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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$1.72B
Cap. Flow %
-62.08%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA icon
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.1%
2 Technology 17.58%
3 Miscellaneous 16.82%
4 Financials 7.82%
5 Industrials 6.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RPAI
126
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.77M 0.06%
+163,000
New +$1.95M
2018 Q4
0 quarters
WW icon
127
PUT
DELISTED
WW International
WW
$1.75M 0.06%
82,500
-31,500
-28% -$1.73M
2018 Q2
2 quarters
PLD icon
128
Prologis
PLD
$123B
$1.74M 0.06%
29,553
-15,325
-34% -$993K
2018 Q3
1 quarter
UE icon
129
Urban Edge Properties
UE
$2.44B
$1.73M 0.06%
104,000
-31,000
-23% -$611K
2018 Q1
3 quarters
BDN icon
130
Brandywine Realty Trust
BDN
$461M
$1.73M 0.06%
+134,000
New +$1.89M
2018 Q4
0 quarters
HUCK icon
131
Huckleberry.ai, Inc. Class B Common Stock
HUCK
$147M
$1.67M 0.06%
+85,291
New +$1.51M
2018 Q4
0 quarters
CDLX icon
132
Cardlytics
CDLX
$12.1M
$1.62M 0.06%
+15,000
New +$2.53M
2018 Q4
0 quarters
GOOGL icon
133
Alphabet (Google) Class A
GOOGL
$4.3T
$1.57M 0.06%
30,000
-140,280
-82% -$7.58M
2018 Q1
3 quarters
MU icon
134
Micron Technology
MU
$1.16T
$1.56M 0.06%
+49,172
New +$1.86M
2018 Q4
0 quarters
LITE icon
135
Lumentum
LITE
$99.9B
$1.47M 0.05%
+35,000
New +$1.72M
2018 Q4
0 quarters
HYG icon
136
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$1.47M 0.05%
+1,800,000
New +$151M
2018 Q4
0 quarters
QUAD icon
137
Quad
QUAD
$481M
$1.46M 0.05%
+118,493
New +$1.91M
2018 Q4
0 quarters
HOS icon
138
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.41M 0.05%
+500,000
New +$1.75M
2018 Q4
0 quarters
DAY icon
139
DELISTED
Dayforce
DAY
$1.4M 0.05%
+40,598
New +$1.52M
2018 Q4
0 quarters
ADC icon
140
Agree Realty
ADC
$8.2B
$1.34M 0.05%
+22,600
New +$1.29M
2018 Q4
0 quarters
VNTR
141
DELISTED
Venator Materials PLC
VNTR
$1.26M 0.05%
+300,000
New +$1.94M
2018 Q4
0 quarters
EGP icon
142
EastGroup Properties
EGP
$10.5B
$1.24M 0.04%
+13,500
New +$1.3M
2018 Q4
0 quarters
CRC icon
143
PUT
DELISTED
California Resources Corporation
CRC
$1.24M 0.04%
117,000
+42,000
+56% +$1.2M
2018 Q3
1 quarter
TSLA icon
144
PUT
Tesla
TSLA
$1.51T
$1.21M 0.04%
1,089,000
+3,000
+0.3% +$64.5K
2018 Q2
2 quarters
ASML icon
145
ASML
ASML
$684B
$1.2M 0.04%
7,736
-59,438
-88% -$10.1M
2016 Q4
8 quarters
AKTS icon
146
DELISTED
Akoustis Technologies Inc
AKTS
$1.14M 0.04%
+229,000
New +$1.18M
2018 Q4
0 quarters
INXN
147
DELISTED
Interxion Holding N.V.
INXN
$1.14M 0.04%
21,000
-69,700
-77% -$4.18M
2016 Q2
10 quarters
SPRO icon
148
Spero Therapeutics
SPRO
$69.9M
$1.03M 0.04%
168,018
-1,982
-1% -$16.1K
2018 Q3
1 quarter
AQMS icon
149
Aqua Metals
AQMS
$7.23M
$1.01M 0.04%
2,765
-20
-0.7% -$9.08K
2018 Q2
2 quarters
ARCE
150
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
$999K 0.04%
45,181
+25,181
+126% +$557K
2018 Q3
1 quarter
4 5
6
7 8

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.72B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.