY CLASS A, an estimated $45.7M trimmed.

  • UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
  • UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
  • UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
  • UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
  • UBS O'Connor's ten largest holdings make up 44% of its $3.58B portfolio in Q1 2019.
  • UBS O'Connor opened 83 new positions and closed 77 in Q1 2019.
  • UBS O'Connor's portfolio value rose 29% quarter-over-quarter to $3.58B.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.