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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+30.65%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.31B
AUM Growth
-$1.46B
Cap. Flow
-$1.18B
Cap. Flow %
-89.71%
Top 10 Hldgs %
100%
Holding
212
New
7
Increased
2
Reduced
1
Closed
202

Top Buys

Rank Stock Value
1
FDC
First Data Corporation
FDC
+$401M
2
LLL
L3 Technologies, Inc.
LLL
+$141M
3
CELG
Celgene Corp
CELG
+$123M
4
RHT
Red Hat Inc
RHT
+$108M
5
STI
SunTrust Banks, Inc.
STI
+$101M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$334M
2
DNB
Dun & Bradstreet
DNB
+$89.7M
3
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$89.6M
4
CI icon
Cigna
CI
+$87.4M
5
ATHN
Athenahealth, Inc.
ATHN
+$72.3M

Sector Composition

Rank Sector Weight
1 Industrials 33.79%
2 Communication Services 24.92%
3 Technology 16.54%
4 Healthcare 13.43%
5 Financials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
151
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-230,000
Closed -$19.9M
XME icon
152
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
– –
-250,000
Closed -$322K
YEXT icon
153
Yext
YEXT
$558M
– –
-25,000
Closed -$371K
DAY
154
DELISTED
Dayforce
DAY
– –
-40,598
Closed -$1.4M
PRKS icon
155
United Parks & Resorts
PRKS
$2.09B
– –
-550,000
Closed -$12.2M
XYZ
156
Block Inc
XYZ
$47.5B
– –
-44,064
Closed -$2.47M
AKTS
157
DELISTED
Akoustis Technologies Inc
AKTS
– –
-229,000
Closed -$1.14M
KA
158
DELISTED
Kineta, Inc. Common Stock
KA
– –
-578
Closed -$262K
PGTI
159
DELISTED
PGT, Inc.
PGTI
– –
-148,416
Closed -$2.35M
SOLO
160
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
-350,000
Closed -$114K
SOLO
161
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
-232,803
Closed -$251K
ARCE
162
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
– –
-45,181
Closed -$999K
NEWR
163
DELISTED
New Relic, Inc.
NEWR
– –
-182,500
Closed -$14.8M
ZYNE
164
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
-63,614
Closed -$189K
RETA
165
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-17,178
Closed -$964K
UNVR
166
DELISTED
Univar Solutions Inc.
UNVR
– –
-300,000
Closed -$5.32M
VNTR
167
DELISTED
Venator Materials PLC
VNTR
– –
-300,000
Closed -$1.26M
OPNT
168
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
– –
-24,373
Closed -$352K
STOR
169
DELISTED
STORE Capital Corporation
STOR
– –
-85,693
Closed -$2.43M
CHRA
170
DELISTED
Charah Solutions, Inc Common Stock
CHRA
– –
-34,008
Closed -$2.84M
DRE
171
DELISTED
Duke Realty Corp.
DRE
– –
-158,200
Closed -$4.1M
ENDP
172
PUT
DELISTED
Endo International plc
ENDP
– –
-2,575,500
Closed -$3.27M
SAIL
173
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-130,000
Closed -$3.05M
PSB
174
DELISTED
PS Business Parks, Inc.
PSB
– –
-33,700
Closed -$4.42M
CDK
175
DELISTED
CDK Global, Inc.
CDK
– –
-350,000
Closed -$16.8M
5 6
7
8 9

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2019 Portfolio in Review

As of Q1 2019, UBS O'Connor held 212 positions worth $1.31B, down 53% from $2.77B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q1 2019, closing 202 positions and reducing 1 holding. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $334M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 34% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in First Data Corporation worth $443M.

  • UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
  • UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
  • UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
  • UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.31B portfolio in Q1 2019.
  • UBS O'Connor opened 7 new positions and closed 202 in Q1 2019.
  • UBS O'Connor's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.