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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMTA
176
DELISTED
Clementia Pharmaceuticals Inc.
CMTA
$463K 0.02%
+39,339
New +$489K
ARDX icon
177
Ardelyx
ARDX
$1.2B
$462K 0.02%
258,105
-12,000
-4% -$35.3K
NXRT
178
NexPoint Residential Trust
NXRT
$636M
$433K 0.02%
12,351
-8,000
-39% -$278K
HTZ
179
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$420K 0.02%
154,810
+57,550
+59% +$808K
YEXT icon
180
Yext
YEXT
$558M
$371K 0.01%
+25,000
New +$441K
OPNT
181
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$352K 0.01%
24,373
-5,527
-18% -$90.1K
XME icon
182
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$322K 0.01%
+250,000
New +$7.55M
HOG icon
183
PUT
Harley-Davidson
HOG
$2.71B
$299K 0.01%
50,000
– –
FOMX
184
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$274K 0.01%
76,454
-25,346
-25% -$110K
KA
185
DELISTED
Kineta, Inc. Common Stock
KA
$262K 0.01%
+578
New +$392K
GLD icon
186
CALL
SPDR Gold Trust
GLD
$138B
$254K 0.01%
+110,000
New +$12.8M
SOLO
187
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$251K 0.01%
+232,803
New +$462K
GE icon
188
PUT
GE Aerospace
GE
$389B
$220K 0.01%
+417,324
New +$18.8M
AXTA icon
189
PUT
Axalta
AXTA
$8.03B
$217K 0.01%
+82,500
New +$2.05M
ZYNE
190
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$189K 0.01%
63,614
– –
WFT
191
DELISTED
Weatherford International plc
WFT
$140K 0.01%
+250,000
New +$326K
KN icon
192
Knowles
KN
$3.36B
$133K ﹤0.01%
10,000
-215,000
-96% -$3.15M
IOTS
193
DELISTED
Adesto Technologies Corp
IOTS
$127K ﹤0.01%
28,783
-1,217
-4% -$5.81K
DBI icon
194
PUT
Designer Brands
DBI
$336M
$120K ﹤0.01%
+400,000
New +$10.7M
SOLO
195
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$114K ﹤0.01%
350,000
– –
TDG icon
196
PUT
TransDigm Group
TDG
$69.8B
$97K ﹤0.01%
19,300
+5,000
+35% +$1.72M
FPAY
197
DELISTED
FlexShopper
FPAY
$92K ﹤0.01%
120,612
-79,388
-40% -$61.3K
RHT
198
PUT
DELISTED
Red Hat Inc
RHT
$58K ﹤0.01%
+90,900
New +$14.4M
FPAY
199
CALL
DELISTED
FlexShopper
FPAY
$44K ﹤0.01%
200,000
– –
F icon
200
CALL
Ford
F
$55B
$14K ﹤0.01%
100,000
– –
6 7
8
9 10

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.