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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
126
Ford
F
$55B
$11.1M 0.22%
918,624
+32,328
+4% +$392K
WWE
127
DELISTED
World Wrestling Entertainment
WWE
$10.9M 0.21%
+590,694
New +$11.2M
CPAAU
128
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
$10.8M 0.21%
1,000,000
– –
BAC icon
129
Bank of America
BAC
$441B
$10.8M 0.21%
489,442
+167,307
+52% +$3.22M
BBY icon
130
Best Buy
BBY
$16.9B
$10.7M 0.21%
250,000
-921,609
-79% -$39.2M
TSN icon
131
Tyson Foods
TSN
$20.6B
$10.5M 0.2%
+170,000
New +$11.2M
HSY icon
132
Hershey
HSY
$36.8B
$10.3M 0.2%
+100,000
New +$9.87M
STLD icon
133
Steel Dynamics
STLD
$37.5B
$10.2M 0.2%
287,172
-172,118
-37% -$5.42M
BKNG icon
134
Booking.com
BKNG
$156B
$10.2M 0.2%
173,975
+123,975
+248% +$7.4M
SVU
135
DELISTED
SUPERVALU Inc.
SVU
$10.2M 0.2%
311,147
-111,826
-26% -$3.71M
MRC
136
DELISTED
MRC Global
MRC
$10.1M 0.2%
500,000
-1,118,967
-69% -$20.4M
UA icon
137
Under Armour Class C
UA
$2.67B
$9.94M 0.19%
395,000
-205,398
-34% -$5.68M
APD icon
138
Air Products & Chemicals
APD
$66.8B
$9.62M 0.19%
66,884
-43,256
-39% -$6.05M
BBWI icon
139
Bath & Body Works
BBWI
$4.06B
$9.55M 0.18%
+179,365
New +$10.2M
LUV icon
140
Southwest Airlines
LUV
$23B
$9.52M 0.18%
+190,984
New +$8.56M
BBL
141
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$9.43M 0.18%
299,835
-66,720
-18% -$2.12M
ALK icon
142
Alaska Air
ALK
$5.66B
$9.41M 0.18%
106,094
+78,555
+285% +$6.19M
CFG icon
143
Citizens Financial Group
CFG
$30.5B
$9.18M 0.18%
257,737
+130,881
+103% +$3.97M
EL icon
144
Estee Lauder
EL
$30.9B
$9.18M 0.18%
120,000
+89,000
+287% +$7.23M
OII icon
145
Oceaneering
OII
$4.9B
$9.11M 0.18%
+323,000
New +$8.7M
AAL icon
146
American Airlines Group
AAL
$10.6B
$9.1M 0.18%
194,882
-300,503
-61% -$13.1M
TAST
147
DELISTED
Carrols Restaurant Group, Inc.
TAST
$8.98M 0.17%
588,576
+247,968
+73% +$3.27M
XLNX
148
DELISTED
Xilinx Inc
XLNX
$8.75M 0.17%
+145,000
New +$7.79M
META icon
149
Meta Platforms (Facebook)
META
$1.5T
$8.74M 0.17%
75,977
-215,397
-74% -$26.5M
FMSA
150
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$8.66M 0.17%
734,194
+78,602
+12% +$727K
4 5
6
7 8

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.