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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNZA icon
101
LanzaTech
LNZA
$68M
$7.49M 0.07%
+7,737
New +$7.5M
TIOA
102
DELISTED
Tio Tech A Class A Ordinary Share
TIOA
$7.49M 0.07%
773,656
-202,978
-21% -$1.98M
FSNB
103
DELISTED
Fusion Acquisition Corp. II
FSNB
$7.49M 0.07%
771,666
+20,687
+3% +$201K
CCV
104
DELISTED
Churchill Capital Corp V
CCV
$7.46M 0.07%
758,515
-40,665
-5% -$401K
OACB
105
DELISTED
Oaktree Acquisition Corp. II
OACB
$7.46M 0.07%
754,932
-245,427
-25% -$2.42M
KCGI
106
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$7.46M 0.07%
+758,515
New +$7.46M
COOL
107
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$7.43M 0.07%
758,505
-141,067
-16% -$1.38M
CLIM
108
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$7.4M 0.07%
758,515
-142,440
-16% -$1.4M
FVIV
109
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$7.4M 0.07%
758,515
-92,367
-11% -$903K
UHG
110
DELISTED
United Homes Group
UHG
$7.39M 0.07%
758,515
-138,624
-15% -$1.35M
CBRGU
111
DELISTED
Chain Bridge I Units
CBRGU
$7.27M 0.07%
+722,078
New +$7.27M
SWN
112
DELISTED
Southwestern Energy Company
SWN
$7.26M 0.07%
+1,557,360
New +$7.76M
DPCSU
113
DELISTED
DP Cap Acquisition Corp I Unit
DPCSU
$7.25M 0.07%
+722,078
New +$7.29M
QFIN icon
114
Qfin Holdings
QFIN
$1.59B
$7.22M 0.07%
315,000
+25,000
+9% +$556K
GNRC icon
115
Generac Holdings
GNRC
$12.5B
$7.19M 0.07%
+20,438
New +$8.48M
IPVF
116
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$7.14M 0.07%
720,634
+19,299
+3% +$191K
KRA
117
DELISTED
Kraton Corporation
KRA
$7.11M 0.07%
+153,447
New +$7.04M
VTR icon
118
Ventas
VTR
$47.3B
$7.11M 0.07%
+139,000
New +$7.26M
LGV
119
DELISTED
Longview Acquisition Corp. II
LGV
$7.08M 0.07%
719,263
+19,263
+3% +$191K
GETR
120
DELISTED
Getaround, Inc.
GETR
$7.07M 0.07%
728,850
+19,518
+3% +$190K
ZTO icon
121
ZTO Express
ZTO
$18.3B
$7.07M 0.07%
250,482
+52,357
+26% +$1.56M
EVLV icon
122
Evolv Technologies
EVLV
$1.07B
$6.9M 0.07%
1,547,311
+41,438
+3% +$233K
SBII
123
DELISTED
Sandbridge X2 Corp.
SBII
$6.83M 0.07%
701,436
– –
STEM icon
124
Stem
STEM
$51.5M
$6.77M 0.07%
+17,847
New +$7.73M
LLAP
125
DELISTED
Terran Orbital Corporation
LLAP
$6.63M 0.06%
670,502
-65,129
-9% -$642K
3 4
5
6 7

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.