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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SNDK icon
151
DELISTED
SANDISK CORP
SNDK
$8.75M 0.15%
89,355
+48,418
+118% +$4.74M
2014 Q1
2 quarters
INFN icon
152
DELISTED
Infinera Corporation Common Stock
INFN
$8.73M 0.15%
+818,498
New +$8.02M
2014 Q3
0 quarters
KMX icon
153
CarMax
KMX
$7.47B
$8.53M 0.15%
+183,647
New +$9.41M
2014 Q3
0 quarters
MON
154
DELISTED
Monsanto Co
MON
$8.4M 0.15%
74,686
-41,580
-36% -$4.86M
2014 Q1
2 quarters
SNA icon
155
Snap-on
SNA
$18.6B
$8.39M 0.14%
+69,300
New +$8.52M
2014 Q3
0 quarters
VLO icon
156
Valero Energy
VLO
$125B
$8.38M 0.14%
+181,173
New +$9.14M
2014 Q3
0 quarters
CSIQ icon
157
Canadian Solar
CSIQ
$773M
$8.12M 0.14%
226,870
-15,857
-7% -$514K
2014 Q1
2 quarters
KEYW
158
DELISTED
The KEYW Holding Corporation
KEYW
$7.98M 0.14%
+721,029
New +$8.9M
2014 Q3
0 quarters
ASB icon
159
Associated Banc-Corp
ASB
$5.41B
$7.85M 0.14%
+450,650
New +$8.15M
2014 Q3
0 quarters
NRG icon
160
NRG Energy
NRG
$22.7B
$7.74M 0.13%
254,010
+21,511
+9% +$672K
2013 Q2
5 quarters
ZG icon
161
Zillow
ZG
$6.72B
$7.29M 0.13%
+188,673
New +$8.53M
2014 Q3
0 quarters
DECK icon
162
Deckers Outdoor
DECK
$11.3B
$7.29M 0.13%
+449,832
New +$6.87M
2014 Q3
0 quarters
CMA icon
163
DELISTED
Comerica
CMA
$7.23M 0.12%
+144,917
New +$7.27M
2014 Q3
0 quarters
FE icon
164
FirstEnergy
FE
$26B
$7.18M 0.12%
213,925
-660,416
-76% -$21.8M
2014 Q2
1 quarter
CBI
165
DELISTED
Chicago Bridge & Iron Nv
CBI
$7.15M 0.12%
+123,631
New +$7.79M
2014 Q3
0 quarters
NES
166
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$7.05M 0.12%
478,054
+350,934
+276% +$5.56M
2014 Q2
1 quarter
NFX
167
DELISTED
Newfield Exploration
NFX
$7.05M 0.12%
+190,188
New +$7.89M
2014 Q3
0 quarters
ALSN icon
168
Allison Transmission
ALSN
$9.07B
$7.02M 0.12%
246,408
-120,720
-33% -$3.67M
2014 Q2
1 quarter
KEY icon
169
KeyCorp
KEY
$21.3B
$6.88M 0.12%
516,211
-335,766
-39% -$4.59M
2014 Q2
1 quarter
PPL icon
170
PPL Corp
PPL
$25.8B
$6.84M 0.12%
+223,638
New +$6.99M
2014 Q3
0 quarters
LBTYK icon
171
Liberty Global Class C
LBTYK
$2.91B
$6.7M 0.12%
+201,841
New +$6.8M
2014 Q3
0 quarters
CIVI icon
172
DELISTED
Civitas Resources
CIVI
$6.67M 0.12%
+1,051
New +$6.83M
2014 Q3
0 quarters
EVR icon
173
Evercore
EVR
$10.5B
$6.64M 0.11%
+141,306
New +$7.32M
2014 Q3
0 quarters
DD icon
174
DuPont de Nemours
DD
$17.6B
$6.58M 0.11%
+49,558
New +$6.61M
2014 Q3
0 quarters
BERY icon
175
DELISTED
Berry Global Group, Inc.
BERY
$6.36M 0.11%
+274,329
New +$6.26M
2014 Q3
0 quarters
5 6
7
8 9

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CGL
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.