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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$564M
Cap. Flow %
-14.32%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 9.34%
3 Industrials 6.85%
4 Technology 5.85%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
126
State Street Technology Select Sector SPDR ETF
XLK
$122B
$3.5M 0.09%
+60,000
New +$3.39M
HYG icon
127
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$3.43M 0.09%
4,370,000
+1,370,000
+46% +$115M
CI icon
128
Cigna
CI
$72.7B
$3.39M 0.09%
20,000
-85,000
-81% -$15M
JETS icon
129
US Global Jets ETF
JETS
$803M
$3.38M 0.09%
+200,000
New +$3.4M
CTRE icon
130
CareTrust REIT
CTRE
$9.72B
$3.36M 0.09%
188,900
+64,970
+52% +$1.18M
SPY icon
131
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$3.27M 0.08%
1,424,800
+332,200
+30% +$110M
J icon
132
Jacobs Solutions
J
$16.9B
$3.25M 0.08%
42,314
-30,224
-42% -$2.21M
ADP icon
133
Automatic Data Processing
ADP
$109B
$3.14M 0.08%
+22,500
New +$3.15M
TRIT
134
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$3.08M 0.08%
296,562
-463,438
-61% -$4.86M
ETR icon
135
Entergy
ETR
$49.7B
$2.96M 0.08%
60,000
+10,000
+20% +$495K
SPCE icon
136
Virgin Galactic
SPCE
$377M
$2.92M 0.07%
7,600
+1,051
+16% +$399K
GNRC icon
137
Generac Holdings
GNRC
$12.5B
$2.9M 0.07%
+15,000
New +$2.47M
TPIC
138
DELISTED
TPI Composites
TPIC
$2.9M 0.07%
100,000
+81,250
+433% +$2.28M
HR icon
139
Healthcare Realty
HR
$6.92B
$2.86M 0.07%
+110,000
New +$2.89M
MP icon
140
CALL
MP Materials
MP
$8.45B
$2.82M 0.07%
859,065
-11,767
-1% -$149K
SBAC icon
141
SBA Communications
SBAC
$19.4B
$2.77M 0.07%
8,700
-15,900
-65% -$4.86M
SFT
142
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$2.77M 0.07%
23,438
-47,290
-67% -$5.69M
RPRX icon
143
Royalty Pharma
RPRX
$25.4B
$2.76M 0.07%
+65,711
New +$2.82M
NI icon
144
NiSource
NI
$20.8B
$2.75M 0.07%
125,000
– –
DAL icon
145
Delta Air Lines
DAL
$60.5B
$2.75M 0.07%
89,850
– –
ITT icon
146
ITT
ITT
$19.2B
$2.66M 0.07%
45,000
– –
WTRG icon
147
Essential Utilities
WTRG
$11.3B
$2.62M 0.07%
+65,000
New +$2.79M
EB
148
DELISTED
Eventbrite
EB
$2.6M 0.07%
+240,000
New +$2.39M
DNB
149
DELISTED
Dun & Bradstreet
DNB
$2.59M 0.07%
+101,000
New +$2.57M
GTM
150
ZoomInfo Technologies
GTM
$1.21B
$2.59M 0.07%
60,179
+31,629
+111% +$1.24M
4 5
6
7 8

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $564M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.