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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$401M
Cap. Flow %
7.12%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149
Avg Time Held Equity + Options
3.9 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.1 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 39.86%
2 Healthcare 28.77%
3 Miscellaneous 7.24%
4 Real Estate 5.15%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CCV
101
DELISTED
Churchill Capital Corp V
CCV
$5.1M 0.09%
490,267
– –
2021 Q2
9 quarters
MELI icon
102
Mercado Libre
MELI
$95.8B
$5.07M 0.09%
+4,000
New +$5.09M
2023 Q3
0 quarters
NETC
103
DELISTED
Nabors Energy Transition Corp.
NETC
$5.06M 0.09%
462,203
– –
2022 Q1
6 quarters
RRAC icon
104
DELISTED
Rigel Resource Acquisition Corp.
RRAC
$5.03M 0.09%
462,203
– –
2022 Q1
6 quarters
ROSS
105
DELISTED
Ross Acquisition Corp II
ROSS
$4.96M 0.09%
461,002
– –
2021 Q2
9 quarters
BRD
106
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
$4.92M 0.09%
475,816
– –
2022 Q1
6 quarters
LCW icon
107
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$4.92M 0.09%
462,203
– –
2021 Q4
7 quarters
LTHM
108
DELISTED
Livent Corporation
LTHM
$4.92M 0.09%
+267,200
New +$6.12M
2023 Q3
0 quarters
BIOS
109
DELISTED
BioPlus Acquisition Corp. Class A Ordinary Shares
BIOS
$4.91M 0.09%
453,158
– –
2022 Q1
6 quarters
SOAR icon
110
Volato Group
SOAR
$16.6M
$4.87M 0.09%
18,126
– –
2022 Q1
6 quarters
CPAY icon
111
Corpay
CPAY
$26.1B
$4.85M 0.09%
19,000
+14,900
+363% +$3.89M
2023 Q2
1 quarter
TRTL icon
112
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$4.84M 0.09%
462,203
– –
2021 Q3
8 quarters
CHEA
113
DELISTED
Chenghe Acquisition Co. Class A Ordinary Share
CHEA
$4.82M 0.09%
445,083
– –
2023 Q2
1 quarter
LTC icon
114
LTC Properties
LTC
$2.29B
$4.75M 0.08%
147,740
+58,127
+65% +$1.92M
2023 Q1
2 quarters
ABT icon
115
Abbott
ABT
$172B
$4.75M 0.08%
+49,000
New +$5.15M
2023 Q3
0 quarters
MDT icon
116
Medtronic
MDT
$113B
$4.69M 0.08%
59,796
+15,000
+33% +$1.26M
2023 Q1
2 quarters
FBIN icon
117
Fortune Brands Innovations
FBIN
$4.66B
$4.67M 0.08%
75,150
+15,050
+25% +$1.03M
2023 Q2
1 quarter
ZS icon
118
Zscaler
ZS
$38.1B
$4.67M 0.08%
+30,000
New +$4.5M
2023 Q3
0 quarters
FDX icon
119
FedEx
FDX
$69B
$4.66M 0.08%
+17,600
New +$4.58M
2023 Q3
0 quarters
PSA icon
120
Public Storage
PSA
$54.2B
$4.65M 0.08%
17,645
-8,623
-33% -$2.42M
2021 Q4
7 quarters
OXY icon
121
Occidental Petroleum
OXY
$60.1B
$4.63M 0.08%
71,306
-55,066
-44% -$3.46M
2022 Q3
4 quarters
FCX icon
122
Freeport-McMoran
FCX
$106B
$4.59M 0.08%
122,993
+65,600
+114% +$2.64M
2023 Q2
1 quarter
SMAR icon
123
DELISTED
Smartsheet Inc.
SMAR
$4.55M 0.08%
112,500
+30,000
+36% +$1.23M
2023 Q1
2 quarters
AEM icon
124
Agnico Eagle Mines
AEM
$95.7B
$4.54M 0.08%
+100,000
New +$4.9M
2023 Q3
0 quarters
SNPS icon
125
Synopsys
SNPS
$97.7B
$4.39M 0.08%
9,575
+3,900
+69% +$1.75M
2023 Q2
1 quarter
3 4
5
6 7

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $401M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 16% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.