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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
126
Weyerhaeuser
WY
$18.3B
$9.14M 0.16%
+254,789
New +$8.75M
RF icon
127
Regions Financial
RF
$26.8B
$9.12M 0.16%
863,700
-575,828
-40% -$5.75M
CWEN icon
128
Clearway Energy Class C
CWEN
$5.12B
$8.97M 0.16%
380,704
-161,882
-30% -$3.76M
SAPE
129
DELISTED
SAPIENT CORP
SAPE
$8.9M 0.15%
+357,723
New +$7.55M
AWAY
130
DELISTED
HOMEAWAY INC COM
AWAY
$8.58M 0.15%
288,206
+254,659
+759% +$8.03M
RIO icon
131
Rio Tinto
RIO
$162B
$8.29M 0.14%
+180,000
New +$8.49M
KDP icon
132
Keurig Dr Pepper
KDP
$41.3B
$8.27M 0.14%
115,369
-268,579
-70% -$18.6M
SUNE
133
DELISTED
SUNEDISON, INC COM
SUNE
$8.19M 0.14%
+420,000
New +$7.98M
HAL icon
134
Halliburton
HAL
$27.1B
$7.8M 0.14%
198,446
+104,438
+111% +$5.08M
AVY icon
135
Avery Dennison
AVY
$13.2B
$7.35M 0.13%
+141,722
New +$6.73M
CNI icon
136
Canadian National Railway
CNI
$76.5B
$7.19M 0.13%
+104,400
New +$7.14M
BHP icon
137
BHP
BHP
$223B
$7.1M 0.12%
177,398
-505,769
-74% -$23.3M
SON icon
138
Sonoco
SON
$5.64B
$7.08M 0.12%
162,000
-197,132
-55% -$8.15M
SIRI icon
139
SiriusXM
SIRI
$10.1B
$7.08M 0.12%
202,167
-97,312
-32% -$3.35M
TEX icon
140
Terex
TEX
$7.47B
$6.97M 0.12%
+250,043
New +$7.15M
EPI icon
141
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$6.89M 0.12%
+312,500
New +$7.02M
FE icon
142
FirstEnergy
FE
$27.4B
$6.82M 0.12%
174,840
-39,085
-18% -$1.43M
T icon
143
AT&T
T
$162B
$6.66M 0.12%
+262,607
New +$6.81M
ZG icon
144
Zillow
ZG
$7.72B
$6.56M 0.11%
185,955
-2,718
-1% -$99.7K
NVDA icon
145
NVIDIA
NVDA
$5.3T
$6.47M 0.11%
12,899,880
-26,730,920
-67% -$13M
UAA icon
146
Under Armour
UAA
$2.73B
$6.39M 0.11%
+188,352
New +$6.35M
CTB
147
DELISTED
Cooper Tire & Rubber Co.
CTB
$6.28M 0.11%
181,246
+44,412
+32% +$1.4M
AZN icon
148
AstraZeneca
AZN
$250B
$6.22M 0.11%
88,398
– –
D icon
149
Dominion Energy
D
$58.8B
$5.95M 0.1%
77,405
-468,295
-86% -$33.9M
CIE
150
DELISTED
Cobalt International Energy, Inc
CIE
$5.86M 0.1%
43,961
+32,809
+294% +$4.99M
4 5
6
7 8

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SAG
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.