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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ARG
126
DELISTED
Airgas Inc
ARG
$12.9M 0.24%
+121,193
New +$13M
2014 Q1
0 quarters
JCI icon
127
Johnson Controls International
JCI
$95.4B
$12.8M 0.24%
+258,474
New +$13.1M
2014 Q1
0 quarters
APOL
128
DELISTED
Apollo Education Group Inc Class A
APOL
$12.8M 0.24%
373,853
-273,326
-42% -$8.87M
2013 Q2
3 quarters
DEI icon
129
Douglas Emmett
DEI
$1.64B
$12.4M 0.24%
+457,927
New +$11.9M
2014 Q1
0 quarters
BXMT icon
130
Blackstone Mortgage Trust
BXMT
$1.86B
$12M 0.23%
+418,914
New +$11.9M
2014 Q1
0 quarters
UMPQ
131
DELISTED
Umpqua Holdings Corp
UMPQ
$12M 0.23%
645,975
+358,512
+125% +$6.49M
2013 Q4
1 quarter
SIG icon
132
Signet Jewelers
SIG
$4.03B
$11.7M 0.22%
110,735
-58,097
-34% -$5.07M
2013 Q3
2 quarters
VZ icon
133
Verizon
VZ
$173B
$11.7M 0.22%
+245,369
New +$11.6M
2014 Q1
0 quarters
LNT icon
134
Alliant Energy
LNT
$17.1B
$11.5M 0.22%
406,100
-409,644
-50% -$10.8M
2013 Q2
3 quarters
CTXS
135
DELISTED
Citrix Systems Inc
CTXS
$11.5M 0.22%
+251,160
New +$11.8M
2014 Q1
0 quarters
TC.PRT icon
136
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$11.4M 0.22%
894,319
-48,400
-5% -$693K
2013 Q2
3 quarters
ARE icon
137
Alexandria Real Estate Equities
ARE
$7.83B
$11.2M 0.21%
+154,323
New +$10.8M
2014 Q1
0 quarters
LPLA icon
138
LPL Financial
LPLA
$26.1B
$11.2M 0.21%
213,142
+38,965
+22% +$2.06M
2013 Q4
1 quarter
QTS
139
DELISTED
QTS REALTY TRUST, INC.
QTS
$10.9M 0.21%
+435,000
New +$10.6M
2014 Q1
0 quarters
MTH icon
140
Meritage Homes
MTH
$3.83B
$10.9M 0.21%
+520,410
New +$11.9M
2014 Q1
0 quarters
NWL icon
141
Newell Brands
NWL
$2.4B
$10.9M 0.21%
+364,221
New +$11.3M
2014 Q1
0 quarters
PG icon
142
Procter & Gamble
PG
$351B
$10.9M 0.21%
135,000
-308,850
-70% -$24.3M
2013 Q2
3 quarters
RAI
143
DELISTED
Reynolds American Inc
RAI
$10.8M 0.21%
+405,482
New +$10.2M
2014 Q1
0 quarters
BRO icon
144
Brown & Brown
BRO
$21B
$10.8M 0.2%
+701,156
New +$10.8M
2014 Q1
0 quarters
PACW
145
DELISTED
PacWest Bancorp
PACW
$10.7M 0.2%
248,189
-14,867
-6% -$627K
2013 Q3
2 quarters
EIX icon
146
Edison International
EIX
$21.3B
$10.5M 0.2%
186,000
+23,955
+15% +$1.19M
2013 Q4
1 quarter
TOL icon
147
Toll Brothers
TOL
$12.3B
$10.4M 0.2%
290,000
-200,000
-41% -$7.36M
2013 Q2
3 quarters
POR icon
148
Portland General Electric
POR
$5.34B
$10.3M 0.2%
+318,417
New +$9.8M
2014 Q1
0 quarters
TAN icon
149
Invesco Solar ETF
TAN
$896M
$10.1M 0.19%
229,360
+61,361
+37% +$2.63M
2013 Q4
1 quarter
WBS icon
150
DELISTED
Webster Financial
WBS
$9.96M 0.19%
+320,605
New +$9.85M
2014 Q1
0 quarters
4 5
6
7 8

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.