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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNDK
151
DELISTED
SANDISK CORP
SNDK
$8.75M 0.15%
89,355
+48,418
+118% +$4.74M
INFN
152
DELISTED
Infinera Corporation Common Stock
INFN
$8.73M 0.15%
+818,498
New +$8.02M
KMX icon
153
CarMax
KMX
$8.24B
$8.53M 0.15%
+183,647
New +$9.41M
MON
154
DELISTED
Monsanto Co
MON
$8.4M 0.15%
74,686
-41,580
-36% -$4.86M
SNA icon
155
Snap-on
SNA
$21.5B
$8.39M 0.14%
+69,300
New +$8.52M
VLO icon
156
Valero Energy
VLO
$87.2B
$8.38M 0.14%
+181,173
New +$9.14M
CSIQ icon
157
Canadian Solar
CSIQ
$1.05B
$8.12M 0.14%
226,870
-15,857
-7% -$514K
KEYW
158
DELISTED
The KEYW Holding Corporation
KEYW
$7.98M 0.14%
+721,029
New +$8.9M
ASB icon
159
Associated Banc-Corp
ASB
$5.88B
$7.85M 0.14%
+450,650
New +$8.15M
NRG icon
160
NRG Energy
NRG
$25.1B
$7.74M 0.13%
254,010
+21,511
+9% +$672K
ZG icon
161
Zillow
ZG
$7.72B
$7.29M 0.13%
+188,673
New +$8.53M
DECK icon
162
Deckers Outdoor
DECK
$13.3B
$7.29M 0.13%
+449,832
New +$6.87M
CMA
163
DELISTED
Comerica
CMA
$7.23M 0.12%
+144,917
New +$7.27M
FE icon
164
FirstEnergy
FE
$27.4B
$7.18M 0.12%
213,925
-660,416
-76% -$21.8M
CBI
165
DELISTED
Chicago Bridge & Iron Nv
CBI
$7.15M 0.12%
+123,631
New +$7.79M
NES
166
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$7.05M 0.12%
478,054
+350,934
+276% +$5.56M
NFX
167
DELISTED
Newfield Exploration
NFX
$7.05M 0.12%
+190,188
New +$7.89M
ALSN icon
168
Allison Transmission
ALSN
$9.64B
$7.02M 0.12%
246,408
-120,720
-33% -$3.67M
KEY icon
169
KeyCorp
KEY
$24.3B
$6.88M 0.12%
516,211
-335,766
-39% -$4.59M
PPL
170
PPL Corp
PPL
$26B
$6.84M 0.12%
+223,638
New +$6.99M
LBTYK icon
171
Liberty Global Class C
LBTYK
$3.58B
$6.7M 0.12%
+201,841
New +$6.8M
CIVI
172
DELISTED
Civitas Resources
CIVI
$6.67M 0.12%
+1,051
New +$6.83M
EVR icon
173
Evercore
EVR
$12B
$6.64M 0.11%
+141,306
New +$7.32M
DD icon
174
DuPont de Nemours
DD
$19.5B
$6.58M 0.11%
+49,558
New +$6.61M
BERY
175
DELISTED
Berry Global Group, Inc.
BERY
$6.36M 0.11%
+274,329
New +$6.26M
5 6
7
8 9

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.