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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WY icon
126
Weyerhaeuser
WY
$13.8B
$9.14M 0.16%
+254,789
New +$8.75M
2014 Q4
0 quarters
RF icon
127
Regions Financial
RF
$23B
$9.12M 0.16%
863,700
-575,828
-40% -$5.75M
2013 Q3
5 quarters
CWEN icon
128
Clearway Energy Class C
CWEN
$3.66B
$8.97M 0.16%
380,704
-161,882
-30% -$3.76M
2014 Q3
1 quarter
SAPE
129
DELISTED
SAPIENT CORP
SAPE
$8.9M 0.15%
+357,723
New +$7.55M
2014 Q4
0 quarters
AWAY icon
130
DELISTED
HOMEAWAY INC COM
AWAY
$8.58M 0.15%
288,206
+254,659
+759% +$8.03M
2014 Q1
3 quarters
RIO icon
131
Rio Tinto
RIO
$154B
$8.29M 0.14%
+180,000
New +$8.49M
2014 Q4
0 quarters
KDP icon
132
Keurig Dr Pepper
KDP
$43.2B
$8.27M 0.14%
115,369
-268,579
-70% -$18.6M
2014 Q2
2 quarters
SUNE icon
133
DELISTED
SUNEDISON, INC COM
SUNE
$8.19M 0.14%
+420,000
New +$7.98M
2014 Q4
0 quarters
HAL icon
134
Halliburton
HAL
$27.1B
$7.8M 0.14%
198,446
+104,438
+111% +$5.08M
2014 Q3
1 quarter
AVY icon
135
Avery Dennison
AVY
$12.7B
$7.35M 0.13%
+141,722
New +$6.73M
2014 Q4
0 quarters
CNI icon
136
Canadian National Railway
CNI
$71.2B
$7.19M 0.13%
+104,400
New +$7.14M
2014 Q4
0 quarters
BHP icon
137
BHP
BHP
$220B
$7.1M 0.12%
177,398
-505,769
-74% -$23.3M
2013 Q3
5 quarters
SON icon
138
Sonoco
SON
$4.74B
$7.08M 0.12%
162,000
-197,132
-55% -$8.15M
2014 Q1
3 quarters
SIRI icon
139
SiriusXM
SIRI
$8.94B
$7.08M 0.12%
202,167
-97,312
-32% -$3.35M
2014 Q1
3 quarters
TEX icon
140
Terex
TEX
$5.79B
$6.97M 0.12%
+250,043
New +$7.15M
2014 Q4
0 quarters
EPI icon
141
WisdomTree India Earnings Fund ETF
EPI
$1.78B
$6.89M 0.12%
+312,500
New +$7.02M
2014 Q4
0 quarters
FE icon
142
FirstEnergy
FE
$26B
$6.82M 0.12%
174,840
-39,085
-18% -$1.43M
2014 Q2
2 quarters
T icon
143
AT&T
T
$152B
$6.66M 0.12%
+262,607
New +$6.81M
2014 Q4
0 quarters
ZG icon
144
Zillow
ZG
$6.72B
$6.56M 0.11%
185,955
-2,718
-1% -$99.7K
2014 Q3
1 quarter
NVDA icon
145
NVIDIA
NVDA
$5.54T
$6.47M 0.11%
12,899,880
-26,730,920
-67% -$13M
2014 Q3
1 quarter
UAA icon
146
Under Armour
UAA
$2.12B
$6.39M 0.11%
+188,352
New +$6.35M
2014 Q4
0 quarters
CTB
147
DELISTED
Cooper Tire & Rubber Co.
CTB
$6.28M 0.11%
181,246
+44,412
+32% +$1.4M
2014 Q1
3 quarters
AZN icon
148
AstraZeneca
AZN
$247B
$6.22M 0.11%
88,398
– –
2014 Q2
2 quarters
D icon
149
Dominion Energy
D
$54.2B
$5.95M 0.1%
77,405
-468,295
-86% -$33.9M
2014 Q3
1 quarter
CIE
150
DELISTED
Cobalt International Energy, Inc
CIE
$5.86M 0.1%
43,961
+32,809
+294% +$4.99M
2013 Q2
6 quarters
4 5
6
7 8

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.