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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
126
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.77M 0.06%
+163,000
New +$1.95M
WW
127
PUT
DELISTED
WW International
WW
$1.75M 0.06%
82,500
-31,500
-28% -$1.73M
PLD icon
128
Prologis
PLD
$130B
$1.74M 0.06%
29,553
-15,325
-34% -$993K
UE icon
129
Urban Edge Properties
UE
$2.71B
$1.73M 0.06%
104,000
-31,000
-23% -$611K
BDN
130
Brandywine Realty Trust
BDN
$554M
$1.73M 0.06%
+134,000
New +$1.89M
DOMO icon
131
Domo
DOMO
$179M
$1.67M 0.06%
+85,291
New +$1.51M
CDLX icon
132
Cardlytics
CDLX
$20.4M
$1.62M 0.06%
+15,000
New +$2.53M
GOOGL icon
133
Alphabet (Google) Class A
GOOGL
$4.38T
$1.57M 0.06%
30,000
-140,280
-82% -$7.58M
MU icon
134
Micron Technology
MU
$996B
$1.56M 0.06%
+49,172
New +$1.86M
LITE icon
135
Lumentum
LITE
$65.2B
$1.47M 0.05%
+35,000
New +$1.72M
HYG icon
136
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.47M 0.05%
+1,800,000
New +$151M
QUAD icon
137
Quad
QUAD
$515M
$1.46M 0.05%
+118,493
New +$1.91M
HOS
138
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.41M 0.05%
+500,000
New +$1.75M
DAY
139
DELISTED
Dayforce
DAY
$1.4M 0.05%
+40,598
New +$1.52M
ADC icon
140
Agree Realty
ADC
$9.5B
$1.34M 0.05%
+22,600
New +$1.29M
VNTR
141
DELISTED
Venator Materials PLC
VNTR
$1.26M 0.05%
+300,000
New +$1.94M
EGP icon
142
EastGroup Properties
EGP
$10.8B
$1.24M 0.04%
+13,500
New +$1.3M
CRC
143
PUT
DELISTED
California Resources Corporation
CRC
$1.24M 0.04%
117,000
+42,000
+56% +$1.2M
TSLA icon
144
PUT
Tesla
TSLA
$1.26T
$1.21M 0.04%
1,089,000
+3,000
+0.3% +$64.5K
ASML icon
145
ASML
ASML
$655B
$1.2M 0.04%
7,736
-59,438
-88% -$10.1M
AKTS
146
DELISTED
Akoustis Technologies Inc
AKTS
$1.14M 0.04%
+229,000
New +$1.18M
INXN
147
DELISTED
Interxion Holding N.V.
INXN
$1.14M 0.04%
21,000
-69,700
-77% -$4.18M
SPRO icon
148
Spero Therapeutics
SPRO
$73.5M
$1.03M 0.04%
168,018
-1,982
-1% -$16.1K
AQMS icon
149
Aqua Metals
AQMS
$9.53M
$1.01M 0.04%
2,765
-20
-0.7% -$9.08K
ARCE
150
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
$999K 0.04%
45,181
+25,181
+126% +$557K
4 5
6
7 8

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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.