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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TAN icon
151
Invesco Solar ETF
TAN
$896M
$5.8M 0.1%
170,000
-178,109
-51% -$6.38M
2013 Q4
4 quarters
PNW icon
152
Pinnacle West Capital
PNW
$12B
$5.78M 0.1%
84,567
-177,967
-68% -$11.1M
2014 Q2
2 quarters
TXNM icon
153
TXNM Energy Inc
TXNM
$6.45B
$5.58M 0.1%
+188,368
New +$5.34M
2014 Q4
0 quarters
WR icon
154
DELISTED
Westar Energy Inc
WR
$5.58M 0.1%
+135,299
New +$5.16M
2014 Q4
0 quarters
ATVI
155
DELISTED
Activision Blizzard
ATVI
$5.56M 0.1%
275,997
+24,524
+10% +$495K
2014 Q2
2 quarters
BAC icon
156
Bank of America
BAC
$380B
$5.55M 0.1%
+310,373
New +$5.31M
2014 Q4
0 quarters
EWBC icon
157
East-West Bancorp
EWBC
$17.2B
$5.55M 0.1%
143,384
-163,326
-53% -$5.92M
2013 Q3
5 quarters
MEOH icon
158
Methanex
MEOH
$4.8B
$5.45M 0.09%
+118,800
New +$6.48M
2014 Q4
0 quarters
NWS icon
159
News Corp Class B
NWS
$17.2B
$5.42M 0.09%
+359,510
New +$5.38M
2014 Q4
0 quarters
LNCE
160
DELISTED
Snyders-Lance, Inc.
LNCE
$5.35M 0.09%
175,090
-24,610
-12% -$714K
2013 Q2
6 quarters
KEYW
161
DELISTED
The KEYW Holding Corporation
KEYW
$5.34M 0.09%
514,816
-206,213
-29% -$2.14M
2014 Q3
1 quarter
CXT icon
162
Crane NXT
CXT
$2.9B
$5.16M 0.09%
253,243
-609,596
-71% -$12.6M
2014 Q2
2 quarters
VOLC
163
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$5.1M 0.09%
+285,000
New +$3.42M
2014 Q4
0 quarters
LAMR icon
164
Lamar Advertising Co
LAMR
$14.9B
$4.86M 0.08%
90,600
-162,491
-64% -$8.39M
2014 Q2
2 quarters
OI icon
165
O-I Glass
OI
$934M
$4.71M 0.08%
+174,471
New +$4.48M
2014 Q4
0 quarters
RDWR icon
166
Radware
RDWR
$1.3B
$4.44M 0.08%
+201,591
New +$3.94M
2014 Q4
0 quarters
AKAM icon
167
Akamai
AKAM
$15.4B
$4.36M 0.08%
+69,234
New +$4.17M
2014 Q4
0 quarters
NWE icon
168
NorthWestern Energy
NWE
$4.56B
$4.36M 0.08%
+77,006
New +$4.02M
2014 Q4
0 quarters
ARUN
169
DELISTED
ARUBA NETWORKS, INC.
ARUN
$4.27M 0.07%
234,756
+152,463
+185% +$3.04M
2014 Q2
2 quarters
CYN icon
170
DELISTED
CITY NATIONAL CORPORATION
CYN
$4.26M 0.07%
+52,734
New +$4.07M
2014 Q4
0 quarters
FINL
171
DELISTED
Finish Line
FINL
$4.25M 0.07%
+174,621
New +$4.58M
2014 Q4
0 quarters
MS icon
172
Morgan Stanley
MS
$298B
$4.22M 0.07%
108,874
-234,774
-68% -$8.35M
2014 Q3
1 quarter
MA icon
173
Mastercard
MA
$516B
$4.2M 0.07%
48,750
+23,980
+97% +$1.96M
2014 Q1
3 quarters
CMS icon
174
CMS Energy
CMS
$20.5B
$4.11M 0.07%
118,186
-325,586
-73% -$10.6M
2013 Q2
6 quarters
NEE icon
175
NextEra Energy
NEE
$161B
$4.11M 0.07%
154,512
-243,160
-61% -$6.14M
2013 Q2
6 quarters
5 6
7
8 9

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.