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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
101
PayPal
PYPL
$51.1B
$3.07M 0.1%
50,000
-102,500
-67% -$5.87M
VZIO
102
DELISTED
VIZIO Holding Corp.
VZIO
$3.06M 0.1%
397,500
+347,500
+695% +$2.18M
CRM icon
103
Salesforce
CRM
$153B
$3.03M 0.1%
+11,500
New +$2.6M
AXNX
104
DELISTED
Axonics, Inc. Common Stock
AXNX
$3.01M 0.09%
48,306
-2,370
-5% -$133K
PANW icon
105
Palo Alto Networks
PANW
$293B
$2.95M 0.09%
20,000
+3,000
+18% +$401K
EL icon
106
Estee Lauder
EL
$30.9B
$2.92M 0.09%
+20,000
New +$2.65M
AXTA icon
107
Axalta
AXTA
$8.03B
$2.9M 0.09%
85,250
– –
AMH icon
108
American Homes 4 Rent
AMH
$12.4B
$2.89M 0.09%
80,258
-215,927
-73% -$7.54M
TAL icon
109
TAL Education Group
TAL
$6.91B
$2.86M 0.09%
226,168
+15,851
+8% +$164K
SBXC
110
DELISTED
SilverBox Corp III
SBXC
$2.83M 0.09%
273,228
-122,808
-31% -$1.26M
AGIO icon
111
Agios Pharmaceuticals
AGIO
$1.91B
$2.82M 0.09%
126,819
+21,598
+21% +$484K
EQIX icon
112
Equinix
EQIX
$104B
$2.81M 0.09%
3,493
+2,993
+599% +$2.3M
DEVS
113
DELISTED
DevvStream Corp
DEVS
$2.79M 0.09%
25,510
-11,466
-31% -$1.25M
SWTX
114
DELISTED
SpringWorks Therapeutics
SWTX
$2.75M 0.09%
75,250
-17,986
-19% -$469K
STI icon
115
Solidion Technology
STI
$58.4M
$2.74M 0.09%
7,121
– –
PLMJ
116
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$2.73M 0.09%
255,100
-114,663
-31% -$1.22M
PLAO
117
DELISTED
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
$2.73M 0.09%
245,652
-110,415
-31% -$1.22M
RARE icon
118
Ultragenyx Pharmaceutical
RARE
$2.55B
$2.72M 0.09%
56,956
-19,959
-26% -$774K
CFFS
119
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
$2.71M 0.09%
250,108
-112,419
-31% -$1.21M
INFA
120
DELISTED
Informatica
INFA
$2.7M 0.08%
95,000
+55,000
+138% +$1.32M
IDYA icon
121
IDEAYA Biosciences
IDYA
$3.49B
$2.65M 0.08%
74,575
-51,574
-41% -$1.54M
COHR icon
122
Coherent
COHR
$65.4B
$2.62M 0.08%
+60,128
New +$2.17M
ACEL icon
123
Accel Entertainment
ACEL
$998M
$2.62M 0.08%
254,737
-115,220
-31% -$1.19M
NBIX icon
124
Neurocrine Biosciences
NBIX
$16.2B
$2.61M 0.08%
19,796
-14,002
-41% -$1.61M
HR icon
125
Healthcare Realty
HR
$6.92B
$2.6M 0.08%
151,026
-281,968
-65% -$4.31M
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.