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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPOA.U
101
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
$8.04M 0.16%
+730,000
New +$7.53M
CTXS
102
DELISTED
Citrix Systems Inc
CTXS
$7.81M 0.16%
60,000
+20,000
+50% +$2.54M
SKIN icon
103
SkinHealth Systems
SKIN
$99.5M
$7.74M 0.16%
+684,375
New +$7.36M
TEL icon
104
TE Connectivity
TEL
$62.3B
$7.68M 0.16%
+63,420
New +$6.99M
CPAY icon
105
Corpay
CPAY
$26B
$7.64M 0.16%
28,000
+3,000
+12% +$770K
DRI icon
106
Darden Restaurants
DRI
$24.1B
$7.41M 0.15%
62,200
+39,700
+176% +$4.25M
TALK icon
107
Talkspace
TALK
$873M
$7.4M 0.15%
+684,374
New +$6.81M
CPT icon
108
Camden Property Trust
CPT
$11B
$7.4M 0.15%
74,020
+17,620
+31% +$1.71M
SPRQ.U
109
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$7.39M 0.15%
+684,375
New +$7.24M
RKLB icon
110
Rocket Lab Corp
RKLB
$47.3B
$7.38M 0.15%
+730,000
New +$7.44M
PTICU
111
DELISTED
PropTech Investment Corporation II Unit
PTICU
$7.36M 0.15%
+684,375
New +$7.1M
NTST
112
NETSTREIT Corp
NTST
$2.14B
$7.31M 0.15%
+374,905
New +$6.93M
BSY icon
113
Bentley Systems
BSY
$10.7B
$7.29M 0.15%
+180,000
New +$6.38M
XIFR
114
XPLR Infrastructure LP
XIFR
$1.08B
$7.26M 0.15%
+108,264
New +$6.98M
FMAC
115
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$7.25M 0.15%
+684,375
New +$7.11M
VIHAU
116
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
$7.23M 0.15%
+684,375
New +$6.91M
MAT icon
117
Mattel
MAT
$4.21B
$7.21M 0.15%
413,260
+400,000
+3,017% +$5.89M
AAL icon
118
PUT
American Airlines Group
AAL
$10.6B
$7.19M 0.15%
7,894,500
+1,533,000
+24% +$21.2M
FRX.U
119
DELISTED
Forest Road Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-th
FRX.U
$7.19M 0.15%
+684,375
New +$7.07M
SBAC icon
120
SBA Communications
SBAC
$19.4B
$7.18M 0.15%
25,465
+16,765
+193% +$4.92M
GBTG icon
121
American Express Global Business Travel
GBTG
$4.93B
$7.12M 0.15%
+684,375
New +$6.95M
BTAQ
122
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$7.12M 0.15%
+684,375
New +$6.74M
RAACU
123
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
$7.12M 0.15%
+684,375
New +$7.09M
LSI
124
DELISTED
Life Storage, Inc.
LSI
$7.1M 0.15%
89,250
+15,300
+21% +$1.17M
TACA.U
125
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$7.1M 0.15%
+684,375
New +$7.03M
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.