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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SUNL
151
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
$5.7M 0.05%
59,637
+33,520
+128% +$3.23M
2021 Q3
1 quarter
ADALU
152
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$5.64M 0.05%
+556,723
New +$5.61M
2021 Q4
0 quarters
UTAAU
153
DELISTED
UTA Acquisition Corporation Units
UTAAU
$5.59M 0.05%
+556,244
New +$5.58M
2021 Q4
0 quarters
IWM icon
154
iShares Russell 2000 ETF
IWM
$77.4B
$5.56M 0.05%
+25,000
New +$5.65M
2021 Q4
0 quarters
FINM
155
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$5.52M 0.05%
565,539
+15,164
+3% +$148K
2021 Q1
3 quarters
IPVI
156
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
$5.51M 0.05%
564,823
+15,127
+3% +$147K
2021 Q2
2 quarters
HRI icon
157
Herc Holdings
HRI
$4.13B
$5.48M 0.05%
+35,000
New +$6.18M
2021 Q4
0 quarters
AAL icon
158
PUT
American Airlines Group
AAL
$8.45B
$5.47M 0.05%
7,962,800
+2,949,500
+59% +$56.6M
2020 Q1
7 quarters
ROIC icon
159
DELISTED
Retail Opportunity Investments Corp.
ROIC
$5.46M 0.05%
278,300
-790,700
-74% -$14.5M
2021 Q2
2 quarters
LOCC
160
DELISTED
Live Oak Crestview Climate Acquisition Corp.
LOCC
$5.43M 0.05%
+557,032
New +$5.4M
2021 Q4
0 quarters
BRD.U
161
DELISTED
Beard Energy Transition Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
BRD.U
$5.39M 0.05%
+530,961
New +$5.35M
2021 Q4
0 quarters
ACEL icon
162
Accel Entertainment
ACEL
$893M
$5.38M 0.05%
413,000
+11,077
+3% +$141K
2020 Q1
7 quarters
DAL icon
163
Delta Air Lines
DAL
$54B
$5.28M 0.05%
135,025
+20,870
+18% +$835K
2020 Q2
6 quarters
IPOF
164
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$5.26M 0.05%
515,787
-134,782
-21% -$1.39M
2020 Q4
4 quarters
IPOD
165
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$5.25M 0.05%
513,762
+13,780
+3% +$141K
2020 Q4
4 quarters
ACAQ.U
166
DELISTED
Athena Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one Redeemable Warrant
ACAQ.U
$5.25M 0.05%
+515,770
New +$5.24M
2021 Q4
0 quarters
NETC.U
167
DELISTED
Nabors Energy Transition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
NETC.U
$5.24M 0.05%
+515,770
New +$5.22M
2021 Q4
0 quarters
PCCTU
168
DELISTED
Perception Capital Corp. II Units
PCCTU
$5.24M 0.05%
+515,770
New +$5.21M
2021 Q4
0 quarters
TOACU
169
DELISTED
Talon 1 Acquisition Corp. Unit
TOACU
$5.24M 0.05%
+515,770
New +$5.23M
2021 Q4
0 quarters
DRE
170
DELISTED
Duke Realty Corp.
DRE
$5.23M 0.05%
79,700
-186,000
-70% -$10.7M
2018 Q3
13 quarters
RRAC.U icon
171
DELISTED
Rigel Resource Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
RRAC.U
$5.23M 0.05%
+515,770
New +$5.2M
2021 Q4
0 quarters
TACA
172
DELISTED
Trepont Acquisition Corp I
TACA
$5.23M 0.05%
523,702
+14,041
+3% +$140K
2021 Q1
3 quarters
LGSTU
173
DELISTED
Semper Paratus Acquisition Corporation Unit
LGSTU
$5.22M 0.05%
+515,770
New +$5.21M
2021 Q4
0 quarters
BCSAU icon
174
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
$5.21M 0.05%
+515,770
New +$5.23M
2021 Q4
0 quarters
ENPC
175
DELISTED
Executive Network Partnering Corporation
ENPC
$5.21M 0.05%
531,432
+14,254
+3% +$140K
2020 Q4
4 quarters
5 6
7
8 9

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.