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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VNO icon
176
Vornado Realty Trust
VNO
$6.28B
$5.15M 0.11%
+83,670
New +$5.18M
2013 Q3
0 quarters
NEM icon
177
Newmont
NEM
$124B
$5.14M 0.11%
+183,100
New +$5.43M
2013 Q3
0 quarters
DOLE icon
178
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$5.11M 0.11%
374,944
– –
2013 Q2
1 quarter
REG icon
179
Regency Centers
REG
$13.2B
$5M 0.1%
+103,477
New +$5.22M
2013 Q3
0 quarters
ADP icon
180
Automatic Data Processing
ADP
$107B
$4.89M 0.1%
+76,883
New +$4.88M
2013 Q3
0 quarters
SFE
181
DELISTED
Safeguard Scientifics, Inc.
SFE
$4.87M 0.1%
310,290
+6,692
+2% +$103K
2013 Q2
1 quarter
TRLA
182
DELISTED
TRULIA INC (DEL)
TRLA
$4.78M 0.1%
+101,608
New +$4.25M
2013 Q3
0 quarters
UCB icon
183
United Community Banks
UCB
$4.02B
$4.77M 0.1%
318,170
+10,404
+3% +$151K
2013 Q2
1 quarter
RAD
184
DELISTED
Rite Aid Corporation
RAD
$4.76M 0.1%
+50,000
New +$3.41M
2013 Q3
0 quarters
HRI icon
185
Herc Holdings
HRI
$4.13B
$4.6M 0.1%
69,233
+16,666
+32% +$1.28M
2013 Q2
1 quarter
BZ icon
186
DELISTED
BOISE INC COM STK (DE)
BZ
$4.54M 0.09%
360,111
-2,942,828
-89% -$28.1M
2013 Q2
1 quarter
HK
187
DELISTED
Halcon Resources Corporation
HK
$4.43M 0.09%
5,800
+2,981
+106% +$2.72M
2013 Q2
1 quarter
KG icon
188
Kestrel Group
KG
$38.4M
$4.43M 0.09%
18,750
-31,173
-62% -$7.74M
2013 Q2
1 quarter
ZION icon
189
Zions Bancorporation
ZION
$9.12B
$4.41M 0.09%
160,885
-189,017
-54% -$5.52M
2013 Q2
1 quarter
MAS icon
190
Masco
MAS
$13.6B
$4.41M 0.09%
+235,794
New +$4.2M
2013 Q3
0 quarters
MHK icon
191
Mohawk Industries
MHK
$8B
$4.27M 0.09%
+32,749
New +$3.99M
2013 Q3
0 quarters
CLF icon
192
Cleveland-Cliffs
CLF
$7.41B
$4.26M 0.09%
+207,730
New +$4.27M
2013 Q3
0 quarters
GM icon
193
CALL
General Motors
GM
$72.6B
$4.26M 0.09%
1,010,470
+1,000,000
+9,551% +$35.9M
2013 Q2
1 quarter
BLC
194
DELISTED
BELO CORP SER A
BLC
$4.11M 0.09%
+300,000
New +$4.24M
2013 Q3
0 quarters
PENN icon
195
PENN Entertainment
PENN
$2.08B
$4.07M 0.08%
325,099
-697,591
-68% -$8.4M
2013 Q2
1 quarter
LEAP
196
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$3.95M 0.08%
+250,000
New +$3.73M
2013 Q3
0 quarters
SNDK icon
197
DELISTED
SANDISK CORP
SNDK
$3.77M 0.08%
+63,303
New +$3.72M
2013 Q3
0 quarters
USB icon
198
US Bancorp
USB
$88.9B
$3.66M 0.08%
100,000
-181,898
-65% -$6.74M
2013 Q2
1 quarter
KIM icon
199
Kimco Realty
KIM
$14.9B
$3.58M 0.07%
+177,154
New +$3.78M
2013 Q3
0 quarters
IPG icon
200
DELISTED
Interpublic Group of Companies
IPG
$3.55M 0.07%
+206,857
New +$3.34M
2013 Q3
0 quarters
6 7
8
9 10

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.