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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+19.11%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.58B
AUM Growth
+$808M
Cap. Flow
+$381M
Cap. Flow %
10.63%
Top 10 Hldgs %
44.48%
Holding
311
New
83
Increased
68
Reduced
43
Closed
77
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
0.4 quarters
Top 20 Avg Time Held Equity + Options
1.7 quarters
Avg Time Held Equity only
2.7 quarters
Top 10 Avg Time Held Equity only
0.4 quarters
Top 20 Avg Time Held Equity only
1.7 quarters

Top Buys

Rank Stock Value
1
FDC
First Data Corporation
FDC
+$401M
2
LLL
L3 Technologies, Inc.
LLL
+$141M
3
CELG
Celgene Corp
CELG
+$123M
4
RHT
Red Hat Inc
RHT
+$108M
5
STI icon
SunTrust Banks, Inc.
STI
+$101M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$334M
2
DNB icon
Dun & Bradstreet
DNB
+$89.7M
3
ATHN
Athenahealth, Inc.
ATHN
+$72.3M
4
AHL
ASPEN Insurance Holding Limited
AHL
+$71M
5
DELL icon
Dell
DELL
+$69.1M

Sector Composition

Rank Sector Weight
1 Technology 21.34%
2 Communication Services 20.85%
3 Industrials 16.18%
4 Miscellaneous 12.21%
5 Healthcare 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CRM icon
151
Salesforce
CRM
$189B
$1.19M 0.03%
7,500
-82,500
-92% -$12.8M
2014 Q2
19 quarters
RIG icon
152
PUT
Transocean
RIG
$6.15B
$1.19M 0.03%
748,000
+77,500
+12% +$664K
2018 Q2
3 quarters
DOCU icon
153
DocuSign
DOCU
$13.3B
$1.17M 0.03%
22,500
-31,903
-59% -$1.63M
2018 Q3
2 quarters
V icon
154
Visa
V
$724B
$1.11M 0.03%
+7,118
New +$1.03M
2019 Q1
0 quarters
HYG icon
155
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$1.1M 0.03%
5,150,000
+3,350,000
+186% +$284M
2018 Q4
1 quarter
FTR
156
PUT
DELISTED
Frontier Communications Corp.
FTR
$981K 0.03%
469,000
– –
2018 Q2
3 quarters
AKAM icon
157
Akamai
AKAM
$15.4B
$896K 0.03%
+12,500
New +$848K
2019 Q1
0 quarters
URGN icon
158
UroGen Pharma
URGN
$1.8B
$844K 0.02%
22,849
+6,599
+41% +$277K
2018 Q2
3 quarters
NFLX icon
159
PUT
Netflix
NFLX
$293B
$838K 0.02%
300,000
+200,000
+200% +$6.93M
2018 Q4
1 quarter
MAT icon
160
PUT
Mattel
MAT
$4.77B
$837K 0.02%
980,000
+63,000
+7% +$842K
2018 Q2
3 quarters
VKTX icon
161
Viking Therapeutics
VKTX
$3.63B
$834K 0.02%
83,870
-18,972
-18% -$159K
2018 Q3
2 quarters
REPL icon
162
Replimune Group
REPL
$1.26B
$831K 0.02%
54,582
-13,949
-20% -$174K
2018 Q3
2 quarters
CCI icon
163
Crown Castle
CCI
$33.9B
$717K 0.02%
5,600
-17,000
-75% -$1.99M
2018 Q1
4 quarters
ITRM icon
164
DELISTED
Iterum Therapeutics
ITRM
$716K 0.02%
5,943
-658
-10% -$60.4K
2018 Q2
3 quarters
ASML icon
165
ASML
ASML
$684B
$663K 0.02%
3,524
-4,212
-54% -$746K
2016 Q4
9 quarters
SPRO icon
166
Spero Therapeutics
SPRO
$69.9M
$658K 0.02%
51,400
-116,618
-69% -$1.24M
2018 Q3
2 quarters
BEL
167
DELISTED
Belmond Ltd.
BEL
$654K 0.02%
+26,225
New +$653K
2019 Q1
0 quarters
ADT icon
168
ADT
ADT
$4.7B
$575K 0.02%
90,000
– –
2018 Q2
3 quarters
NIO icon
169
NIO
NIO
$8.97B
$569K 0.02%
+111,544
New +$790K
2019 Q1
0 quarters
YEXT icon
170
Yext
YEXT
$686M
$546K 0.02%
25,000
– –
2018 Q4
1 quarter
CBAY icon
171
DELISTED
Cymabay Therapeutics
CBAY
$531K 0.01%
+40,000
New +$425K
2019 Q1
0 quarters
GCVRZ
172
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$529K 0.01%
1,162,096
– –
2013 Q2
23 quarters
PYPL icon
173
PayPal
PYPL
$47.5B
$524K 0.01%
+5,048
New +$478K
2019 Q1
0 quarters
HTZ icon
174
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$523K 0.01%
278,542
+123,732
+80% +$1.8M
2018 Q2
3 quarters
EOCN icon
175
Eocene Ltd. Ordinary Shares
EOCN
$3.78M
$503K 0.01%
43
-31
-42% -$361K
2018 Q2
3 quarters
5 6
7
8 9

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UBS O'Connor's Q1 2019 Portfolio in Review

As of Q1 2019, UBS O'Connor held 311 positions worth $3.58B, up 29% from $2.77B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

UBS O'Connor deployed $381M of net new capital in Q1 2019, opening 83 new positions and adding to 68 existing holdings. Its largest new stake was First Data Corporation: 16,863,844 shares worth $443M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was TRIBUNE MEDIA COMPANY CLASS A, an estimated $45.7M trimmed.

  • UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
  • UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
  • UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
  • UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
  • UBS O'Connor's ten largest holdings make up 44% of its $3.58B portfolio in Q1 2019.
  • UBS O'Connor opened 83 new positions and closed 77 in Q1 2019.
  • UBS O'Connor's portfolio value rose 29% quarter-over-quarter to $3.58B.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.