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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARG
126
DELISTED
Airgas Inc
ARG
$12.9M 0.24%
+121,193
New +$13M
JCI icon
127
Johnson Controls International
JCI
$93.6B
$12.8M 0.24%
+258,474
New +$13.1M
APOL
128
DELISTED
Apollo Education Group Inc Class A
APOL
$12.8M 0.24%
373,853
-273,326
-42% -$8.87M
DEI icon
129
Douglas Emmett
DEI
$1.93B
$12.4M 0.24%
+457,927
New +$11.9M
BXMT icon
130
Blackstone Mortgage Trust
BXMT
$2.33B
$12M 0.23%
+418,914
New +$11.9M
UMPQ
131
DELISTED
Umpqua Holdings Corp
UMPQ
$12M 0.23%
645,975
+358,512
+125% +$6.49M
SIG icon
132
Signet Jewelers
SIG
$3.65B
$11.7M 0.22%
110,735
-58,097
-34% -$5.07M
VZ icon
133
Verizon
VZ
$195B
$11.7M 0.22%
+245,369
New +$11.6M
LNT icon
134
Alliant Energy
LNT
$18B
$11.5M 0.22%
406,100
-409,644
-50% -$10.8M
CTXS
135
DELISTED
Citrix Systems Inc
CTXS
$11.5M 0.22%
+251,160
New +$11.8M
TC.PRT
136
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$11.4M 0.22%
894,319
-48,400
-5% -$693K
ARE icon
137
Alexandria Real Estate Equities
ARE
$8.34B
$11.2M 0.21%
+154,323
New +$10.8M
LPLA icon
138
LPL Financial
LPLA
$28.3B
$11.2M 0.21%
213,142
+38,965
+22% +$2.06M
QTS
139
DELISTED
QTS REALTY TRUST, INC.
QTS
$10.9M 0.21%
+435,000
New +$10.6M
MTH icon
140
Meritage Homes
MTH
$4.71B
$10.9M 0.21%
+520,410
New +$11.9M
NWL icon
141
Newell Brands
NWL
$2.56B
$10.9M 0.21%
+364,221
New +$11.3M
PG icon
142
Procter & Gamble
PG
$342B
$10.9M 0.21%
135,000
-308,850
-70% -$24.3M
RAI
143
DELISTED
Reynolds American Inc
RAI
$10.8M 0.21%
+405,482
New +$10.2M
BRO icon
144
Brown & Brown
BRO
$23.8B
$10.8M 0.2%
+701,156
New +$10.8M
PACW
145
DELISTED
PacWest Bancorp
PACW
$10.7M 0.2%
248,189
-14,867
-6% -$627K
EIX icon
146
Edison International
EIX
$25.9B
$10.5M 0.2%
186,000
+23,955
+15% +$1.19M
TOL icon
147
Toll Brothers
TOL
$14.1B
$10.4M 0.2%
290,000
-200,000
-41% -$7.36M
POR icon
148
Portland General Electric
POR
$5.71B
$10.3M 0.2%
+318,417
New +$9.8M
TAN icon
149
Invesco Solar ETF
TAN
$1.45B
$10.1M 0.19%
229,360
+61,361
+37% +$2.63M
WBS icon
150
Webster Financial
WBS
$12.8B
$9.96M 0.19%
+320,605
New +$9.85M
4 5
6
7 8

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.