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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GDRX icon
126
GoodRx Holdings
GDRX
$1.17B
$7.06M 0.14%
+175,000
New +$8.04M
2020 Q4
0 quarters
UP icon
127
Wheels Up
UP
$138M
$7.05M 0.14%
+3,536
New +$7.02M
2020 Q4
0 quarters
CSGP icon
128
CoStar Group
CSGP
$12B
$7.03M 0.14%
+76,000
New +$6.66M
2020 Q4
0 quarters
MKTW icon
129
MarketWise
MKTW
$53.8M
$7.02M 0.14%
+34,219
New +$6.8M
2020 Q4
0 quarters
CHPM
130
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$7.02M 0.14%
684,373
-456,249
-40% -$4.63M
2020 Q1
3 quarters
QELL
131
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$7.01M 0.14%
+570,314
New +$6.72M
2020 Q4
0 quarters
GOAC
132
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$6.97M 0.14%
+684,376
New +$6.73M
2020 Q4
0 quarters
RAMP icon
133
LiveRamp
RAMP
$2.28B
$6.95M 0.14%
+95,000
New +$6.06M
2020 Q4
0 quarters
IRNT
134
DELISTED
IronNet, Inc.
IRNT
$6.93M 0.14%
684,373
-228,124
-25% -$2.3M
2020 Q1
3 quarters
SEAH
135
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$6.93M 0.14%
+684,375
New +$6.84M
2020 Q4
0 quarters
ASTR icon
136
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$6.92M 0.14%
+45,625
New +$6.81M
2020 Q4
0 quarters
PIAI
137
DELISTED
Prime Impact Acquisition I
PIAI
$6.91M 0.14%
+684,375
New +$6.78M
2020 Q4
0 quarters
IMPX
138
DELISTED
AEA-Bridges Impact Corp
IMPX
$6.91M 0.14%
+684,376
New +$6.85M
2020 Q4
0 quarters
GWH icon
139
DELISTED
ESS Tech
GWH
$6.9M 0.14%
+45,625
New +$6.94M
2020 Q4
0 quarters
ROST icon
140
Ross Stores
ROST
$71B
$6.88M 0.14%
56,000
+33,000
+143% +$3.46M
2020 Q3
1 quarter
TMC icon
141
TMC The Metals Company
TMC
$1.48B
$6.87M 0.14%
638,749
-273,749
-30% -$2.8M
2020 Q2
2 quarters
PLD icon
142
Prologis
PLD
$123B
$6.86M 0.14%
68,850
+29,950
+77% +$3.03M
2018 Q3
9 quarters
HLLY icon
143
Holley
HLLY
$302M
$6.85M 0.14%
+684,375
New +$6.79M
2020 Q4
0 quarters
FTCVU
144
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
$6.83M 0.14%
+638,750
New +$6.67M
2020 Q4
0 quarters
PTRA
145
DELISTED
Proterra Inc. Common Stock
PTRA
$6.83M 0.14%
+615,938
New +$6.42M
2020 Q4
0 quarters
COLD icon
146
Americold
COLD
$3.99B
$6.75M 0.14%
180,880
+166,380
+1,147% +$5.98M
2018 Q3
9 quarters
ML icon
147
DELISTED
MoneyLion Inc.
ML
$6.7M 0.14%
+19,771
New +$5.94M
2020 Q4
0 quarters
DLTR icon
148
Dollar Tree
DLTR
$22.3B
$6.7M 0.14%
+62,000
New +$6.23M
2020 Q4
0 quarters
STLN icon
149
Starling Oncology
STLN
$676M
$6.65M 0.14%
615,936
-296,561
-32% -$3.05M
2020 Q2
2 quarters
VLTA
150
DELISTED
Volta Inc.
VLTA
$6.56M 0.13%
+615,938
New +$6.45M
2020 Q4
0 quarters
4 5
6
7 8

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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.