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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB icon
126
AvalonBay Communities
AVB
$26.6B
$6.62M 0.06%
26,200
-11,350
-30% -$2.71M
EA
127
DELISTED
Electronic Arts
EA
$6.59M 0.06%
+50,000
New +$6.73M
MDU icon
128
MDU Resources
MDU
$4.34B
$6.55M 0.06%
558,816
-50,678
-8% -$571K
HUMA icon
129
Humacyte
HUMA
$191M
$6.53M 0.06%
+900,100
New +$8.9M
SPKB
130
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
$6.51M 0.06%
670,012
+17,944
+3% +$175K
SUAC.U
131
DELISTED
ShoulderUp Technology Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
SUAC.U
$6.51M 0.06%
+644,713
New +$6.48M
REVH
132
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$6.5M 0.06%
669,295
+268,903
+67% +$2.63M
XPOA
133
DELISTED
DPCM Capital, Inc.
XPOA
$6.46M 0.06%
657,527
+4,982
+0.8% +$48.9K
SRC
134
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6.4M 0.06%
132,800
+111,300
+518% +$5.3M
EGP icon
135
EastGroup Properties
EGP
$10.8B
$6.39M 0.06%
28,050
-51,550
-65% -$10.4M
GLPI icon
136
Gaming and Leisure Properties
GLPI
$12.8B
$6.34M 0.06%
+130,400
New +$6.2M
JUN.U
137
DELISTED
Juniper II Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
JUN.U
$6.31M 0.06%
+618,924
New +$6.28M
FLYA
138
DELISTED
SOAR Technology Acquisition Corp.
FLYA
$6.26M 0.06%
+618,924
New +$6.22M
BLEUU
139
DELISTED
bleuacacia ltd Unit
BLEUU
$6.25M 0.06%
+618,924
New +$6.22M
ENTF
140
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
$6.16M 0.06%
+618,924
New +$6.11M
HTPA
141
DELISTED
Highland Transcend Partners I Corp.
HTPA
$6.12M 0.06%
616,916
+16,542
+3% +$164K
CIIG
142
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$6.11M 0.06%
+618,924
New +$6.1M
FR icon
143
First Industrial Realty Trust
FR
$8.4B
$6.07M 0.06%
91,700
-163,800
-64% -$9.86M
BOCNU
144
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$6.06M 0.06%
+606,812
New +$6.08M
SCLE
145
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$6.06M 0.06%
609,583
+255,462
+72% +$2.5M
VAQC
146
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$6.03M 0.06%
616,913
+16,521
+3% +$162K
PRPB
147
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$6.01M 0.06%
606,812
+4,463
+0.7% +$44.1K
CFIV
148
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$5.98M 0.06%
610,417
+110,435
+22% +$1.08M
GROV icon
149
Grove Collaborative
GROV
$47.1M
$5.97M 0.06%
120,968
+20,968
+21% +$1.03M
DMYS
150
DELISTED
dMY Technology Group, Inc. VI
DMYS
$5.96M 0.06%
+606,812
New +$6.02M
4 5
6
7 8

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.