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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$893M
Cap. Flow %
-22.69%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE icon
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR icon
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 15.47%
3 Technology 11.7%
4 Miscellaneous 10.56%
5 Consumer Discretionary 8.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MVST icon
101
Microvast
MVST
$222M
$4.64M 0.12%
456,248
-493,752
-52% -$5.02M
2019 Q3
4 quarters
MAPS icon
102
DELISTED
WM TECHNOLOGY INC A
MAPS
$4.62M 0.12%
456,248
-1,495,612
-77% -$15.1M
2019 Q4
3 quarters
MNTS icon
103
Momentus
MNTS
$71.8M
$4.6M 0.12%
37
-52
-58% -$6.47M
2020 Q1
2 quarters
SCPE
104
DELISTED
SC Health Corporation
SCPE
$4.6M 0.12%
456,248
-778,752
-63% -$7.87M
2019 Q3
4 quarters
LVOX
105
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$4.58M 0.12%
456,249
-782,646
-63% -$7.94M
2019 Q3
4 quarters
JSPR icon
106
Jasper Therapeutics
JSPR
$19M
$4.54M 0.12%
45,625
-11,375
-20% -$1.14M
2020 Q1
2 quarters
LATN
107
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$4.54M 0.12%
456,249
-303,751
-40% -$3.03M
2019 Q4
3 quarters
LFLY icon
108
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$4.51M 0.11%
22,812
-938
-4% -$185K
2019 Q4
3 quarters
CGRO icon
109
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$4.5M 0.11%
456,248
-256,252
-36% -$2.53M
2020 Q2
1 quarter
GNRS
110
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$4.46M 0.11%
456,249
-541,251
-54% -$5.33M
2020 Q2
1 quarter
ARE icon
111
Alexandria Real Estate Equities
ARE
$7.83B
$4.35M 0.11%
27,200
+19,100
+236% +$3.19M
2020 Q2
1 quarter
DIS icon
112
Walt Disney
DIS
$187B
$4.34M 0.11%
35,000
-145,000
-81% -$18.1M
2016 Q3
16 quarters
LAZR icon
113
DELISTED
Luminar Technologies
LAZR
$4.17M 0.11%
24,333
-1,824
-7% -$307K
2020 Q1
2 quarters
UNH icon
114
UnitedHealth
UNH
$340B
$4.05M 0.1%
13,000
-34,500
-73% -$10.6M
2020 Q1
2 quarters
EQIX icon
115
Equinix
EQIX
$101B
$3.94M 0.1%
5,187
-6,913
-57% -$5.23M
2018 Q1
10 quarters
ACEL icon
116
Accel Entertainment
ACEL
$893M
$3.93M 0.1%
366,767
+114,201
+45% +$1.22M
2020 Q1
2 quarters
PLD icon
117
Prologis
PLD
$123B
$3.91M 0.1%
38,900
+21,600
+125% +$2.16M
2018 Q3
8 quarters
LIVK
118
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$3.9M 0.1%
398,294
-5,456
-1% -$54.1K
2020 Q1
2 quarters
LTC icon
119
LTC Properties
LTC
$2.29B
$3.87M 0.1%
111,100
+29,100
+35% +$1.07M
2020 Q2
1 quarter
UBER icon
120
Uber
UBER
$146B
$3.83M 0.1%
105,000
+70,000
+200% +$2.31M
2020 Q2
1 quarter
FDX icon
121
FedEx
FDX
$69B
$3.77M 0.1%
+15,000
New +$3M
2020 Q3
0 quarters
RIG icon
122
PUT
Transocean
RIG
$6.15B
$3.7M 0.09%
1,005,000
– –
2018 Q2
9 quarters
EBAY icon
123
eBay
EBAY
$49.9B
$3.65M 0.09%
70,000
-180,000
-72% -$9.92M
2019 Q1
6 quarters
SHPW icon
124
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.61M 0.09%
45,625
-1,875
-4% -$149K
2019 Q4
3 quarters
CLOV icon
125
CALL
Clover Health Investments
CLOV
$2.54B
$3.6M 0.09%
937,162
-12,838
-1% -$142K
2020 Q2
1 quarter
3 4
5
6 7

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.