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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LVNTA
176
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$4.06M 0.07%
107,557
-483,400
-82% -$16.9M
2013 Q4
4 quarters
HTLD icon
177
Heartland Express
HTLD
$860M
$4.03M 0.07%
+149,212
New +$3.78M
2014 Q4
0 quarters
POR icon
178
Portland General Electric
POR
$5.34B
$3.99M 0.07%
105,549
-452,333
-81% -$16.4M
2014 Q1
3 quarters
CCI icon
179
Crown Castle
CCI
$33.9B
$3.98M 0.07%
50,564
+36,300
+254% +$2.91M
2013 Q2
6 quarters
OHI icon
180
Omega Healthcare
OHI
$13.5B
$3.96M 0.07%
101,231
+6,093
+6% +$231K
2014 Q1
3 quarters
BBL
181
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$3.87M 0.07%
+90,000
New +$4.46M
2014 Q4
0 quarters
FANG icon
182
Diamondback Energy
FANG
$53.8B
$3.85M 0.07%
64,494
+29,494
+84% +$1.88M
2014 Q3
1 quarter
IVV icon
183
iShares Core S&P 500 ETF
IVV
$899B
$3.81M 0.07%
18,400
-1,100
-6% -$223K
2014 Q1
3 quarters
O icon
184
Realty Income
O
$51.3B
$3.8M 0.07%
82,182
+10,192
+14% +$452K
2014 Q2
2 quarters
MDY icon
185
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
$3.79M 0.07%
14,375
-2,525
-15% -$646K
2014 Q2
2 quarters
TNL icon
186
Travel + Leisure Co
TNL
$3.84B
$3.75M 0.07%
96,796
-9,746
-9% -$353K
2014 Q1
3 quarters
USO icon
187
United States Oil Fund
USO
$1.68B
$3.67M 0.06%
+22,500
New +$4.99M
2014 Q4
0 quarters
VTR icon
188
Ventas
VTR
$42.1B
$3.67M 0.06%
44,767
+4,339
+11% +$342K
2014 Q3
1 quarter
IWM icon
189
iShares Russell 2000 ETF
IWM
$77.4B
$3.65M 0.06%
30,475
-5,925
-16% -$678K
2014 Q1
3 quarters
HUN icon
190
Huntsman Corp
HUN
$1.43B
$3.64M 0.06%
+159,687
New +$3.87M
2014 Q4
0 quarters
APC icon
191
DELISTED
Anadarko Petroleum
APC
$3.6M 0.06%
43,600
+1,125
+3% +$98K
2014 Q3
1 quarter
CXO
192
DELISTED
CONCHO RESOURCES INC.
CXO
$3.55M 0.06%
+35,600
New +$3.74M
2014 Q4
0 quarters
BIDU icon
193
Baidu
BIDU
$29B
$3.52M 0.06%
15,457
+4,230
+38% +$970K
2014 Q3
1 quarter
MRO icon
194
DELISTED
Marathon Oil Corporation
MRO
$3.51M 0.06%
124,179
-5,202
-4% -$165K
2014 Q3
1 quarter
DD icon
195
DuPont de Nemours
DD
$17.6B
$3.43M 0.06%
29,693
-19,865
-40% -$2.42M
2014 Q3
1 quarter
SCI icon
196
Service Corp International
SCI
$10.5B
$3.4M 0.06%
150,000
-6,374
-4% -$140K
2013 Q3
5 quarters
VIPS icon
197
Vipshop
VIPS
$6.13B
$3.4M 0.06%
173,880
-150,400
-46% -$3.17M
2014 Q3
1 quarter
TSM icon
198
TSMC
TSM
$2.35T
$3.37M 0.06%
150,620
-2,858,120
-95% -$62.3M
2013 Q3
5 quarters
HY icon
199
Hyster-Yale Materials Handling
HY
$580M
$3.37M 0.06%
46,000
-3,400
-7% -$253K
2014 Q3
1 quarter
WDC icon
200
Western Digital
WDC
$149B
$3.37M 0.06%
+40,226
New +$3.04M
2014 Q4
0 quarters
6 7
8
9 10

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.