We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHS
126
DELISTED
IHS INC CL-A COM STK
IHS
$9.18M 0.19%
+80,360
New +$8.85M
ACAS
127
DELISTED
American Capital Ltd
ACAS
$9.16M 0.19%
+666,364
New +$8.77M
WCRX
128
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$9.14M 0.19%
400,000
– –
MS icon
129
Morgan Stanley
MS
$336B
$9.08M 0.19%
337,035
-130,280
-28% -$3.5M
APOL
130
DELISTED
Apollo Education Group Inc Class A
APOL
$9.04M 0.19%
434,197
+123,239
+40% +$2.38M
KMI icon
131
Kinder Morgan
KMI
$69.7B
$8.85M 0.18%
+248,822
New +$9.33M
UNS
132
DELISTED
UNS ENERGY CORP COM
UNS
$8.74M 0.18%
187,500
+47,878
+34% +$2.29M
HME
133
DELISTED
HOME PROPERTIES, INC
HME
$8.65M 0.18%
149,752
-131,348
-47% -$8.06M
FRC
134
DELISTED
First Republic Bank
FRC
$8.55M 0.18%
183,306
-51,712
-22% -$2.27M
EWBC icon
135
East-West Bancorp
EWBC
$18.1B
$7.91M 0.16%
+247,499
New +$7.49M
MFRM
136
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$7.49M 0.16%
235,515
-177,819
-43% -$7.07M
INTC icon
137
Intel
INTC
$503B
$7.45M 0.16%
+325,000
New +$7.49M
WFC icon
138
Wells Fargo
WFC
$265B
$7.4M 0.15%
+179,086
New +$7.64M
WERN icon
139
Werner Enterprises
WERN
$2.21B
$7.38M 0.15%
+316,190
New +$7.56M
RPT
140
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$7.19M 0.15%
466,666
-1,851
-0.4% -$28.4K
HMA
141
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$7.13M 0.15%
+557,300
New +$7.74M
AVB icon
142
AvalonBay Communities
AVB
$26.6B
$6.96M 0.14%
54,805
+22,473
+70% +$2.96M
DELL
143
DELISTED
DELL INC
DELL
$6.96M 0.14%
505,845
-2,094,155
-81% -$28.4M
CCI icon
144
Crown Castle
CCI
$32.7B
$6.94M 0.14%
95,000
+12,167
+15% +$870K
LEN icon
145
Lennar Class A
LEN
$20.4B
$6.94M 0.14%
205,910
-142,276
-41% -$4.62M
MBFI
146
DELISTED
MB Financial Corp
MBFI
$6.91M 0.14%
+244,717
New +$6.89M
NBHC icon
147
National Bank Holdings
NBHC
$1.91B
$6.83M 0.14%
332,694
-239,978
-42% -$4.81M
VZ icon
148
Verizon
VZ
$195B
$6.82M 0.14%
146,055
+48,556
+50% +$2.37M
CPN
149
DELISTED
Calpine Corporation
CPN
$6.75M 0.14%
+347,167
New +$6.89M
JCP
150
DELISTED
J.C. Penney Company, Inc.
JCP
$6.62M 0.14%
750,000
-336,174
-31% -$4.79M
4 5
6
7 8

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.