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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$1.16B
Cap. Flow %
-26.6%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
1 quarter
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.1 quarters
Top 10 Avg Time Held Equity only
1 quarter
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA icon
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB icon
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.88%
2 Technology 13.4%
3 Communication Services 13.37%
4 Miscellaneous 12.5%
5 Industrials 11.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TCOM icon
176
Trip.com Group
TCOM
$24.5B
$1.14M 0.03%
30,699
-167,714
-85% -$6.81M
2015 Q4
11 quarters
ELS icon
177
Equity Lifestyle Properties
ELS
$11.5B
$1.14M 0.03%
23,600
-23,036
-49% -$1.08M
2018 Q2
1 quarter
NOW icon
178
ServiceNow
NOW
$146B
$1.14M 0.03%
29,085
-38,095
-57% -$1.44M
2018 Q1
2 quarters
ACC
179
DELISTED
American Campus Communities, Inc.
ACC
$1.12M 0.03%
+27,300
New +$1.14M
2018 Q3
0 quarters
BRS
180
DELISTED
Bristow Group, Inc.
BRS
$1.09M 0.02%
89,528
-12,872
-13% -$159K
2018 Q2
1 quarter
URGN icon
181
UroGen Pharma
URGN
$1.8B
$1.07M 0.02%
22,659
– –
2018 Q2
1 quarter
NSLR icon
182
Neostellar Capital Corp
NSLR
$192M
$1.04M 0.02%
178,692
– –
2018 Q2
1 quarter
RETA
183
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$1.01M 0.02%
+12,304
New +$867K
2018 Q3
0 quarters
CTRE icon
184
CareTrust REIT
CTRE
$8.51B
$974K 0.02%
+55,000
New +$969K
2018 Q3
0 quarters
REXR icon
185
Rexford Industrial Realty
REXR
$8.19B
$927K 0.02%
+29,000
New +$911K
2018 Q3
0 quarters
REPL icon
186
Replimune Group
REPL
$1.26B
$848K 0.02%
+52,665
New +$923K
2018 Q3
0 quarters
ADT icon
187
ADT
ADT
$4.7B
$845K 0.02%
90,000
– –
2018 Q2
1 quarter
CCI icon
188
Crown Castle
CCI
$33.9B
$824K 0.02%
7,400
-4,500
-38% -$501K
2018 Q1
2 quarters
CXP
189
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$823K 0.02%
34,800
-42,550
-55% -$990K
2018 Q2
1 quarter
PSDO
190
DELISTED
Presidio, Inc. Common Stock
PSDO
$697K 0.02%
+45,711
New +$678K
2018 Q3
0 quarters
AAPL icon
191
CALL
Apple
AAPL
$4.91T
$687K 0.02%
+240,000
New +$12.5M
2018 Q3
0 quarters
ENDP
192
PUT
DELISTED
Endo International plc
ENDP
$679K 0.02%
2,175,500
+155,000
+8% +$2.2M
2018 Q2
1 quarter
NXRT icon
193
NexPoint Residential Trust
NXRT
$494M
$676K 0.02%
+20,351
New +$629K
2018 Q3
0 quarters
ITRM icon
194
DELISTED
Iterum Therapeutics
ITRM
$670K 0.02%
6,667
– –
2018 Q2
1 quarter
BABA icon
195
Alibaba
BABA
$277B
$659K 0.02%
4,000
+2,591
+184% +$459K
2017 Q2
5 quarters
SHO icon
196
Sunstone Hotel Investors
SHO
$2.1B
$654K 0.02%
+40,000
New +$660K
2018 Q3
0 quarters
OHI icon
197
Omega Healthcare
OHI
$13.5B
$623K 0.01%
+19,000
New +$605K
2018 Q3
0 quarters
DHI icon
198
D.R. Horton
DHI
$37.7B
$620K 0.01%
14,700
-69,500
-83% -$3.01M
2018 Q1
2 quarters
GCVRZ
199
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$616K 0.01%
1,162,096
– –
2013 Q2
21 quarters
SUI icon
200
Sun Communities
SUI
$13.9B
$609K 0.01%
6,000
-19,900
-77% -$1.99M
2018 Q2
1 quarter
6 7
8
9 10

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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $1.16B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 22% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.