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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRI icon
176
Darden Restaurants
DRI
$24.1B
$2.63M 0.05%
+27,387
New +$2.31M
NAAS
177
NaaS Technology Inc
NAAS
$56.8M
$2.58M 0.05%
+22
New +$2.11M
NUE icon
178
Nucor
NUE
$61.9B
$2.54M 0.05%
40,022
-104,515
-72% -$6.11M
BFH icon
179
Bread Financial
BFH
$4.44B
$2.54M 0.04%
+12,530
New +$2.32M
GNTX icon
180
Gentex
GNTX
$4.96B
$2.51M 0.04%
+120,000
New +$2.39M
SECO
181
DELISTED
Secoo Holding Limited ADR
SECO
$2.42M 0.04%
25,000
+10,000
+67% +$841K
CLDR
182
DELISTED
Cloudera, Inc.
CLDR
$2.35M 0.04%
+142,500
New +$2.29M
WY icon
183
Weyerhaeuser
WY
$18.3B
$2.33M 0.04%
66,075
-2,775
-4% -$98.2K
GG
184
DELISTED
Goldcorp Inc
GG
$2.3M 0.04%
+180,000
New +$2.33M
BZUN
185
Baozun
BZUN
$169M
$2.25M 0.04%
+71,290
New +$2.3M
RGLD icon
186
Royal Gold
RGLD
$18.5B
$2.1M 0.04%
25,546
+14,116
+123% +$1.21M
GOOS
187
Canada Goose Holdings
GOOS
$837M
$2.06M 0.04%
+65,262
New +$1.6M
MTOR
188
DELISTED
MERITOR, Inc.
MTOR
$2.04M 0.04%
+87,000
New +$2.18M
SLB icon
189
SLB Ltd
SLB
$76.5B
$2.01M 0.04%
+29,819
New +$1.93M
AXTA icon
190
Axalta
AXTA
$8.03B
$1.98M 0.04%
61,155
-35,042
-36% -$1.11M
HST icon
191
Host Hotels & Resorts
HST
$16B
$1.96M 0.03%
+98,936
New +$1.94M
AVGO icon
192
Broadcom
AVGO
$2T
$1.93M 0.03%
75,000
-50,000
-40% -$1.3M
DFS
193
DELISTED
Discover Financial Services
DFS
$1.92M 0.03%
+25,000
New +$1.72M
SBRA icon
194
Sabra Healthcare REIT
SBRA
$5.34B
$1.88M 0.03%
100,000
-217,000
-68% -$4.32M
RHT
195
DELISTED
Red Hat Inc
RHT
$1.8M 0.03%
15,000
-15,000
-50% -$1.84M
ON icon
196
ON Semiconductor
ON
$18.6B
$1.76M 0.03%
84,244
-35,756
-30% -$729K
PLYA
197
DELISTED
Playa Hotels & Resorts
PLYA
$1.75M 0.03%
161,989
-272,008
-63% -$2.9M
BKNG icon
198
Booking.com
BKNG
$156B
$1.73M 0.03%
24,850
-247,075
-91% -$17.9M
ORCL icon
199
Oracle
ORCL
$413B
$1.64M 0.03%
34,698
-305,409
-90% -$15M
BGC
200
DELISTED
General Cable Corporation
BGC
$1.48M 0.03%
+50,000
New +$1.18M
6 7
8
9 10

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SAG
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ACI
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CGL
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.