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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCTY
126
DELISTED
SolarCity Corporation
SCTY
$12.3M 0.21%
+206,498
New +$14.2M
MET icon
127
MetLife
MET
$64.3B
$12.1M 0.21%
+253,430
New +$12.3M
VC icon
128
Visteon
VC
$2.75B
$12.1M 0.21%
124,433
-9,431
-7% -$944K
MS icon
129
Morgan Stanley
MS
$336B
$11.9M 0.21%
+343,648
New +$11.5M
OSK icon
130
Oshkosh
OSK
$9.47B
$11.7M 0.2%
+265,951
New +$13.2M
AAPL icon
131
Apple
AAPL
$4.56T
$11.6M 0.2%
458,764
-401,140
-47% -$9.84M
ROC
132
DELISTED
ROCKWOOD HLDGS INC
ROC
$11.5M 0.2%
+150,000
New +$12M
NRF
133
DELISTED
NorthStar Realty Finance Corp.
NRF
$11.4M 0.2%
+323,874
New +$11.3M
FLS icon
134
Flowserve
FLS
$10B
$10.9M 0.19%
154,009
+73,498
+91% +$5.45M
AMG icon
135
Affiliated Managers Group
AMG
$9.83B
$10.8M 0.19%
53,762
+20,193
+60% +$4.12M
VFC icon
136
VF Corp
VFC
$5.8B
$10.6M 0.18%
+170,788
New +$10.2M
CMP icon
137
Compass Minerals
CMP
$1.08B
$10.6M 0.18%
+125,969
New +$11.3M
POST icon
138
Post Holdings
POST
$4.09B
$10.5M 0.18%
483,459
+239,118
+98% +$6.38M
SIRI icon
139
SiriusXM
SIRI
$10.1B
$10.5M 0.18%
299,479
+47,312
+19% +$1.65M
TRN icon
140
Trinity Industries
TRN
$2.47B
$10.4M 0.18%
310,454
+226,482
+270% +$7.5M
EWBC icon
141
East-West Bancorp
EWBC
$18.1B
$10.4M 0.18%
306,710
+116,157
+61% +$4.03M
SN
142
DELISTED
Sanchez Energy Corporation
SN
$10.3M 0.18%
390,431
+217,683
+126% +$6.92M
GRUB
143
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$10.2M 0.18%
+148,761
New +$11M
DISH
144
DELISTED
DISH Network Corp.
DISH
$10.1M 0.17%
155,645
+25,826
+20% +$1.67M
PVH icon
145
PVH
PVH
$3.99B
$9.39M 0.16%
+77,500
New +$9.08M
NEE icon
146
NextEra Energy
NEE
$176B
$9.33M 0.16%
397,672
-315,328
-44% -$7.61M
TMUS icon
147
T-Mobile US
TMUS
$193B
$9.19M 0.16%
318,355
+88,695
+39% +$2.73M
TT icon
148
Trane Technologies
TT
$105B
$9.11M 0.16%
161,640
+120,941
+297% +$7.33M
DRC
149
DELISTED
DRESSER-RAND GROUP INC
DRC
$9.09M 0.16%
+110,506
New +$7.43M
KEX icon
150
Kirby Corp
KEX
$7.11B
$8.82M 0.15%
+74,814
New +$8.91M
4 5
6
7 8

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.