We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAN icon
151
Invesco Solar ETF
TAN
$1.45B
$5.8M 0.1%
170,000
-178,109
-51% -$6.38M
PNW icon
152
Pinnacle West Capital
PNW
$12.2B
$5.78M 0.1%
84,567
-177,967
-68% -$11.1M
TXNM
153
TXNM Energy Inc
TXNM
$5.92B
$5.58M 0.1%
+188,368
New +$5.34M
WR
154
DELISTED
Westar Energy Inc
WR
$5.58M 0.1%
+135,299
New +$5.16M
ATVI
155
DELISTED
Activision Blizzard
ATVI
$5.56M 0.1%
275,997
+24,524
+10% +$495K
BAC icon
156
Bank of America
BAC
$441B
$5.55M 0.1%
+310,373
New +$5.31M
EWBC icon
157
East-West Bancorp
EWBC
$18.1B
$5.55M 0.1%
143,384
-163,326
-53% -$5.92M
MEOH icon
158
Methanex
MEOH
$4.21B
$5.45M 0.09%
+118,800
New +$6.48M
NWS icon
159
News Corp Class B
NWS
$18.3B
$5.42M 0.09%
+359,510
New +$5.38M
LNCE
160
DELISTED
Snyders-Lance, Inc.
LNCE
$5.35M 0.09%
175,090
-24,610
-12% -$714K
KEYW
161
DELISTED
The KEYW Holding Corporation
KEYW
$5.34M 0.09%
514,816
-206,213
-29% -$2.14M
CXT icon
162
Crane NXT
CXT
$3.13B
$5.16M 0.09%
253,243
-609,596
-71% -$12.6M
VOLC
163
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$5.1M 0.09%
+285,000
New +$3.42M
LAMR icon
164
Lamar Advertising Co
LAMR
$16.2B
$4.86M 0.08%
90,600
-162,491
-64% -$8.39M
OI icon
165
O-I Glass
OI
$1.09B
$4.71M 0.08%
+174,471
New +$4.48M
RDWR icon
166
Radware
RDWR
$1.17B
$4.44M 0.08%
+201,591
New +$3.94M
AKAM icon
167
Akamai
AKAM
$17.2B
$4.36M 0.08%
+69,234
New +$4.17M
NWE icon
168
NorthWestern Energy
NWE
$4.32B
$4.36M 0.08%
+77,006
New +$4.02M
ARUN
169
DELISTED
ARUBA NETWORKS, INC.
ARUN
$4.27M 0.07%
234,756
+152,463
+185% +$3.04M
CYN
170
DELISTED
CITY NATIONAL CORPORATION
CYN
$4.26M 0.07%
+52,734
New +$4.07M
FINL
171
DELISTED
Finish Line
FINL
$4.25M 0.07%
+174,621
New +$4.58M
MS icon
172
Morgan Stanley
MS
$336B
$4.22M 0.07%
108,874
-234,774
-68% -$8.35M
MA icon
173
Mastercard
MA
$505B
$4.2M 0.07%
48,750
+23,980
+97% +$1.96M
CMS icon
174
CMS Energy
CMS
$22.3B
$4.11M 0.07%
118,186
-325,586
-73% -$10.6M
NEE icon
175
NextEra Energy
NEE
$176B
$4.11M 0.07%
154,512
-243,160
-61% -$6.14M
5 6
7
8 9

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.