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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNO icon
176
Vornado Realty Trust
VNO
$7.27B
$5.15M 0.11%
+83,670
New +$5.18M
NEM icon
177
Newmont
NEM
$111B
$5.14M 0.11%
+183,100
New +$5.43M
DOLE
178
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$5.11M 0.11%
374,944
– –
REG icon
179
Regency Centers
REG
$14.1B
$5M 0.1%
+103,477
New +$5.22M
ADP icon
180
Automatic Data Processing
ADP
$109B
$4.89M 0.1%
+76,883
New +$4.88M
SFE
181
DELISTED
Safeguard Scientifics, Inc.
SFE
$4.87M 0.1%
310,290
+6,692
+2% +$103K
TRLA
182
DELISTED
TRULIA INC (DEL)
TRLA
$4.78M 0.1%
+101,608
New +$4.25M
UCB
183
United Community Banks
UCB
$4.28B
$4.77M 0.1%
318,170
+10,404
+3% +$151K
RAD
184
DELISTED
Rite Aid Corporation
RAD
$4.76M 0.1%
+50,000
New +$3.41M
HRI icon
185
Herc Holdings
HRI
$5.62B
$4.6M 0.1%
69,233
+16,666
+32% +$1.28M
BZ
186
DELISTED
BOISE INC COM STK (DE)
BZ
$4.54M 0.09%
360,111
-2,942,828
-89% -$28.1M
HK
187
DELISTED
Halcon Resources Corporation
HK
$4.43M 0.09%
5,800
+2,981
+106% +$2.72M
KG
188
Kestrel Group
KG
$69.7M
$4.43M 0.09%
18,750
-31,173
-62% -$7.74M
ZION icon
189
Zions Bancorporation
ZION
$10.3B
$4.41M 0.09%
160,885
-189,017
-54% -$5.52M
MAS icon
190
Masco
MAS
$14.9B
$4.41M 0.09%
+235,794
New +$4.2M
MHK icon
191
Mohawk Industries
MHK
$8.97B
$4.27M 0.09%
+32,749
New +$3.99M
CLF icon
192
Cleveland-Cliffs
CLF
$6.98B
$4.26M 0.09%
+207,730
New +$4.27M
GM icon
193
CALL
General Motors
GM
$76.3B
$4.26M 0.09%
1,010,470
+1,000,000
+9,551% +$35.9M
BLC
194
DELISTED
BELO CORP SER A
BLC
$4.11M 0.09%
+300,000
New +$4.24M
PENN icon
195
PENN Entertainment
PENN
$2.69B
$4.07M 0.08%
325,099
-697,591
-68% -$8.4M
LEAP
196
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$3.95M 0.08%
+250,000
New +$3.73M
SNDK
197
DELISTED
SANDISK CORP
SNDK
$3.77M 0.08%
+63,303
New +$3.72M
USB icon
198
US Bancorp
USB
$99.4B
$3.66M 0.08%
100,000
-181,898
-65% -$6.74M
KIM icon
199
Kimco Realty
KIM
$16.4B
$3.58M 0.07%
+177,154
New +$3.78M
IPG
200
DELISTED
Interpublic Group of Companies
IPG
$3.55M 0.07%
+206,857
New +$3.34M
6 7
8
9 10

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.