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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SCTY
126
DELISTED
SolarCity Corporation
SCTY
$12.3M 0.21%
+206,498
New +$14.2M
2014 Q3
0 quarters
MET icon
127
MetLife
MET
$62.5B
$12.1M 0.21%
+253,430
New +$12.3M
2014 Q3
0 quarters
VC icon
128
Visteon
VC
$2.28B
$12.1M 0.21%
124,433
-9,431
-7% -$944K
2014 Q2
1 quarter
MS icon
129
Morgan Stanley
MS
$298B
$11.9M 0.21%
+343,648
New +$11.5M
2014 Q3
0 quarters
OSK icon
130
Oshkosh
OSK
$7.73B
$11.7M 0.2%
+265,951
New +$13.2M
2014 Q3
0 quarters
AAPL icon
131
Apple
AAPL
$4.91T
$11.6M 0.2%
458,764
-401,140
-47% -$9.84M
2014 Q1
2 quarters
ROC icon
132
DELISTED
ROCKWOOD HLDGS INC
ROC
$11.5M 0.2%
+150,000
New +$12M
2014 Q3
0 quarters
NRF
133
DELISTED
NorthStar Realty Finance Corp.
NRF
$11.4M 0.2%
+323,874
New +$11.3M
2014 Q3
0 quarters
FLS icon
134
Flowserve
FLS
$9.19B
$10.9M 0.19%
154,009
+73,498
+91% +$5.45M
2014 Q2
1 quarter
AMG icon
135
Affiliated Managers Group
AMG
$10B
$10.8M 0.19%
53,762
+20,193
+60% +$4.12M
2014 Q2
1 quarter
VFC icon
136
VF Corp
VFC
$5.9B
$10.6M 0.18%
+170,788
New +$10.2M
2014 Q3
0 quarters
CMP icon
137
Compass Minerals
CMP
$957M
$10.6M 0.18%
+125,969
New +$11.3M
2014 Q3
0 quarters
POST icon
138
Post Holdings
POST
$3.39B
$10.5M 0.18%
483,459
+239,118
+98% +$6.38M
2013 Q4
3 quarters
SIRI icon
139
SiriusXM
SIRI
$8.94B
$10.5M 0.18%
299,479
+47,312
+19% +$1.65M
2014 Q1
2 quarters
TRN icon
140
Trinity Industries
TRN
$2.03B
$10.4M 0.18%
310,454
+226,482
+270% +$7.5M
2014 Q2
1 quarter
EWBC icon
141
East-West Bancorp
EWBC
$17.2B
$10.4M 0.18%
306,710
+116,157
+61% +$4.03M
2013 Q3
4 quarters
SN icon
142
DELISTED
Sanchez Energy Corporation
SN
$10.3M 0.18%
390,431
+217,683
+126% +$6.92M
2014 Q2
1 quarter
GRUB
143
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$10.2M 0.18%
+148,761
New +$11M
2014 Q3
0 quarters
DISH
144
DELISTED
DISH Network Corp.
DISH
$10.1M 0.17%
155,645
+25,826
+20% +$1.67M
2013 Q2
5 quarters
PVH icon
145
PVH
PVH
$3.75B
$9.39M 0.16%
+77,500
New +$9.08M
2014 Q3
0 quarters
NEE icon
146
NextEra Energy
NEE
$161B
$9.33M 0.16%
397,672
-315,328
-44% -$7.61M
2013 Q2
5 quarters
TMUS icon
147
T-Mobile US
TMUS
$159B
$9.19M 0.16%
318,355
+88,695
+39% +$2.73M
2013 Q4
3 quarters
TT icon
148
Trane Technologies
TT
$105B
$9.11M 0.16%
161,640
+120,941
+297% +$7.33M
2014 Q2
1 quarter
DRC
149
DELISTED
DRESSER-RAND GROUP INC
DRC
$9.09M 0.16%
+110,506
New +$7.43M
2014 Q3
0 quarters
KEX icon
150
Kirby Corp
KEX
$7.19B
$8.82M 0.15%
+74,814
New +$8.91M
2014 Q3
0 quarters
4 5
6
7 8

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.