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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HZAC
151
DELISTED
Horizon Acquisition Corporation
HZAC
$6.4M 0.13%
+638,749
New +$6.41M
2020 Q4
0 quarters
EVGO icon
152
EVgo
EVGO
$173M
$6.35M 0.13%
+593,125
New +$6.13M
2020 Q4
0 quarters
AVAN
153
DELISTED
Avanti Acquisition Corp.
AVAN
$6.33M 0.13%
+615,937
New +$6.15M
2020 Q4
0 quarters
CNI icon
154
Canadian National Railway
CNI
$71.2B
$6.32M 0.13%
+57,572
New +$6.22M
2020 Q4
0 quarters
UNH icon
155
UnitedHealth
UNH
$340B
$6.31M 0.13%
18,000
+5,000
+38% +$1.68M
2020 Q1
3 quarters
CELU icon
156
Celularity
CELU
$50.6M
$6.27M 0.13%
57,031
-6,844
-11% -$727K
2020 Q1
3 quarters
KPLT icon
157
Katapult Holdings
KPLT
$399M
$6.27M 0.13%
20,066
-23,314
-54% -$6.14M
2019 Q4
4 quarters
ME icon
158
DELISTED
23andMe Holding Co
ME
$6.26M 0.13%
+27,375
New +$6.13M
2020 Q4
0 quarters
INVH icon
159
Invitation Homes
INVH
$15.8B
$6.24M 0.13%
210,200
+153,300
+269% +$4.41M
2020 Q1
3 quarters
OWL icon
160
Blue Owl Capital
OWL
$6.49B
$6.23M 0.13%
+547,500
New +$5.92M
2020 Q4
0 quarters
YAC
161
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$6.22M 0.13%
+615,937
New +$6.11M
2020 Q4
0 quarters
ITT icon
162
ITT
ITT
$18B
$6.15M 0.13%
79,886
+34,886
+78% +$2.44M
2020 Q2
2 quarters
BNL icon
163
Broadstone Net Lease
BNL
$3.51B
$6.11M 0.12%
+312,200
New +$5.52M
2020 Q4
0 quarters
ETAC
164
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$6.07M 0.12%
+593,123
New +$5.83M
2020 Q4
0 quarters
CTAC
165
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$6.06M 0.12%
+593,125
New +$6.01M
2020 Q4
0 quarters
DAL icon
166
Delta Air Lines
DAL
$54B
$6.03M 0.12%
150,000
+60,150
+67% +$2.19M
2020 Q2
2 quarters
MAAC
167
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$6.03M 0.12%
+593,125
New +$5.97M
2020 Q4
0 quarters
NRG icon
168
NRG Energy
NRG
$22.7B
$6.03M 0.12%
+160,586
New +$5.29M
2020 Q4
0 quarters
TLMD
169
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$5.88M 0.12%
750,000
+75,393
+11% +$666K
2020 Q1
3 quarters
ACACU icon
170
DELISTED
Acies Acquisition Corp Unit
ACACU
$5.86M 0.12%
+547,500
New +$5.57M
2020 Q4
0 quarters
CI icon
171
Cigna
CI
$74.6B
$5.83M 0.12%
28,000
+8,000
+40% +$1.57M
2020 Q1
3 quarters
WH icon
172
Wyndham Hotels & Resorts
WH
$5.5B
$5.79M 0.12%
97,400
+81,000
+494% +$4.37M
2020 Q3
1 quarter
HTPA.U
173
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$5.75M 0.12%
+547,500
New +$5.72M
2020 Q4
0 quarters
CAS.U icon
174
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
$5.72M 0.12%
+547,500
New +$5.57M
2020 Q4
0 quarters
SCOAU
175
DELISTED
ScION Tech Growth I Unit
SCOAU
$5.66M 0.12%
+547,500
New +$5.64M
2020 Q4
0 quarters
5 6
7
8 9

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.