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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$1.72B
Cap. Flow %
-62.08%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA icon
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.1%
2 Technology 17.58%
3 Miscellaneous 16.82%
4 Financials 7.82%
5 Industrials 6.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RETA
151
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$964K 0.03%
17,178
+4,874
+40% +$298K
2018 Q3
1 quarter
FTR
152
PUT
DELISTED
Frontier Communications Corp.
FTR
$891K 0.03%
469,000
+35,000
+8% +$148K
2018 Q2
2 quarters
HR icon
153
Healthcare Realty
HR
$5.88B
$886K 0.03%
35,000
-112,300
-76% -$2.98M
2018 Q2
2 quarters
SMTA
154
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$870K 0.03%
122,000
+72,000
+144% +$729K
2018 Q3
1 quarter
MRAM icon
155
Everspin Technologies
MRAM
$401M
$843K 0.03%
150,310
-4,500
-3% -$30.8K
2018 Q1
3 quarters
VKTX icon
156
Viking Therapeutics
VKTX
$3.63B
$787K 0.03%
102,842
+7,842
+8% +$93.8K
2018 Q3
1 quarter
EOCN icon
157
Eocene Ltd. Ordinary Shares
EOCN
$3.78M
$726K 0.03%
74
-8
-10% -$112K
2018 Q2
2 quarters
BB icon
158
BlackBerry
BB
$5.23B
$711K 0.03%
100,000
-50,000
-33% -$440K
2018 Q3
1 quarter
URGN icon
159
UroGen Pharma
URGN
$1.8B
$700K 0.03%
16,250
-6,409
-28% -$288K
2018 Q2
2 quarters
REPL icon
160
Replimune Group
REPL
$1.26B
$685K 0.02%
68,531
+15,866
+30% +$214K
2018 Q3
1 quarter
CRSP icon
161
CRISPR Therapeutics
CRSP
$5.16B
$638K 0.02%
22,319
-7,681
-26% -$267K
2018 Q3
1 quarter
O icon
162
Realty Income
O
$51.3B
$630K 0.02%
+10,320
New +$616K
2018 Q4
0 quarters
USO icon
163
PUT
United States Oil Fund
USO
$1.68B
$605K 0.02%
+250,000
New +$25.2M
2018 Q4
0 quarters
NFLX icon
164
PUT
Netflix
NFLX
$293B
$589K 0.02%
+100,000
New +$2.99M
2018 Q4
0 quarters
JNK icon
165
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.26B
$575K 0.02%
+333,333
New +$34.8M
2018 Q4
0 quarters
CUBE icon
166
CubeSmart
CUBE
$8.55B
$574K 0.02%
+20,000
New +$587K
2018 Q4
0 quarters
WUBA
167
DELISTED
58.com Inc
WUBA
$573K 0.02%
+10,562
New +$644K
2018 Q4
0 quarters
EQIX icon
168
Equinix
EQIX
$101B
$564K 0.02%
1,600
-5,450
-77% -$2.12M
2018 Q1
3 quarters
GCVRZ
169
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$558K 0.02%
1,162,096
– –
2013 Q2
22 quarters
VERU icon
170
Veru
VERU
$41.9M
$545K 0.02%
38,961
-274
-0.7% -$3.78K
2018 Q3
1 quarter
ADT icon
171
ADT
ADT
$4.7B
$541K 0.02%
90,000
– –
2018 Q2
2 quarters
BBGI icon
172
Beasley Broadcasting Group
BBGI
$20.6M
$527K 0.02%
7,032
-4,218
-37% -$476K
2018 Q3
1 quarter
ATHM icon
173
Autohome
ATHM
$2.38B
$508K 0.02%
+6,500
New +$490K
2018 Q4
0 quarters
FRT icon
174
Federal Realty Investment Trust
FRT
$9.22B
$496K 0.02%
4,200
-35,500
-89% -$4.46M
2018 Q1
3 quarters
ITRM icon
175
DELISTED
Iterum Therapeutics
ITRM
$496K 0.02%
6,601
-66
-1% -$6.25K
2018 Q2
2 quarters
5 6
7
8 9

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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.72B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.