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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCOM icon
176
Trip.com Group
TCOM
$29.1B
$1.14M 0.03%
30,699
-167,714
-85% -$6.81M
ELS icon
177
Equity Lifestyle Properties
ELS
$12.5B
$1.14M 0.03%
23,600
-23,036
-49% -$1.08M
NOW icon
178
ServiceNow
NOW
$121B
$1.14M 0.03%
29,085
-38,095
-57% -$1.44M
ACC
179
DELISTED
American Campus Communities, Inc.
ACC
$1.12M 0.03%
+27,300
New +$1.14M
BRS
180
DELISTED
Bristow Group, Inc.
BRS
$1.09M 0.02%
89,528
-12,872
-13% -$159K
URGN icon
181
UroGen Pharma
URGN
$2.22B
$1.07M 0.02%
22,659
– –
NSLR
182
Neostellar Capital Corp
NSLR
$255M
$1.04M 0.02%
178,692
– –
RETA
183
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$1.01M 0.02%
+12,304
New +$867K
CTRE icon
184
CareTrust REIT
CTRE
$9.72B
$974K 0.02%
+55,000
New +$969K
REXR icon
185
Rexford Industrial Realty
REXR
$8.14B
$927K 0.02%
+29,000
New +$911K
REPL icon
186
Replimune Group
REPL
$1.08B
$848K 0.02%
+52,665
New +$923K
ADT icon
187
ADT
ADT
$5.59B
$845K 0.02%
90,000
– –
CCI icon
188
Crown Castle
CCI
$32.7B
$824K 0.02%
7,400
-4,500
-38% -$501K
CXP
189
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$823K 0.02%
34,800
-42,550
-55% -$990K
PSDO
190
DELISTED
Presidio, Inc. Common Stock
PSDO
$697K 0.02%
+45,711
New +$678K
AAPL icon
191
CALL
Apple
AAPL
$4.56T
$687K 0.02%
+240,000
New +$12.5M
ENDP
192
PUT
DELISTED
Endo International plc
ENDP
$679K 0.02%
2,175,500
+155,000
+8% +$2.2M
NXRT
193
NexPoint Residential Trust
NXRT
$636M
$676K 0.02%
+20,351
New +$629K
ITRM
194
DELISTED
Iterum Therapeutics
ITRM
$670K 0.02%
6,667
– –
BABA icon
195
Alibaba
BABA
$304B
$659K 0.02%
4,000
+2,591
+184% +$459K
SHO icon
196
Sunstone Hotel Investors
SHO
$2.1B
$654K 0.02%
+40,000
New +$660K
OHI icon
197
Omega Healthcare
OHI
$14.8B
$623K 0.01%
+19,000
New +$605K
DHI icon
198
D.R. Horton
DHI
$40.8B
$620K 0.01%
14,700
-69,500
-83% -$3.01M
GCVRZ
199
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$616K 0.01%
1,162,096
– –
SUI icon
200
Sun Communities
SUI
$14.7B
$609K 0.01%
6,000
-19,900
-77% -$1.99M
6 7
8
9 10

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.