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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCV
101
DELISTED
Churchill Capital Corp V
CCV
$5.1M 0.09%
490,267
– –
MELI icon
102
Mercado Libre
MELI
$92.8B
$5.07M 0.09%
+4,000
New +$5.09M
NETC
103
DELISTED
Nabors Energy Transition Corp.
NETC
$5.06M 0.09%
462,203
– –
RRAC
104
DELISTED
Rigel Resource Acquisition Corp.
RRAC
$5.03M 0.09%
462,203
– –
ROSS
105
DELISTED
Ross Acquisition Corp II
ROSS
$4.96M 0.09%
461,002
– –
BRD
106
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
$4.92M 0.09%
475,816
– –
LCW
107
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$4.92M 0.09%
462,203
– –
LTHM
108
DELISTED
Livent Corporation
LTHM
$4.92M 0.09%
+267,200
New +$6.12M
BIOS
109
DELISTED
BioPlus Acquisition Corp. Class A Ordinary Shares
BIOS
$4.91M 0.09%
453,158
– –
SOAR icon
110
Volato Group
SOAR
$6.89M
$4.87M 0.09%
18,126
– –
CPAY icon
111
Corpay
CPAY
$26B
$4.85M 0.09%
19,000
+14,900
+363% +$3.89M
TRTL
112
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$4.84M 0.09%
462,203
– –
CHEA
113
DELISTED
Chenghe Acquisition Co. Class A Ordinary Share
CHEA
$4.82M 0.09%
445,083
– –
LTC
114
LTC Properties
LTC
$2.02B
$4.75M 0.08%
147,740
+58,127
+65% +$1.92M
ABT icon
115
Abbott
ABT
$187B
$4.75M 0.08%
+49,000
New +$5.15M
MDT icon
116
Medtronic
MDT
$110B
$4.69M 0.08%
59,796
+15,000
+33% +$1.26M
FBIN icon
117
Fortune Brands Innovations
FBIN
$6.01B
$4.67M 0.08%
75,150
+15,050
+25% +$1.03M
ZS icon
118
Zscaler
ZS
$26.3B
$4.67M 0.08%
+30,000
New +$4.5M
FDX icon
119
FedEx
FDX
$74.7B
$4.66M 0.08%
+17,600
New +$4.58M
PSA icon
120
Public Storage
PSA
$61.1B
$4.65M 0.08%
17,645
-8,623
-33% -$2.42M
OXY icon
121
Occidental Petroleum
OXY
$55.7B
$4.63M 0.08%
71,306
-55,066
-44% -$3.46M
FCX icon
122
Freeport-McMoran
FCX
$95.5B
$4.59M 0.08%
122,993
+65,600
+114% +$2.64M
SMAR
123
DELISTED
Smartsheet Inc.
SMAR
$4.55M 0.08%
112,500
+30,000
+36% +$1.23M
AEM icon
124
Agnico Eagle Mines
AEM
$85B
$4.54M 0.08%
+100,000
New +$4.9M
SNPS icon
125
Synopsys
SNPS
$77.7B
$4.39M 0.08%
9,575
+3,900
+69% +$1.75M
3 4
5
6 7

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.