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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+30.65%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.31B
AUM Growth
-$1.46B
Cap. Flow
-$1.18B
Cap. Flow %
-89.71%
Top 10 Hldgs %
100%
Holding
212
New
7
Increased
2
Reduced
1
Closed
202

Top Buys

Rank Stock Value
1
FDC
First Data Corporation
FDC
+$401M
2
LLL
L3 Technologies, Inc.
LLL
+$141M
3
CELG
Celgene Corp
CELG
+$123M
4
RHT
Red Hat Inc
RHT
+$108M
5
STI
SunTrust Banks, Inc.
STI
+$101M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$334M
2
DNB
Dun & Bradstreet
DNB
+$89.7M
3
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$89.6M
4
CI icon
Cigna
CI
+$87.4M
5
ATHN
Athenahealth, Inc.
ATHN
+$72.3M

Sector Composition

Rank Sector Weight
1 Industrials 33.79%
2 Communication Services 24.92%
3 Technology 16.54%
4 Healthcare 13.43%
5 Financials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGP
176
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-73,500
Closed -$1.94M
GSKY
177
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
– –
-2,590,400
Closed -$24.8M
RPAI
178
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-163,000
Closed -$1.77M
CLDR
179
DELISTED
Cloudera, Inc.
CLDR
– –
-215,000
Closed -$2.38M
WRI
180
DELISTED
Weingarten Realty Investors
WRI
– –
-170,221
Closed -$4.22M
SWI
181
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-165,343
Closed -$2.41M
BPYU
182
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-944,666
Closed -$15.2M
LACQU
183
DELISTED
Leisure Acquisition Corp. Unit
LACQU
– –
-420,365
Closed -$4.29M
HTZ
184
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-154,810
Closed -$420K
WUBA
185
DELISTED
58.com Inc
WUBA
– –
-10,562
Closed -$573K
IOTS
186
DELISTED
Adesto Technologies Corp
IOTS
– –
-28,783
Closed -$127K
INXN
187
DELISTED
Interxion Holding N.V.
INXN
– –
-21,000
Closed -$1.14M
FOMX
188
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
– –
-76,454
Closed -$274K
SMTA
189
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
– –
-122,000
Closed -$870K
HOS
190
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-500,000
Closed -$1.41M
TPGH.U
191
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
– –
-831,000
Closed -$8.66M
WFT
192
DELISTED
Weatherford International plc
WFT
– –
-250,000
Closed -$140K
CMTA
193
DELISTED
Clementia Pharmaceuticals Inc.
CMTA
– –
-39,339
Closed -$463K
ARRS
194
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-2,929,789
Closed -$89.6M
IDTI
195
DELISTED
Integrated Device Technology I
IDTI
– –
-1,327,242
Closed -$64.3M
TFCFA
196
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-6,941,818
Closed -$334M
ESL
197
DELISTED
Esterline Technologies
ESL
– –
-451,580
Closed -$54.8M
NXTM
198
DELISTED
NxStage Medical Inc.
NXTM
– –
-1,244,006
Closed -$35.6M
AHL
199
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-1,690,890
Closed -$71M
ATHN
200
DELISTED
Athenahealth, Inc.
ATHN
– –
-547,870
Closed -$72.3M
5 6 7
8
9

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UBS O'Connor's Q1 2019 Portfolio in Review

As of Q1 2019, UBS O'Connor held 212 positions worth $1.31B, down 53% from $2.77B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q1 2019, closing 202 positions and reducing 1 holding. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $334M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 34% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in First Data Corporation worth $443M.

  • UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
  • UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
  • UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
  • UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.31B portfolio in Q1 2019.
  • UBS O'Connor opened 7 new positions and closed 202 in Q1 2019.
  • UBS O'Connor's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.