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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$1.72B
Cap. Flow %
-62.08%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA icon
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.1%
2 Technology 17.58%
3 Miscellaneous 16.82%
4 Financials 7.82%
5 Industrials 6.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CMTA
176
DELISTED
Clementia Pharmaceuticals Inc.
CMTA
$463K 0.02%
+39,339
New +$489K
2018 Q4
0 quarters
ARDX icon
177
Ardelyx
ARDX
$847M
$462K 0.02%
258,105
-12,000
-4% -$35.3K
2018 Q2
2 quarters
NXRT icon
178
NexPoint Residential Trust
NXRT
$494M
$433K 0.02%
12,351
-8,000
-39% -$278K
2018 Q3
1 quarter
HTZ icon
179
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$420K 0.02%
154,810
+57,550
+59% +$808K
2018 Q2
2 quarters
YEXT icon
180
Yext
YEXT
$686M
$371K 0.01%
+25,000
New +$441K
2018 Q4
0 quarters
OPNT
181
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$352K 0.01%
24,373
-5,527
-18% -$90.1K
2018 Q3
1 quarter
XME icon
182
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$322K 0.01%
+250,000
New +$7.55M
2018 Q4
0 quarters
HOG icon
183
PUT
Harley-Davidson
HOG
$2.8B
$299K 0.01%
50,000
– –
2018 Q2
2 quarters
FOMX
184
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$274K 0.01%
76,454
-25,346
-25% -$110K
2018 Q3
1 quarter
KA icon
185
DELISTED
Kineta, Inc. Common Stock
KA
$262K 0.01%
+578
New +$392K
2018 Q4
0 quarters
GLD icon
186
CALL
SPDR Gold Trust
GLD
$142B
$254K 0.01%
+110,000
New +$12.8M
2018 Q4
0 quarters
SOLO
187
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$251K 0.01%
+232,803
New +$462K
2018 Q4
0 quarters
GE icon
188
PUT
GE Aerospace
GE
$320B
$220K 0.01%
+417,324
New +$18.8M
2018 Q4
0 quarters
AXTA icon
189
PUT
Axalta
AXTA
$6.98B
$217K 0.01%
+82,500
New +$2.05M
2018 Q4
0 quarters
ZYNE
190
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$189K 0.01%
63,614
– –
2018 Q3
1 quarter
WFT
191
DELISTED
Weatherford International plc
WFT
$140K 0.01%
+250,000
New +$326K
2018 Q4
0 quarters
KN icon
192
Knowles
KN
$3.21B
$133K ﹤0.01%
10,000
-215,000
-96% -$3.15M
2018 Q3
1 quarter
IOTS
193
DELISTED
Adesto Technologies Corp
IOTS
$127K ﹤0.01%
28,783
-1,217
-4% -$5.81K
2018 Q3
1 quarter
DBI icon
194
PUT
Designer Brands
DBI
$291M
$120K ﹤0.01%
+400,000
New +$10.7M
2018 Q4
0 quarters
SOLO
195
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$114K ﹤0.01%
350,000
– –
2018 Q3
1 quarter
TDG icon
196
PUT
TransDigm Group
TDG
$61.2B
$97K ﹤0.01%
19,300
+5,000
+35% +$1.72M
2018 Q2
2 quarters
FPAY icon
197
DELISTED
FlexShopper
FPAY
$92K ﹤0.01%
120,612
-79,388
-40% -$61.3K
2018 Q3
1 quarter
RHT
198
PUT
DELISTED
Red Hat Inc
RHT
$58K ﹤0.01%
+90,900
New +$14.4M
2018 Q4
0 quarters
FPAY icon
199
CALL
DELISTED
FlexShopper
FPAY
$44K ﹤0.01%
200,000
– –
2018 Q3
1 quarter
F icon
200
CALL
Ford
F
$48.5B
$14K ﹤0.01%
100,000
– –
2018 Q3
1 quarter
6 7
8
9 10

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.72B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.