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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IHS icon
126
DELISTED
IHS INC CL-A COM STK
IHS
$9.18M 0.19%
+80,360
New +$8.85M
2013 Q3
0 quarters
ACAS
127
DELISTED
American Capital Ltd
ACAS
$9.16M 0.19%
+666,364
New +$8.77M
2013 Q3
0 quarters
WCRX
128
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$9.14M 0.19%
400,000
– –
2013 Q2
1 quarter
MS icon
129
Morgan Stanley
MS
$298B
$9.08M 0.19%
337,035
-130,280
-28% -$3.5M
2013 Q2
1 quarter
APOL
130
DELISTED
Apollo Education Group Inc Class A
APOL
$9.04M 0.19%
434,197
+123,239
+40% +$2.38M
2013 Q2
1 quarter
KMI icon
131
Kinder Morgan
KMI
$72.3B
$8.85M 0.18%
+248,822
New +$9.33M
2013 Q3
0 quarters
UNS
132
DELISTED
UNS ENERGY CORP COM
UNS
$8.74M 0.18%
187,500
+47,878
+34% +$2.29M
2013 Q2
1 quarter
HME
133
DELISTED
HOME PROPERTIES, INC
HME
$8.65M 0.18%
149,752
-131,348
-47% -$8.06M
2013 Q2
1 quarter
FRC
134
DELISTED
First Republic Bank
FRC
$8.55M 0.18%
183,306
-51,712
-22% -$2.27M
2013 Q2
1 quarter
EWBC icon
135
East-West Bancorp
EWBC
$17.2B
$7.91M 0.16%
+247,499
New +$7.49M
2013 Q3
0 quarters
MFRM
136
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$7.49M 0.16%
235,515
-177,819
-43% -$7.07M
2013 Q2
1 quarter
INTC icon
137
Intel
INTC
$553B
$7.45M 0.16%
+325,000
New +$7.49M
2013 Q3
0 quarters
WFC icon
138
Wells Fargo
WFC
$253B
$7.4M 0.15%
+179,086
New +$7.64M
2013 Q3
0 quarters
WERN icon
139
Werner Enterprises
WERN
$1.96B
$7.38M 0.15%
+316,190
New +$7.56M
2013 Q3
0 quarters
RPT icon
140
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$7.19M 0.15%
466,666
-1,851
-0.4% -$28.4K
2013 Q2
1 quarter
HMA
141
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$7.13M 0.15%
+557,300
New +$7.74M
2013 Q3
0 quarters
AVB icon
142
DELISTED
AvalonBay Communities
AVB
$6.96M 0.14%
54,805
+22,473
+70% +$2.96M
2013 Q2
1 quarter
DELL icon
143
DELISTED
DELL INC
DELL
$6.96M 0.14%
505,845
-2,094,155
-81% -$28.4M
2013 Q2
1 quarter
CCI icon
144
Crown Castle
CCI
$33.9B
$6.94M 0.14%
95,000
+12,167
+15% +$870K
2013 Q2
1 quarter
LEN icon
145
Lennar Class A
LEN
$18.2B
$6.94M 0.14%
205,910
-142,276
-41% -$4.62M
2013 Q2
1 quarter
MBFI
146
DELISTED
MB Financial Corp
MBFI
$6.91M 0.14%
+244,717
New +$6.89M
2013 Q3
0 quarters
NBHC icon
147
National Bank Holdings
NBHC
$1.68B
$6.83M 0.14%
332,694
-239,978
-42% -$4.81M
2013 Q2
1 quarter
VZ icon
148
Verizon
VZ
$173B
$6.82M 0.14%
146,055
+48,556
+50% +$2.37M
2013 Q2
1 quarter
CPN
149
DELISTED
Calpine Corporation
CPN
$6.75M 0.14%
+347,167
New +$6.89M
2013 Q3
0 quarters
JCP
150
DELISTED
J.C. Penney Company, Inc.
JCP
$6.62M 0.14%
750,000
-336,174
-31% -$4.79M
2013 Q2
1 quarter
4 5
6
7 8

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.