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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZAC
151
DELISTED
Horizon Acquisition Corporation
HZAC
$6.4M 0.13%
+638,749
New +$6.41M
EVGO icon
152
EVgo
EVGO
$214M
$6.35M 0.13%
+593,125
New +$6.13M
AVAN
153
DELISTED
Avanti Acquisition Corp.
AVAN
$6.33M 0.13%
+615,937
New +$6.15M
CNI icon
154
Canadian National Railway
CNI
$76.5B
$6.32M 0.13%
+57,572
New +$6.22M
UNH icon
155
UnitedHealth
UNH
$367B
$6.31M 0.13%
18,000
+5,000
+38% +$1.68M
CELU icon
156
Celularity
CELU
$19.8M
$6.27M 0.13%
57,031
-6,844
-11% -$727K
KPLT icon
157
Katapult Holdings
KPLT
$32.1M
$6.27M 0.13%
20,066
-23,314
-54% -$6.14M
ME
158
DELISTED
23andMe Holding Co
ME
$6.26M 0.13%
+27,375
New +$6.13M
INVH icon
159
Invitation Homes
INVH
$18B
$6.24M 0.13%
210,200
+153,300
+269% +$4.41M
OWL icon
160
Blue Owl Capital
OWL
$7.74B
$6.23M 0.13%
+547,500
New +$5.92M
YAC
161
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$6.22M 0.13%
+615,937
New +$6.11M
ITT icon
162
ITT
ITT
$19.2B
$6.15M 0.13%
79,886
+34,886
+78% +$2.44M
BNL icon
163
Broadstone Net Lease
BNL
$4.06B
$6.11M 0.12%
+312,200
New +$5.52M
ETAC
164
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$6.07M 0.12%
+593,123
New +$5.83M
CTAC
165
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$6.06M 0.12%
+593,125
New +$6.01M
DAL icon
166
Delta Air Lines
DAL
$60.5B
$6.03M 0.12%
150,000
+60,150
+67% +$2.19M
MAAC
167
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$6.03M 0.12%
+593,125
New +$5.97M
NRG icon
168
NRG Energy
NRG
$25.1B
$6.03M 0.12%
+160,586
New +$5.29M
TLMD
169
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$5.88M 0.12%
750,000
+75,393
+11% +$666K
ACACU
170
DELISTED
Acies Acquisition Corp Unit
ACACU
$5.86M 0.12%
+547,500
New +$5.57M
CI icon
171
Cigna
CI
$72.7B
$5.83M 0.12%
28,000
+8,000
+40% +$1.57M
WH icon
172
Wyndham Hotels & Resorts
WH
$5.58B
$5.79M 0.12%
97,400
+81,000
+494% +$4.37M
HTPA.U
173
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$5.75M 0.12%
+547,500
New +$5.72M
CAS.U
174
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
$5.72M 0.12%
+547,500
New +$5.57M
SCOAU
175
DELISTED
ScION Tech Growth I Unit
SCOAU
$5.66M 0.12%
+547,500
New +$5.64M
5 6
7
8 9

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.